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E•••••• H••••• • A•••••••••

Former SEC-registered adviserFormer SEC adviser· Plano, Texas

Former SEC-registered adviser, based in Plano, Texas, reporting $107M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$107M
Form ADV
RAUM change, 1 year
+5.6%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 16 Jan 2015, RAUM $101M to $107M (+5.6%) on the Form ADV filed 16 Jan 2015, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 114939 · SEC 801-62745 · 7 filingsShow
CRD 114939SEC 801-62745Legal name B•••• L••• E•••••First filing on the tape Mar 12, 2012, latest Jan 16, 2015IAPD
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape

RAUM +4.7% a year over three years · the tape starts Mar 12, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$107M as of Jan 16, 2015
Mar 12, 2012$92.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jan 16, 2015
Mar 12, 20120 then
Employees (5.A)3 as of Jan 16, 2015
Jan 31, 20133 then
Private funds: no history
RAUM +5.6% over the last fiscal year+4.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 16, 2015; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
$107MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$168,532derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+5.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
632reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • E•••••• B••••• L••• · Owner & Chief Compliance Officercontrol
        since 06/1996 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Arlington, TX
      What changed
      consecutive filings, newest first
      • Accounts · 332 to 632
        Jan 24, 2014 to Jan 16, 2015
      • Discretionary RAUM · $101M to $107M
        Jan 24, 2014 to Jan 16, 2015
      • RAUM · $101M to $107M
        Jan 24, 2014 to Jan 16, 2015
      • Accounts · 546 to 332
        Dec 3, 2013 to Jan 24, 2014
      • Discretionary RAUM · $92.9M to $101M
        Dec 3, 2013 to Jan 24, 2014
      Full history · 9 changes
      • RAUM · $92.9M to $101M
        Dec 3, 2013 to Jan 24, 2014
      • Advisory employees · unset to 2.0
        Mar 12, 2012 to Jan 31, 2013
      • Employees · unset to 3.0
        Mar 12, 2012 to Jan 31, 2013
      • State-registered IARs · 0 to 1
        Mar 12, 2012 to Jan 31, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026