DFX Intelligence

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K•• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered· Houston, Texaswebsite

Asset manager (funds and pooled vehicles), based in Houston, Texas, reporting $228M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-09-08 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $228M
Advisors: 0
RAUM change, 1 year: +0.8%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-09-08 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 131097 · SEC 801-64987 · 28 filingsShow

CRD 131097SEC 801-64987First filing on the tape Dec 9, 2011, latest Sep 8, 2026SEC status approved since Dec 8, 2005IAPD

RAUM

$228M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM +0.8% a year over three years · the tape starts Dec 9, 2011

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$263M as of Jun 18, 2026

Mar 30, 2012$154M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 18, 2026

Mar 25, 20131 then

Employees (5.A)7 as of Jun 18, 2026

Mar 25, 20139 then

Private funds2 as of Jun 18, 2026

Mar 30, 20125 then

RAUM +0.8% over the last fiscal year+0.8% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Sep 8, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $75.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $117M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$228M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $117M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K•• P•••••••• L•	Hedge Fund	$258M	50	Mar 30, 2012
K•• M••••• A•••••••• F••• L•no longer reported	Hedge Fund	$17.2M	3	Mar 30, 2012
C•••••••• E••••• P•••••••• L•no longer reported	Hedge Fund	$8.8M	16	Mar 30, 2012
K•• S•••••• S••••••••• 1• L•	Hedge Fund	$4.9M	16	Sep 8, 2026
B•••••• A••••••• F•••• L••no longer reported	Hedge Fund	$3.0M	8	Mar 30, 2012

All 6 private fundslargest gross assets first

Fund	Type	Gross assets	Owners	First reported
K•• O••••••••• F•••• L•no longer reported	Hedge Fund	$175,231	0	Mar 30, 2012

Owners and control persons

Schedule A and B, latest filing

K•••••• K••••• A••• · Partner, Coo, Cfocontrol
since 07/1996 · owns 25% to 50%
K•••••• K•••••• W•••••• · Managing Member, Presidentcontrol
since 07/1995 · owns 25% to 50%
P••••••••• S••• M•••••• · Chief Investment Officercontrol
since 10/2023 · owns 25% to 50%
B••••• D••••••• J•••• · Portfolio Manager
since 06/1998 · owns less than 5%
W••••• C••••• K•• S••••••••• · Chief Compliance Officer
since 01/2005 · owns less than 5%

Related persons

Schedule D 7.A

L••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $115M to $117M
Jun 18, 2026 to Sep 8, 2026
Financial planning clients · to unset
Jun 18, 2026 to Sep 8, 2026
Private funds · 2 to unset
Jun 18, 2026 to Sep 8, 2026
Discretionary RAUM · $263M to $228M
Jun 18, 2026 to Sep 8, 2026
Pooled vehicle RAUM · $263M to $228M
Jun 18, 2026 to Sep 8, 2026

