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G•••• • W••••• I••

Independent wealth managerSEC-registered· New York, New York

Independent wealth manager, based in New York, New York, reporting $964M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$964M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+7.4%
Form ADV, consecutive annual filings
Private clients
95%
of RAUM, $920M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. +7.4%
    RAUM, one year

    RAUM $898M to $964M (+7.4%) on the Form ADV filed 8 May 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 110761 · SEC 801-13000 · 17 filingsShow
CRD 110761SEC 801-13000First filing on the tape Mar 27, 2012, latest May 8, 2026SEC status approved since May 13, 1977IAPD
RAUM
$964M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$920M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape

RAUM +3.4% a year over three years · the tape starts Mar 27, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$964M as of May 8, 2026
May 25, 2012$791M then
HNW client RAUM$912M as of May 8, 2026
May 16, 2018$750M then
State-registered IARs (5.B.3)0 as of May 8, 2026
May 25, 20120 then
Employees (5.A)5 as of May 8, 2026
May 20, 20135 then
Private funds: no history
RAUM +7.4% over the last fiscal year+3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.8MderivedHNW RAUM over HNW clients
Average account
$2.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+5.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+1.2%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$211M, 47 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

95% high-net-worth individuals, 3.0% pension and profit-sharing plans, and 3 other client types

