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M• • A••••••••• S••••••••• M••••••••• C•••••••••

Independent wealth managerSEC-registered· Carlsbad, Californiawebsite

Independent wealth manager, based in Carlsbad, California, reporting $200M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$200M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+53%
Form ADV, consecutive annual filings
Private clients
100%
of RAUM, $200M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. +52.6%
    RAUM, one year

    RAUM $131M to $200M (+52.6%) on the Form ADV filed 31 Aug 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 110516 · SEC 801-16281 · 18 filingsShow
CRD 110516SEC 801-16281Legal name M• • A••••••••• S••••••••• M••••••••• C•••First filing on the tape Mar 29, 2012, latest Aug 31, 2026SEC status approved since Aug 19, 1981IAPD
RAUM
$200M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$200M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape

RAUM +13% a year over three years · the tape starts Mar 29, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$200M as of Aug 31, 2026
Aug 30, 2012$92.1M then
HNW client RAUM$189M as of Aug 31, 2026
Aug 31, 2018$110M then
State-registered IARs (5.B.3)0 as of Aug 31, 2026
Aug 30, 20120 then
Employees (5.A)4 as of Aug 31, 2026
Jun 13, 20136 then
Private funds: no history
RAUM +53% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.9MderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-2.6%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

95% high-net-worth individuals, 5.4% individuals

The breakdown by client type, and the client counts2 client typesShow
  • High-net-worth individuals$189M95%
  • Individuals$10.8M5.4%
Individual clients
27reported
HNW clients
48reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
152reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••• A•••••• M•••••• · Vice President
        since 01/2021 · owns 10% to 25%
      • H••••••• J•••• Z• · President, Cco, Chief Financial Officer, Chief Investment Officer & Secretary
        since 07/1981 · owns 25% to 50%
      • H••••••• L••• · Manager
        since 01/2021 · owns 10% to 25%
      • M••••••••• D•••••• J••••• · Vice President
        since 05/2018 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Calabasas, CA1 employee
      What changed
      consecutive filings, newest first
      • HNW clients · 47 to 48
        Nov 14, 2025 to Aug 31, 2026
      • Individual clients · 29 to 27
        Nov 14, 2025 to Aug 31, 2026
      • Discretionary RAUM · $141M to $190M
        Nov 14, 2025 to Aug 31, 2026
      • HNW RAUM · $139M to $189M
        Nov 14, 2025 to Aug 31, 2026
      • Individual RAUM · $11.1M to $10.8M
        Nov 14, 2025 to Aug 31, 2026
      Full history · 80 changes
      • Non-discretionary RAUM · $9.4M to $10.7M
        Nov 14, 2025 to Aug 31, 2026
      • RAUM · $151M to $200M
        Nov 14, 2025 to Aug 31, 2026
      • Accounts · 153 to 152
        Aug 23, 2024 to Aug 25, 2025
      • HNW clients · 46 to 47
        Aug 23, 2024 to Aug 25, 2025
      • Financial planning clients · unset to
        Aug 23, 2024 to Aug 25, 2025
      • Discretionary RAUM · $137M to $141M
        Aug 23, 2024 to Aug 25, 2025
      • HNW RAUM · $136M to $139M
        Aug 23, 2024 to Aug 25, 2025
      • Individual RAUM · $10.7M to $11.1M
        Aug 23, 2024 to Aug 25, 2025
      • Non-discretionary RAUM · $9.6M to $9.4M
        Aug 23, 2024 to Aug 25, 2025
      • RAUM · $147M to $151M
        Aug 23, 2024 to Aug 25, 2025
      • Accounts · 158 to 153
        Sep 15, 2023 to Aug 23, 2024
      • HNW clients · 45 to 46
        Sep 15, 2023 to Aug 23, 2024
      • Individual clients · 32 to 29
        Sep 15, 2023 to Aug 23, 2024
      • Financial planning clients · 51-100 to unset
        Sep 15, 2023 to Aug 23, 2024
      • Discretionary RAUM · $122M to $137M
        Sep 15, 2023 to Aug 23, 2024
      • HNW RAUM · $121M to $136M
        Sep 15, 2023 to Aug 23, 2024
      • Individual RAUM · $9.8M to $10.7M
        Sep 15, 2023 to Aug 23, 2024
      • Non-discretionary RAUM · $8.9M to $9.6M
        Sep 15, 2023 to Aug 23, 2024
      • RAUM · $131M to $147M
        Sep 15, 2023 to Aug 23, 2024
      • Accounts · 157 to 158
        Aug 12, 2022 to Sep 15, 2023
