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C••••• W••• L••
No RAUM reported, based in Lawrenceville, New Jersey.
Composed from this adviser's Form ADV classification, location and filed figures.
Nothing material in the last 180 days. Last change: 27 Mar 2026, 1 control person joined and 1 left Schedule A in the last 12 months.
Every filed figure, and the identifiersCRD 109066 · SEC 801-56468 · 16 filingsShowHide
Filed figures over time · the tape starts Mar 30, 2012
RAUM, HNW assets, advisors, employees and funds over time5 seriesShowHide
The rule behind each archetype, and every derived figure1 ruleShowHide
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 office incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
No Item 5.D breakdown on this filing.
The breakdown by client type, and the client countsShowHide
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 39reported
- Charitable clients
- 11reported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
- C•••••• J••••• L••• · Chief Executive Officercontrolsince 01/2022 · owns 50% to 75%
- D•••••• B••••• T• · Principalcontrolsince 09/2008 · owns 5% to 10%
- K••••••• U•••••• · Principalcontrolsince 01/2022 · owns 5% to 10%
- S••••••• G•••• A•••• · Principalcontrolsince 01/2022 · owns 5% to 10%
- V•• O••• T•••••••• W•••••• · Chief Compliance Officercontrolsince 01/2023 · owns 5% to 10%
All 7 control personsShow fewer
- P•••••• B••••• J• · Principalsince 01/2023 · owns 5% to 10%
- T•• M•••••• · Chief Financial Officersince 01/2023 · owns 5% to 10%
- Business name · C••••• W•••• L•• to C••••• W••• L••Mar 11, 2025 to Mar 27, 2026
- Charity clients · 4 to 11Mar 11, 2025 to Mar 27, 2026
- Pension plan clients · 67 to 39Mar 11, 2025 to Mar 27, 2026
- Accounts · unset to 0.0Nov 4, 2024 to Mar 11, 2025
- Charity clients · 8 to 4Nov 4, 2024 to Mar 11, 2025
Full history · 51 changesShow fewer
- Pension plan clients · 60 to 67Nov 4, 2024 to Mar 11, 2025
- Financial planning clients · unset to Nov 4, 2024 to Mar 11, 2025
- Discretionary RAUM · unset to 0.0Nov 4, 2024 to Mar 11, 2025
- Non-discretionary RAUM · unset to 0.0Nov 4, 2024 to Mar 11, 2025
- RAUM · unset to 0.0Nov 4, 2024 to Mar 11, 2025
- Pension plan clients · 61 to 60Apr 4, 2023 to Mar 11, 2024
- Employees · 25 to 30Apr 4, 2023 to Mar 11, 2024
- Charity clients · 4 to 8May 31, 2022 to Apr 4, 2023
- Corporate clients · unset to 0.0May 31, 2022 to Apr 4, 2023
- Pension plan clients · 46 to 61May 31, 2022 to Apr 4, 2023
- Employees · 26 to 25May 31, 2022 to Apr 4, 2023
- HQ city · PENNINGTON to LAWRENCEVILLEMay 31, 2022 to Apr 4, 2023
- Advisory employees · 8 to 7Jun 14, 2021 to May 31, 2022
- Charity clients · 2 to 4Jun 14, 2021 to May 31, 2022
- Pension plan clients · 42 to 46Jun 14, 2021 to May 31, 2022
- Employees · 27 to 26Jun 14, 2021 to May 31, 2022
- Charity clients · unset to 2.0May 8, 2020 to Jun 14, 2021
- Pension plan clients · 41 to 42May 8, 2020 to Jun 14, 2021
- Accounts · 2.0 to unsetMar 19, 2019 to May 8, 2020
- Advisory employees · 7 to 8Mar 19, 2019 to May 8, 2020
- Pension plan clients · unset to 41.0Mar 19, 2019 to May 8, 2020
- Employees · 26 to 27Mar 19, 2019 to May 8, 2020
- Discretionary RAUM · 0.0 to unsetMar 19, 2019 to May 8, 2020
- Non-discretionary RAUM · 578900000.0 to unsetMar 19, 2019 to May 8, 2020
- Pension RAUM · $579M to $0Mar 19, 2019 to May 8, 2020
- RAUM · 578900000.0 to unsetMar 19, 2019 to May 8, 2020
- Pension plan clients · 60.0 to unsetApr 2, 2018 to Mar 19, 2019
- Non-discretionary RAUM · $612M to $579MApr 2, 2018 to Mar 19, 2019
- Pension RAUM · $612M to $579MApr 2, 2018 to Mar 19, 2019
- RAUM · $612M to $579MApr 2, 2018 to Mar 19, 2019
- Accounts · unset to 2.0Mar 29, 2017 to Apr 2, 2018
- Advisory employees · 9 to 7Mar 29, 2017 to Apr 2, 2018
- HNW clients · unset to 0.0Mar 29, 2017 to Apr 2, 2018
- Individual clients · unset to 0.0Mar 29, 2017 to Apr 2, 2018
- Pension plan clients · unset to 60.0Mar 29, 2017 to Apr 2, 2018
- Pooled vehicle clients · unset to 0.0Mar 29, 2017 to Apr 2, 2018
- Other offices · unset to 0.0Mar 29, 2017 to Apr 2, 2018
- Discretionary RAUM · unset to 0.0Mar 29, 2017 to Apr 2, 2018
- Non-discretionary RAUM · unset to 612400000.0Mar 29, 2017 to Apr 2, 2018
- Pension RAUM · unset to 612400000.0Mar 29, 2017 to Apr 2, 2018
- RAUM · unset to 612400000.0Mar 29, 2017 to Apr 2, 2018
- Advisory employees · 10 to 9Mar 28, 2014 to Mar 30, 2015
- Advisory activities · 2 to 3Mar 28, 2014 to Mar 30, 2015
- Employees · 27 to 26Mar 21, 2013 to Mar 28, 2014
- Advisory employees · unset to 10.0Mar 30, 2012 to Mar 21, 2013
- Employees · unset to 27.0Mar 30, 2012 to Mar 21, 2013
- ••• LockedMar 27, 2026 · ria principal change · derived
- ••• LockedMar 27, 2026 · Control person left · inference
- ••• LockedMar 27, 2026 · Control person joined · fact
- ••• LockedNov 4, 2024 · Control person joined · fact
- ••• LockedNov 4, 2024 · Control person left · inference
Full timeline · 12 eventsShow fewer
- ••• LockedMar 11, 2024 · Control person left · inference
- ••• LockedMay 31, 2022 · Control person joined · fact
- ••• LockedMay 31, 2022 · Control person joined · fact
- ••• LockedMay 31, 2022 · Control person left · inference
- ••• LockedMay 31, 2022 · Control person joined · fact
- ••• LockedMay 31, 2022 · Control person joined · fact
- ••• LockedMay 31, 2022 · Control person joined · fact
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026ShowHide
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- Not computedderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
C••••• W••• L•• is the same institution as 1 record in Allocators.
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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Not yet on record: regulatory AUM, net advisor flow, 12 months, RAUM change, 1 year, private clients.