The breakdown by client type, and the client counts5 client typesShow
  • High-net-worth individuals$912M95%
  • Pension and profit-sharing plans$28.6M3.0%
  • Corporations and businesses$10.5M1.1%
  • Individuals$8.2M0.8%
  • Charitable organizations$4.8M0.5%
Individual clients
22reported
HNW clients
156reported
Pension plan clients
5reported
Charitable clients
2reported
Accounts
349reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$211M for 47 clientsreported
Compensation
% of AUMreported
Class basis
RAUM: 95% private clients, 0% pooled funds, 3% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • R•••••• M•••• E••• · Executive Vice President,Dir., Super Account Administratorcontrol
        since 07/2006 · owns less than 5%
      • W••••• G•••••• I•• · President,Dir.,Treas.,Chief Compliance Officercontrol
        since 02/1977 · owns 50% to 75%
      • G••••• G•••••••• · Inactive Investor
        since 02/1977 · owns 5% to 10%
      • G••••• L•••• N• · Inactive Investor
        since 12/2008 · owns 5% to 10%
      • G••••• L•••• L• · Inactive Investor
        since 02/1977 · owns 5% to 10%
      All 9 control persons
      • G••••• O•••••• R•••••• · Inactive Investor
        since 02/1977 · owns 5% to 10%
      • J•••••• R•••• G• · Inactive Investor
        since 02/1977 · owns 5% to 10%
      • K••••• A•••• G•••• · Inactive Investor
        since 02/1977 · owns 5% to 10%
      • S•••••• A••••••••• C• · Director
        since 05/1994 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 356 to 349
        May 8, 2025 to May 8, 2026
      • Corporate clients · 3 to 2
        May 8, 2025 to May 8, 2026
      • HNW clients · 150 to 156
        May 8, 2025 to May 8, 2026
      • Individual clients · 23 to 22
        May 8, 2025 to May 8, 2026
      • Assets in custody · $198M to $211M
        May 8, 2025 to May 8, 2026
      Full history · 80 changes
      • Discretionary RAUM · $919M to $964M
        May 8, 2025 to May 8, 2026
      • HNW RAUM · $874M to $912M
        May 8, 2025 to May 8, 2026
      • Individual RAUM · $7.2M to $8.2M
        May 8, 2025 to May 8, 2026
      • Non-discretionary RAUM · $1.4M to $0
        May 8, 2025 to May 8, 2026
      • Pension RAUM · $25.5M to $28.6M
        May 8, 2025 to May 8, 2026
      • RAUM · $921M to $964M
        May 8, 2025 to May 8, 2026
      • Accounts · 355 to 356
        May 23, 2024 to May 8, 2025
      • Advisory activities · 2 to 1
        May 23, 2024 to May 8, 2025
      • HNW clients · 146 to 150
        May 23, 2024 to May 8, 2025
      • Individual clients · 24 to 23
        May 23, 2024 to May 8, 2025
      • Pooled vehicle clients · 2 to 0
        May 23, 2024 to May 8, 2025
      • Assets in custody · $190M to $198M
        May 23, 2024 to May 8, 2025
      • Financial planning clients · unset to
        May 23, 2024 to May 8, 2025
      • Discretionary RAUM · $936M to $919M
        May 23, 2024 to May 8, 2025
      • HNW RAUM · $899M to $874M
        May 23, 2024 to May 8, 2025
      • Individual RAUM · $6.5M to $7.2M
        May 23, 2024 to May 8, 2025
      • Non-discretionary RAUM · $12.5M to $1.4M
        May 23, 2024 to May 8, 2025
      • Pension RAUM · $25.4M to $25.5M
        May 23, 2024 to May 8, 2025
      • Pooled vehicle RAUM · 2174276.0 to unset
        May 23, 2024 to May 8, 2025
      • RAUM · $948M to $921M
        May 23, 2024 to May 8, 2025
      • Accounts · 348 to 355
        May 16, 2023 to May 23, 2024
      • HNW clients · 148 to 146
        May 16, 2023 to May 23, 2024
      • Individual clients · 20 to 24
        May 16, 2023 to May 23, 2024
      • Discretionary RAUM · $886M to $936M
        May 16, 2023 to May 23, 2024
      • HNW RAUM · $830M to $899M
        May 16, 2023 to May 23, 2024
      • Individual RAUM · $6.0M to $6.5M
        May 16, 2023 to May 23, 2024
      • Non-discretionary RAUM · $12.1M to $12.5M
        May 16, 2023 to May 23, 2024
      • Pension RAUM · $23.3M to $25.4M
        May 16, 2023 to May 23, 2024
      • Pooled vehicle RAUM · $25.4M to $2.2M
        May 16, 2023 to May 23, 2024
      • RAUM · $898M to $948M
        May 16, 2023 to May 23, 2024
      • Accounts · 333 to 348
        May 20, 2022 to May 16, 2023
      • Individual clients · 15 to 20
        May 20, 2022 to May 16, 2023
      • Assets in custody · $210M to $190M
        May 20, 2022 to May 16, 2023
      • Discretionary RAUM · $888M to $886M
        May 20, 2022 to May 16, 2023
      • HNW RAUM · $836M to $830M
        May 20, 2022 to May 16, 2023
      • Individual RAUM · $3.0M to $6.0M
        May 20, 2022 to May 16, 2023
      • Non-discretionary RAUM · $12.3M to $12.1M
        May 20, 2022 to May 16, 2023
      • Pension RAUM · $22.3M to $23.3M
        May 20, 2022 to May 16, 2023
      • Pooled vehicle RAUM · $26.1M to $25.4M
        May 20, 2022 to May 16, 2023
      • RAUM · $900M to $898M
        May 20, 2022 to May 16, 2023
      • Accounts · 324 to 333
        May 19, 2021 to May 20, 2022
      • HNW clients · 157 to 148
        May 19, 2021 to May 20, 2022
      • Individual clients · 13 to 15
        May 19, 2021 to May 20, 2022
      • Pension plan clients · 3 to 5
        May 19, 2021 to May 20, 2022
      • Assets in custody · $205M to $210M
        May 19, 2021 to May 20, 2022
      • Discretionary RAUM · $861M to $888M
        May 19, 2021 to May 20, 2022
      • HNW RAUM · $814M to $836M
        May 19, 2021 to May 20, 2022
      • Individual RAUM · $2.8M to $3.0M
        May 19, 2021 to May 20, 2022
      • Non-discretionary RAUM · $10.5M to $12.3M
        May 19, 2021 to May 20, 2022
      • Pension RAUM · $16.9M to $22.3M
        May 19, 2021 to May 20, 2022
      • Pooled vehicle RAUM · $26.3M to $26.1M
        May 19, 2021 to May 20, 2022
      • RAUM · $871M to $900M
        May 19, 2021 to May 20, 2022
      • Accounts · 333 to 324
        May 26, 2020 to May 19, 2021
      • HNW clients · 162 to 157
        May 26, 2020 to May 19, 2021
      • Individual clients · 18 to 13
        May 26, 2020 to May 19, 2021
      • Pension plan clients · 5 to 3
        May 26, 2020 to May 19, 2021
      • Assets in custody · $184M to $205M
        May 26, 2020 to May 19, 2021
      • Discretionary RAUM · $663M to $861M
        May 26, 2020 to May 19, 2021
      • HNW RAUM · $635M to $814M
        May 26, 2020 to May 19, 2021
      • Individual RAUM · $2.6M to $2.8M
        May 26, 2020 to May 19, 2021
      • Non-discretionary RAUM · $8.8M to $10.5M
        May 26, 2020 to May 19, 2021
      • Pension RAUM · $13.0M to $16.9M
        May 26, 2020 to May 19, 2021
      • Pooled vehicle RAUM · $11.9M to $26.3M
        May 26, 2020 to May 19, 2021
      • RAUM · $671M to $871M
        May 26, 2020 to May 19, 2021
      • Accounts · 349 to 333
        May 8, 2019 to May 26, 2020
      • HNW clients · 163 to 162
        May 8, 2019 to May 26, 2020
      • Individual clients · 19 to 18
        May 8, 2019 to May 26, 2020
      • Assets in custody · $184M to $184M
        May 8, 2019 to May 26, 2020
      • Discretionary RAUM · $741M to $663M
        May 8, 2019 to May 26, 2020
      • HNW RAUM · $694M to $635M
        May 8, 2019 to May 26, 2020
      • Individual RAUM · $3.0M to $2.6M
        May 8, 2019 to May 26, 2020
      • Non-discretionary RAUM · $8.9M to $8.8M
        May 8, 2019 to May 26, 2020
      • Pension RAUM · $15.8M to $13.0M
        May 8, 2019 to May 26, 2020
      • Pooled vehicle RAUM · $25.5M to $11.9M
        May 8, 2019 to May 26, 2020
      • RAUM · $750M to $671M
        May 8, 2019 to May 26, 2020
      Signals
      1 dated events
      • ••• Locked
        May 19, 2021 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 8, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.