Full history · 80 changes

RAUM · $263M to $228M
Jun 18, 2026 to Sep 8, 2026
Succession · false to unset
Jun 18, 2026 to Sep 8, 2026
Assets in custody · $103M to $115M
Jul 14, 2025 to Jan 27, 2026
Employees · 6 to 7
Jul 14, 2025 to Jan 27, 2026
Discretionary RAUM · $239M to $263M
Jul 14, 2025 to Jan 27, 2026
Pooled vehicle RAUM · $239M to $263M
Jul 14, 2025 to Jan 27, 2026
RAUM · $239M to $263M
Jul 14, 2025 to Jan 27, 2026
Accounts · 2 to 3
Mar 26, 2025 to Jul 14, 2025
Pooled vehicle clients · 2 to 3
Mar 26, 2025 to Jul 14, 2025
Assets in custody · $96.6M to $103M
Mar 26, 2025 to Jul 14, 2025
Financial planning clients · unset to
Mar 26, 2025 to Jul 14, 2025
Private funds · 1 to 2
Mar 26, 2025 to Jul 14, 2025
Discretionary RAUM · $226M to $239M
Mar 26, 2025 to Jul 14, 2025
Pooled vehicle RAUM · $226M to $239M
Mar 26, 2025 to Jul 14, 2025
RAUM · $226M to $239M
Mar 26, 2025 to Jul 14, 2025
Assets in custody · $90.2M to $96.6M
Mar 19, 2024 to Mar 26, 2025
Discretionary RAUM · $226M to $226M
Mar 19, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $226M to $226M
Mar 19, 2024 to Mar 26, 2025
RAUM · $226M to $226M
Mar 19, 2024 to Mar 26, 2025
Assets in custody · $83.9M to $90.2M
Sep 19, 2023 to Mar 19, 2024
Discretionary RAUM · $222M to $226M
Sep 19, 2023 to Mar 19, 2024
Pooled vehicle RAUM · $222M to $226M
Sep 19, 2023 to Mar 19, 2024
RAUM · $222M to $226M
Sep 19, 2023 to Mar 19, 2024
HQ city · EL SEGUNDO to HOUSTON
Mar 14, 2023 to Sep 19, 2023
HQ state · CA to TX
Mar 14, 2023 to Sep 19, 2023
Advisory employees · 3 to 4
Mar 18, 2022 to Mar 14, 2023
Assets in custody · $78.6M to $83.9M
Mar 18, 2022 to Mar 14, 2023
Employees · 5 to 6
Mar 18, 2022 to Mar 14, 2023
Discretionary RAUM · $176M to $222M
Mar 18, 2022 to Mar 14, 2023
Pooled vehicle RAUM · $176M to $222M
Mar 18, 2022 to Mar 14, 2023
RAUM · $176M to $222M
Mar 18, 2022 to Mar 14, 2023
Assets in custody · $99.9M to $78.6M
Mar 22, 2021 to Mar 18, 2022
Discretionary RAUM · $256M to $176M
Mar 22, 2021 to Mar 18, 2022
Pooled vehicle RAUM · $256M to $176M
Mar 22, 2021 to Mar 18, 2022
RAUM · $256M to $176M
Mar 22, 2021 to Mar 18, 2022
Assets in custody · $105M to $99.9M
Mar 19, 2020 to Mar 22, 2021
Discretionary RAUM · $300M to $256M
Mar 19, 2020 to Mar 22, 2021
Pooled vehicle RAUM · $300M to $256M
Mar 19, 2020 to Mar 22, 2021
RAUM · $300M to $256M
Mar 19, 2020 to Mar 22, 2021
Assets in custody · $136M to $105M
Mar 25, 2019 to Mar 19, 2020
Discretionary RAUM · $335M to $300M
Mar 25, 2019 to Mar 19, 2020
Pooled vehicle RAUM · $335M to $300M
Mar 25, 2019 to Mar 19, 2020
RAUM · $335M to $300M
Mar 25, 2019 to Mar 19, 2020
Accounts · 4 to 2
Mar 29, 2018 to Mar 25, 2019
Advisory employees · 4 to 3
Mar 29, 2018 to Mar 25, 2019
Pooled vehicle clients · 4 to 2
Mar 29, 2018 to Mar 25, 2019
Assets in custody · $193M to $136M
Mar 29, 2018 to Mar 25, 2019
Employees · 6 to 5
Mar 29, 2018 to Mar 25, 2019
Private funds · 3 to 1
Mar 29, 2018 to Mar 25, 2019
Discretionary RAUM · $474M to $335M
Mar 29, 2018 to Mar 25, 2019
Pooled vehicle RAUM · $474M to $335M
Mar 29, 2018 to Mar 25, 2019
RAUM · $474M to $335M
Mar 29, 2018 to Mar 25, 2019
Pooled vehicle clients · unset to 4.0
Mar 23, 2017 to Mar 29, 2018
Assets in custody · $220M to $193M
Mar 23, 2017 to Mar 29, 2018
Employees · 7 to 6
Mar 23, 2017 to Mar 29, 2018
Other offices · unset to 0.0
Mar 23, 2017 to Mar 29, 2018
Discretionary RAUM · $562M to $474M
Mar 23, 2017 to Mar 29, 2018
Pooled vehicle RAUM · unset to 474492413.0
Mar 23, 2017 to Mar 29, 2018
RAUM · $562M to $474M
Mar 23, 2017 to Mar 29, 2018
Assets in custody · $188M to $220M
Mar 28, 2016 to Mar 23, 2017
Discretionary RAUM · $529M to $562M
Mar 28, 2016 to Mar 23, 2017
RAUM · $529M to $562M
Mar 28, 2016 to Mar 23, 2017
Advisory employees · 5 to 4
Mar 26, 2015 to Mar 28, 2016
BD registered reps · 1 to 0
Mar 26, 2015 to Mar 28, 2016
Assets in custody · $206M to $188M
Mar 26, 2015 to Mar 28, 2016
Employees · 8 to 7
Mar 26, 2015 to Mar 28, 2016
State-registered IARs · 1 to 0
Mar 26, 2015 to Mar 28, 2016
Discretionary RAUM · $538M to $529M
Mar 26, 2015 to Mar 28, 2016
RAUM · $538M to $529M
Mar 26, 2015 to Mar 28, 2016
Accounts · 5 to 4
Mar 31, 2014 to Mar 26, 2015
Assets in custody · $212M to $206M
Mar 31, 2014 to Mar 26, 2015
Employees · 9 to 8
Mar 31, 2014 to Mar 26, 2015
Discretionary RAUM · $529M to $538M
Mar 31, 2014 to Mar 26, 2015
RAUM · $529M to $538M
Mar 31, 2014 to Mar 26, 2015
Advisory employees · 4 to 5
Oct 24, 2013 to Mar 31, 2014

Signals

4 dated events

••• Locked
Sep 8, 2026 · private fund first reported · fact
••• Locked
Sep 8, 2026 · ria principal change · fact
••• Locked
Mar 19, 2024 · Control person joined · fact
••• Locked
Mar 25, 2019 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Sep 8, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Sep 8, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.