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Asset manager (funds and pooled vehicles)SEC-registered· El Cajon, California

Asset manager (funds and pooled vehicles), based in El Cajon, California, reporting $11.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$11.9M
Advisors
0
RAUM change, 1 year
+18%
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 19 Mar 2026, RAUM $10.1M to $11.9M (+18.2%) on the Form ADV filed 19 Mar 2026.

Every filed figure, and the identifiersCRD 108716 · SEC 801-56657 · 16 filingsShow
CRD 108716SEC 801-56657First filing on the tape Mar 29, 2012, latest Mar 19, 2026SEC status approved since Jul 22, 1999IAPD
RAUM
$11.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape

RAUM +38% a year over three years · the tape starts Mar 29, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$11.9M as of Mar 19, 2026
Mar 29, 2012$5.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 29, 20120 then
Employees (5.A)1 as of Mar 19, 2026
Mar 27, 20132 then
Private funds: no history
RAUM +18% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$11.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% investment companies

The breakdown by client type, and the client counts1 client typesShow
  • Investment companies$11.9M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••••• J•••••• · General Partner, Chief Compliance Officercontrol
        since 07/1995 · owns 25% to 50%
      • P•••••••• R••• · Managing Partnercontrol
        since 01/1995 · owns 25% to 50%
      • P•••••••• J••••• E••••• · Limited Partner
        since 01/1995 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $10.1M to $11.9M
        Feb 11, 2025 to Mar 19, 2026
      • RAUM · $10.1M to $11.9M
        Feb 11, 2025 to Mar 19, 2026
      • Financial planning clients · 0 to 0
        Mar 19, 2024 to Feb 11, 2025
      • Discretionary RAUM · $7.4M to $10.1M
        Mar 19, 2024 to Feb 11, 2025
      • RAUM · $7.4M to $10.1M
        Mar 19, 2024 to Feb 11, 2025
      Full history · 47 changes
      • Discretionary RAUM · $4.5M to $7.4M
        Mar 28, 2023 to Mar 19, 2024
      • RAUM · $4.5M to $7.4M
        Mar 28, 2023 to Mar 19, 2024
      • Advisory employees · 2 to 1
        Mar 17, 2022 to Mar 28, 2023
      • Employees · 2 to 1
        Mar 17, 2022 to Mar 28, 2023
      • Discretionary RAUM · $7.4M to $4.5M
        Mar 17, 2022 to Mar 28, 2023
      • RAUM · $7.4M to $4.5M
        Mar 17, 2022 to Mar 28, 2023
      • Discretionary RAUM · $8.2M to $7.4M
        Mar 18, 2021 to Mar 17, 2022
      • RAUM · $8.2M to $7.4M
        Mar 18, 2021 to Mar 17, 2022
      • Discretionary RAUM · $5.0M to $8.2M
        Mar 24, 2020 to Mar 18, 2021
      • RAUM · $5.0M to $8.2M
        Mar 24, 2020 to Mar 18, 2021
      • Discretionary RAUM · $4.8M to $5.0M
        Mar 26, 2019 to Mar 24, 2020
      • RAUM · $4.8M to $5.0M
        Mar 26, 2019 to Mar 24, 2020
      • Accounts · 13 to 1
        Mar 28, 2018 to Mar 26, 2019
      • Advisory activities · 2 to 1
        Mar 28, 2018 to Mar 26, 2019
      • Individual clients · 12.0 to unset
        Mar 28, 2018 to Mar 26, 2019
      • Discretionary RAUM · $4.9M to $4.8M
        Mar 28, 2018 to Mar 26, 2019
      • Individual RAUM · 724846.0 to unset
        Mar 28, 2018 to Mar 26, 2019
      • RAUM · $4.9M to $4.8M
        Mar 28, 2018 to Mar 26, 2019
      • Accounts · 10 to 13
        Mar 27, 2017 to Mar 28, 2018
      • Individual clients · unset to 12.0
        Mar 27, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Mar 27, 2017 to Mar 28, 2018
      • Discretionary RAUM · $4.2M to $4.9M
        Mar 27, 2017 to Mar 28, 2018
      • Individual RAUM · unset to 724846.0
        Mar 27, 2017 to Mar 28, 2018
      • RAUM · $4.2M to $4.9M
        Mar 27, 2017 to Mar 28, 2018
      • Accounts · 11 to 10
        Mar 28, 2016 to Mar 27, 2017
      • Discretionary RAUM · $4.6M to $4.2M
        Mar 28, 2016 to Mar 27, 2017
      • RAUM · $4.6M to $4.2M
        Mar 28, 2016 to Mar 27, 2017
      • Advisory activities · 3 to 2
        Mar 26, 2015 to Mar 28, 2016
      • Discretionary RAUM · $4.7M to $4.6M
        Mar 26, 2015 to Mar 28, 2016
      • RAUM · $4.7M to $4.6M
        Mar 26, 2015 to Mar 28, 2016
      • Accounts · 19 to 11
        Sep 17, 2014 to Mar 26, 2015
      • Discretionary RAUM · $4.5M to $4.7M
        Sep 17, 2014 to Mar 26, 2015
      • RAUM · $4.5M to $4.7M
        Sep 17, 2014 to Mar 26, 2015
      • Accounts · 22 to 19
        Mar 27, 2013 to Mar 28, 2014
      • Organization form · Limited Liability Partnership to Limited Partnership
        Mar 27, 2013 to Mar 28, 2014
      • Discretionary RAUM · $4.6M to $4.5M
        Mar 27, 2013 to Mar 28, 2014
      • RAUM · $4.6M to $4.5M
        Mar 27, 2013 to Mar 28, 2014
      • Accounts · 24 to 22
        Mar 29, 2012 to Mar 27, 2013
      • Advisory employees · unset to 2.0
        Mar 29, 2012 to Mar 27, 2013
      • Employees · unset to 2.0
        Mar 29, 2012 to Mar 27, 2013
      • Discretionary RAUM · $5.7M to $4.6M
        Mar 29, 2012 to Mar 27, 2013
      • RAUM · $5.7M to $4.6M
        Mar 29, 2012 to Mar 27, 2013
      Signals
      2 dated events
      • ••• Locked
        Mar 19, 2026 · ria ownership band change · fact
      • ••• Locked
        Mar 19, 2026 · ria ownership band change · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 19, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.