      • HNW clients · 44 to 45
        Aug 12, 2022 to Sep 15, 2023
      • Individual clients · 31 to 32
        Aug 12, 2022 to Sep 15, 2023
      • Financial planning clients · unset to 51-100
        Aug 12, 2022 to Sep 15, 2023
      • Discretionary RAUM · $131M to $122M
        Aug 12, 2022 to Sep 15, 2023
      • HNW RAUM · $130M to $121M
        Aug 12, 2022 to Sep 15, 2023
      • Individual RAUM · $10.9M to $9.8M
        Aug 12, 2022 to Sep 15, 2023
      • Non-discretionary RAUM · $10.5M to $8.9M
        Aug 12, 2022 to Sep 15, 2023
      • RAUM · $141M to $131M
        Aug 12, 2022 to Sep 15, 2023
      • Accounts · 156 to 157
        Aug 13, 2021 to Aug 12, 2022
      • HNW clients · 47 to 44
        Aug 13, 2021 to Aug 12, 2022
      • Individual clients · 28 to 31
        Aug 13, 2021 to Aug 12, 2022
      • Discretionary RAUM · $127M to $131M
        Aug 13, 2021 to Aug 12, 2022
      • HNW RAUM · $128M to $130M
        Aug 13, 2021 to Aug 12, 2022
      • Individual RAUM · $11.0M to $10.9M
        Aug 13, 2021 to Aug 12, 2022
      • Non-discretionary RAUM · $12.0M to $10.5M
        Aug 13, 2021 to Aug 12, 2022
      • RAUM · $139M to $141M
        Aug 13, 2021 to Aug 12, 2022
      • Accounts · 152 to 156
        Aug 31, 2020 to Aug 13, 2021
      • Individual clients · 25 to 28
        Aug 31, 2020 to Aug 13, 2021
      • Discretionary RAUM · $96.0M to $127M
        Aug 31, 2020 to Aug 13, 2021
      • HNW RAUM · $102M to $128M
        Aug 31, 2020 to Aug 13, 2021
      • Individual RAUM · $8.6M to $11.0M
        Aug 31, 2020 to Aug 13, 2021
      • Non-discretionary RAUM · $14.9M to $12.0M
        Aug 31, 2020 to Aug 13, 2021
      • RAUM · $111M to $139M
        Aug 31, 2020 to Aug 13, 2021
      • Accounts · 156 to 152
        Jun 24, 2020 to Aug 31, 2020
      • HNW clients · 53 to 47
        Jun 24, 2020 to Aug 31, 2020
      • Individual clients · 26 to 25
        Jun 24, 2020 to Aug 31, 2020
      • Discretionary RAUM · $95.0M to $96.0M
        Jun 24, 2020 to Aug 31, 2020
      • HNW RAUM · $104M to $102M
        Jun 24, 2020 to Aug 31, 2020
      • Individual RAUM · $8.2M to $8.6M
        Jun 24, 2020 to Aug 31, 2020
      • Non-discretionary RAUM · $17.4M to $14.9M
        Jun 24, 2020 to Aug 31, 2020
      • RAUM · $112M to $111M
        Jun 24, 2020 to Aug 31, 2020
      • Accounts · 149 to 156
        Aug 31, 2018 to Aug 28, 2019
      • HNW clients · 58 to 53
        Aug 31, 2018 to Aug 28, 2019
      • Discretionary RAUM · $99.5M to $95.0M
        Aug 31, 2018 to Aug 28, 2019
      • HNW RAUM · $110M to $104M
        Aug 31, 2018 to Aug 28, 2019
      • Individual RAUM · $8.3M to $8.2M
        Aug 31, 2018 to Aug 28, 2019
      • Non-discretionary RAUM · $19.1M to $17.4M
        Aug 31, 2018 to Aug 28, 2019
      • RAUM · $119M to $112M
        Aug 31, 2018 to Aug 28, 2019
      • Accounts · 153 to 149
        Aug 29, 2017 to Aug 31, 2018
      • Advisory employees · 4 to 3
        Aug 29, 2017 to Aug 31, 2018
      • HNW clients · unset to 58.0
        Aug 29, 2017 to Aug 31, 2018
      • Individual clients · unset to 26.0
        Aug 29, 2017 to Aug 31, 2018
      • Employees · 5 to 4
        Aug 29, 2017 to Aug 31, 2018
      • Other offices · unset to 1.0
        Aug 29, 2017 to Aug 31, 2018
      • Discretionary RAUM · $115M to $99.5M
        Aug 29, 2017 to Aug 31, 2018
      • HNW RAUM · unset to 110384431.0
        Aug 29, 2017 to Aug 31, 2018
      • Individual RAUM · unset to 8257989.0
        Aug 29, 2017 to Aug 31, 2018
      • Non-discretionary RAUM · $0 to $19.1M
        Aug 29, 2017 to Aug 31, 2018
      • RAUM · $115M to $119M
        Aug 29, 2017 to Aug 31, 2018
      • Accounts · 165 to 153
        Aug 8, 2016 to Aug 29, 2017
      • Discretionary RAUM · $104M to $115M
        Aug 8, 2016 to Aug 29, 2017
      • RAUM · $104M to $115M
        Aug 8, 2016 to Aug 29, 2017
      • Accounts · 159 to 165
        Sep 1, 2015 to Aug 8, 2016
      • Advisory activities · 2 to 1
        Sep 1, 2015 to Aug 8, 2016
      • Financial planning clients · 0 to unset
        Sep 1, 2015 to Aug 8, 2016
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Aug 31, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Aug 31, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.