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E••••• S• G•••• • A••••••••• L••

Former SEC-registered adviserFormer SEC adviser· Syracuse, New York

Former SEC-registered adviser, based in Syracuse, New York.

Composed from this adviser's Form ADV classification, location and filed figures.

Advisors
1
IAPD
Net advisor flow, 12 months
0
0 joined, 0 left
IAPD registration history
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 109243 · SEC 801-58151 · 14 filingsShow
CRD 109243SEC 801-58151First filing on the tape Apr 2, 2012, latest Jun 4, 2019IAPD
RAUM
Not disclosed
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape

Filed figures over time · the tape starts Apr 2, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$82.7M as of Mar 28, 2018
Apr 2, 2012$82.5M then
HNW client RAUM: $41.5M
State-registered IARs (5.B.3)0 as of Mar 28, 2019
Apr 2, 20120 then
Employees (5.A)1 as of Mar 28, 2019
Apr 1, 201312 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 4, 2019; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Advisors registered through the firm
    1 on IAPD today; the longest tenured first
    NameBranchHere sinceIn industryPrior firms
    N•••• M•• G••••Syracuse, NyAug 13, 202140 y1
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G••••• N••••• M•• · Sole Owner, Managing Member, Ccocontrol
      since 04/2018 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 131.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Advisory activities · 2 to 1
      Apr 9, 2018 to Mar 28, 2019
    • HNW clients · 20.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Individual clients · 51.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Pooled vehicle clients · 3.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    Full history · 55 changes
    • Assets in custody · 82695272.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Custody of client assets · true to false
      Apr 9, 2018 to Mar 28, 2019
    • Discretionary RAUM · 82695272.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • HNW RAUM · 41450520.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Individual RAUM · 26588733.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Non-discretionary RAUM · 0.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Pension RAUM · 7217080.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Pooled vehicle RAUM · 7438939.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • RAUM · 82695272.0 to unset
      Apr 9, 2018 to Mar 28, 2019
    • Succession · true to false
      Apr 9, 2018 to Mar 28, 2019
    • Succession · false to true
      Mar 28, 2018 to Apr 9, 2018
    • Accounts · 220 to 131
      Apr 17, 2017 to Mar 28, 2018
    • Advisory activities · 3 to 2
      Apr 17, 2017 to Mar 28, 2018
    • HNW clients · unset to 20.0
      Apr 17, 2017 to Mar 28, 2018
    • Individual clients · unset to 51.0
      Apr 17, 2017 to Mar 28, 2018
    • Pooled vehicle clients · unset to 3.0
      Apr 17, 2017 to Mar 28, 2018
    • Assets in custody · unset to 82695272.0
      Apr 17, 2017 to Mar 28, 2018
    • Custody of client assets · false to true
      Apr 17, 2017 to Mar 28, 2018
    • Other offices · unset to 0.0
      Apr 17, 2017 to Mar 28, 2018
    • Discretionary RAUM · $91.4M to $82.7M
      Apr 17, 2017 to Mar 28, 2018
    • HNW RAUM · unset to 41450520.0
      Apr 17, 2017 to Mar 28, 2018
    • Individual RAUM · unset to 26588733.0
      Apr 17, 2017 to Mar 28, 2018
    • Pension RAUM · unset to 7217080.0
      Apr 17, 2017 to Mar 28, 2018
    • Pooled vehicle RAUM · unset to 7438939.0
      Apr 17, 2017 to Mar 28, 2018
    • RAUM · $91.4M to $82.7M
      Apr 17, 2017 to Mar 28, 2018
    • Related insurance company · true to false
      Apr 17, 2017 to Mar 28, 2018
    • Accounts · 130 to 220
      Mar 28, 2016 to Mar 30, 2017
    • Advisory employees · 2 to 1
      Mar 28, 2016 to Mar 30, 2017
    • Employees · 2 to 1
      Mar 28, 2016 to Mar 30, 2017
    • Discretionary RAUM · $97.0M to $91.4M
      Mar 28, 2016 to Mar 30, 2017
    • RAUM · $97.0M to $91.4M
      Mar 28, 2016 to Mar 30, 2017
    • Accounts · 115 to 130
      Mar 30, 2015 to Mar 28, 2016
    • Advisory employees · 1 to 2
      Mar 30, 2015 to Mar 28, 2016
    • Discretionary RAUM · $105M to $97.0M
      Mar 30, 2015 to Mar 28, 2016
    • RAUM · $105M to $97.0M
      Mar 30, 2015 to Mar 28, 2016
    • Accounts · 185 to 115
      Mar 27, 2014 to Mar 30, 2015
    • Discretionary RAUM · $97.6M to $105M
      Mar 27, 2014 to Mar 30, 2015
    • RAUM · $97.6M to $105M
      Mar 27, 2014 to Mar 30, 2015
    • Accounts · 165 to 185
      Apr 1, 2013 to Mar 27, 2014
    • Employees · 12 to 2
      Apr 1, 2013 to Mar 27, 2014
    • State-registered IARs · 1 to 0
      Apr 1, 2013 to Mar 27, 2014
    • Discretionary RAUM · $83.6M to $97.6M
      Apr 1, 2013 to Mar 27, 2014
    • RAUM · $83.6M to $97.6M
      Apr 1, 2013 to Mar 27, 2014
    • Accounts · 160 to 165
      Apr 2, 2012 to Apr 1, 2013
    • Advisory employees · unset to 1.0
      Apr 2, 2012 to Apr 1, 2013
    • Employees · unset to 12.0
      Apr 2, 2012 to Apr 1, 2013
    • Financial planning clients · 1-10 to 0
      Apr 2, 2012 to Apr 1, 2013
    • State-registered IARs · 0 to 1
      Apr 2, 2012 to Apr 1, 2013
    • Discretionary RAUM · $82.5M to $83.6M
      Apr 2, 2012 to Apr 1, 2013
    • RAUM · $82.5M to $83.6M
      Apr 2, 2012 to Apr 1, 2013
    Signals
    1 dated events
    • ••• Locked
      Apr 9, 2018 · Succession (Item 4) · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    Not computedderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026

    Not yet on record: private clients.