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G•• A••••••• L••

Former SEC-registered adviserFormer SEC adviser

Former SEC-registered adviser, reporting $26.8M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$26.8M
Form ADV
RAUM change, 1 year
-1.2%
Form ADV, consecutive annual filings
Private clients
100%
of RAUM, $26.8M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 118958 · SEC 801-58058 · 12 filingsShow
CRD 118958SEC 801-58058First filing on the tape Dec 13, 2011, latest Mar 31, 2021IAPD
RAUM
$26.8M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$26.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape

RAUM -0.2% a year over three years · the tape starts Dec 13, 2011

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$26.8M as of Mar 31, 2021
Mar 20, 2012$155M then
HNW client RAUM: $26.8M
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 20, 20120 then
Employees (5.A)2 as of Mar 31, 2021
Mar 28, 20132 then
Private funds: no history
RAUM -1.2% over the last fiscal year-0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
-1.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow
  • High-net-worth individuals$26.8M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• F•••••••• · President, Chief Financial Officer, Chief Operations Officercontrol
        since 09/2000 · owns 75% or more
      • C••••••••• G••••••• · Member, Chief Compliance Officer
        since 08/2011 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 1
        Apr 1, 2020 to Mar 31, 2021
      • Advisory employees · 2 to 1
        Apr 1, 2020 to Mar 31, 2021
      • Advisory activities · 2 to 1
        Apr 1, 2020 to Mar 31, 2021
      • BD registered reps · 2 to 0
        Apr 1, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 1.0 to unset
        Apr 1, 2020 to Mar 31, 2021
      Full history · 55 changes
      • Discretionary RAUM · $27.1M to $0
        Apr 1, 2020 to Mar 31, 2021
      • HNW RAUM · unset to 26800000.0
        Apr 1, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $0 to $26.8M
        Apr 1, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · 22228495.0 to unset
        Apr 1, 2020 to Mar 31, 2021
      • RAUM · $27.1M to $26.8M
        Apr 1, 2020 to Mar 31, 2021
      • Related broker-dealer · true to false
        Apr 1, 2020 to Mar 31, 2021
      • Accounts · 3 to 2
        Mar 28, 2019 to Apr 1, 2020
      • Discretionary RAUM · $16.9M to $27.1M
        Mar 28, 2019 to Apr 1, 2020
      • Non-discretionary RAUM · $11.7M to $0
        Mar 28, 2019 to Apr 1, 2020
      • Pooled vehicle RAUM · $16.9M to $22.2M
        Mar 28, 2019 to Apr 1, 2020
      • RAUM · $28.6M to $27.1M
        Mar 28, 2019 to Apr 1, 2020
      • Related adviser · true to false
        Mar 28, 2019 to Apr 1, 2020
      • Discretionary RAUM · $3.8M to $16.9M
        Mar 29, 2018 to Mar 28, 2019
      • Non-discretionary RAUM · $23.2M to $11.7M
        Mar 29, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $3.8M to $16.9M
        Mar 29, 2018 to Mar 28, 2019
      • RAUM · $26.9M to $28.6M
        Mar 29, 2018 to Mar 28, 2019
      • HQ city · NEW YORK to unset
        Mar 31, 2017 to Mar 29, 2018
      • Accounts · 2 to 3
        Mar 31, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 31, 2017 to Mar 29, 2018
      • HQ state · NY to unset
        Mar 31, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 29, 2018
      • Discretionary RAUM · $49.9M to $3.8M
        Mar 31, 2017 to Mar 29, 2018
      • Non-discretionary RAUM · $0 to $23.2M
        Mar 31, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 3750000.0
        Mar 31, 2017 to Mar 29, 2018
      • RAUM · $49.9M to $26.9M
        Mar 31, 2017 to Mar 29, 2018
      • Accounts · 1 to 2
        Mar 30, 2016 to Mar 31, 2017
      • Advisory activities · 1 to 2
        Mar 30, 2016 to Mar 31, 2017
      • Financial planning clients · 0 to unset
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $18.7M to $49.9M
        Mar 30, 2016 to Mar 31, 2017
      • RAUM · $18.7M to $49.9M
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $37.1M to $18.7M
        Mar 18, 2015 to Mar 30, 2016
      • RAUM · $37.1M to $18.7M
        Mar 18, 2015 to Mar 30, 2016
      • Accounts · 3 to 1
        Mar 31, 2014 to Mar 18, 2015
      • Discretionary RAUM · $95.5M to $37.1M
        Mar 31, 2014 to Mar 18, 2015
      • RAUM · $95.5M to $37.1M
        Mar 31, 2014 to Mar 18, 2015
      • Accounts · 2 to 3
        Mar 28, 2013 to Mar 31, 2014
      • Discretionary RAUM · $116M to $95.5M
        Mar 28, 2013 to Mar 31, 2014
      • RAUM · $116M to $95.5M
        Mar 28, 2013 to Mar 31, 2014
      • Advisory employees · unset to 2.0
        Mar 20, 2012 to Mar 28, 2013
      • Advisory activities · 2 to 1
        Mar 20, 2012 to Mar 28, 2013
      • BD registered reps · unset to 2.0
        Mar 20, 2012 to Mar 28, 2013
      • Business name · G•• A••••••• C•••• to G•• A••••••• L••
        Mar 20, 2012 to Mar 28, 2013
      • Employees · unset to 2.0
        Mar 20, 2012 to Mar 28, 2013
      • Financial planning clients · unset to 0
        Mar 20, 2012 to Mar 28, 2013
      • Discretionary RAUM · $155M to $116M
        Mar 20, 2012 to Mar 28, 2013
      • RAUM · $155M to $116M
        Mar 20, 2012 to Mar 28, 2013
      • Legal name · G.F.C. ADVISERS I, LLC to G•• A••••••• L••
        Dec 13, 2011 to Mar 20, 2012
      • Discretionary RAUM · $135M to $155M
        Dec 13, 2011 to Mar 20, 2012
      • RAUM · $135M to $155M
        Dec 13, 2011 to Mar 20, 2012
      • Succession · true to false
        Dec 13, 2011 to Mar 20, 2012
      Signals
      1 dated events
      • ••• Locked
        Dec 13, 2011 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026