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B••••• F•••••••• P•••••••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $139M of regulatory assets across 2 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$139M
Advisors
2
Net advisor flow, 12 months
0
0 joined, 0 left
RAUM change, 1 year
+10%
Private clients
89%
of RAUM, $123M
See where advisers wentSee teams that moved
More
Advisors (2)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 21 Jan 2026, RAUM $126M to $139M (+10.3%) on the Form ADV filed 21 Jan 2026, while advisors on the filing held at 2 and offices rose 2 to 3.

Every filed figure, and the identifiersCRD 134258 · SEC 801-132320 · 2 filingsShow
CRD 134258SEC 801-132320Legal name B••••• F•••••••• P••••••• I•••First filing on the tape Mar 3, 2025, latest Jan 21, 2026SEC status approved since Apr 2, 2025IAPD
RAUM
$139M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
89%
$123M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$69.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape

RAUM +10% over the last fiscal year · the tape starts Mar 3, 2025

Peer group: Independent wealth managers, $100M to $500M, 5,683 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$139M as of Jan 21, 2026
Mar 3, 2025$126M then
HNW client RAUM$110M as of Jan 21, 2026
Mar 3, 2025$99.6M then
State-registered IARs (5.B.3)2 as of Jan 21, 2026
Mar 3, 20252 then
Employees (5.A)2 as of Jan 21, 2026
Mar 3, 20252 then
Private funds: no history
RAUM +10% over the last fiscal yearIARs 2 to 2offices 2 to 3
Practice profile
derived from the filing of Jan 21, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$69.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$755,709derivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+10%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

79% high-net-worth individuals, 11% charitable organizations, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow
  • High-net-worth individuals$110M79%
  • Charitable organizations$15.6M11%
  • Individuals$13.1M9.4%
Individual clients
19reported
HNW clients
37reported
Pension plan clients
n/areported
Charitable clients
4reported
Accounts
184reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
RAUM: 89% private clients, 0% pooled funds, 11% institutions; no related broker-dealer; no related bankderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      2 on IAPD today; the longest tenured first
      NameBranchHere sinceIn industryPrior firms
      J••••• D•••••• B•••••Certified Financial PlannerGeorgetown, Tx Jun 27, 201911 y0
      S•••••• D•••••• B•••••Certified Financial PlannerGeorgetown, TxFeb 28, 202019 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Ownership changes
      Schedule A, between consecutive filings
      No owner or control person joined or left between filings on the tape.
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Georgetown, Tx200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 174 to 184
        Mar 3, 2025 to Jan 21, 2026
      • HNW clients · 35 to 37
        Mar 3, 2025 to Jan 21, 2026
      • Individual clients · 18 to 19
        Mar 3, 2025 to Jan 21, 2026
      • Other offices · 2 to 3
        Mar 3, 2025 to Jan 21, 2026
      • Discretionary RAUM · $114M to $124M
        Mar 3, 2025 to Jan 21, 2026
      Full history · 9 changes
      • HNW RAUM · $99.6M to $110M
        Mar 3, 2025 to Jan 21, 2026
      • Individual RAUM · $11.2M to $13.1M
        Mar 3, 2025 to Jan 21, 2026
      • Non-discretionary RAUM · $12.4M to $14.7M
        Mar 3, 2025 to Jan 21, 2026
      • RAUM · $126M to $139M
        Mar 3, 2025 to Jan 21, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Web presence
      addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

      Website (1), LinkedIn profile (1) · the addresses open with an account

      How to reach
      public business contact points only, each with its source
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 24, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Jan 21, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jan 21, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $69.5Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026