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RIA Intelligence

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B•••••• W••• C•••••• P•••••••

Former SEC-registered adviserFormer SEC adviser2 private funds· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $1.2B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$1.2B
Form ADV
RAUM change, 1 year
-14%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 26 Mar 2018, RAUM $1.42B to $1.22B (-13.9%) on the Form ADV filed 26 Mar 2018.

Every filed figure, and the identifiersCRD 138541 · SEC 801-65368 · 9 filingsShow
CRD 138541SEC 801-65368Legal name B•••••• W••• C•••••• A•••••••• L•First filing on the tape Mar 30, 2012, latest Mar 26, 2018IAPD
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$1.1B gross assets
History
9 filings and snapshots on the tape

RAUM -9.9% a year over three years · the tape starts Mar 30, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$1.2B as of Mar 26, 2018
Mar 30, 2012$471M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2018
Mar 30, 20120 then
Employees (5.A)8 as of Mar 26, 2018
Apr 1, 20137 then
Private funds2 as of Mar 26, 2018
Mar 30, 20122 then
RAUM -14% over the last fiscal year-9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2018; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$245MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
-14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.1B, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$1.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.1B for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B•••••• W••• C•••••• M••••• F•••• L•••Hedge Fund$1.1B86Mar 30, 2012
      B•••••• W••• C•••••• P•••••••• L•Hedge Fund$81.6M66Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••• J•••••• W•• · Managing Membercontrol
        since 07/2005 · owns 50% to 75%
      • N••••••••• C••••• B•••••• · Managing Membercontrol
        since 07/2005 · owns 50% to 75%
      • S••••••• B•••••• N•• · Chief Financial Officercontrol
        since 10/2005 · owns less than 5%
      • W••••• M••••••• S•••• · Chief Operating Officer, Chief Compliance Officercontrol
        since 02/2013 · owns less than 5%
      Related persons
      Schedule D 7.A
      • B•••••• W••• C•••••• I••••••••• L••
        bankpooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 9 to 7
        Mar 30, 2017 to Mar 26, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 30, 2017 to Mar 26, 2018
      • Assets in custody · $1.3B to $1.1B
        Mar 30, 2017 to Mar 26, 2018
      • Employees · 10 to 8
        Mar 30, 2017 to Mar 26, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 26, 2018
      Full history · 35 changes
      • Discretionary RAUM · $1.4B to $1.2B
        Mar 30, 2017 to Mar 26, 2018
      • Pooled vehicle RAUM · unset to 1135307913.0
        Mar 30, 2017 to Mar 26, 2018
      • RAUM · $1.4B to $1.2B
        Mar 30, 2017 to Mar 26, 2018
      • Assets in custody · $1.4B to $1.3B
        Jan 4, 2017 to Mar 30, 2017
      • Legal name · B•••••• W••• C•••••• A•••••••, LLC to B•••••• W••• C•••••• A•••••••• L•
        Jan 4, 2017 to Mar 30, 2017
      • Discretionary RAUM · $1.5B to $1.4B
        Jan 4, 2017 to Mar 30, 2017
      • RAUM · $1.5B to $1.4B
        Jan 4, 2017 to Mar 30, 2017
      • Succession · true to false
        Jan 4, 2017 to Mar 30, 2017
      • Organization form · Limited Liability Company to Limited Partnership
        Mar 24, 2016 to Jan 4, 2017
      • Succession · false to true
        Mar 24, 2016 to Jan 4, 2017
      • Assets in custody · $1.5B to $1.4B
        Mar 30, 2015 to Mar 24, 2016
      • Discretionary RAUM · $1.7B to $1.5B
        Mar 30, 2015 to Mar 24, 2016
      • RAUM · $1.7B to $1.5B
        Mar 30, 2015 to Mar 24, 2016
      • Assets in custody · $1.3B to $1.5B
        Mar 26, 2014 to Mar 30, 2015
      • Discretionary RAUM · $1.5B to $1.7B
        Mar 26, 2014 to Mar 30, 2015
      • RAUM · $1.5B to $1.7B
        Mar 26, 2014 to Mar 30, 2015
      • Advisory employees · 3 to 9
        Apr 24, 2013 to Mar 26, 2014
      • Advisory activities · 1 to 2
        Apr 24, 2013 to Mar 26, 2014
      • Assets in custody · $1.0B to $1.3B
        Apr 24, 2013 to Mar 26, 2014
      • Employees · 7 to 10
        Apr 24, 2013 to Mar 26, 2014
      • Discretionary RAUM · $1.2B to $1.5B
        Apr 24, 2013 to Mar 26, 2014
      • RAUM · $1.2B to $1.5B
        Apr 24, 2013 to Mar 26, 2014
      • Advisory employees · unset to 3.0
        Mar 30, 2012 to Apr 1, 2013
      • Assets in custody · unset to 1017477143.0
        Mar 30, 2012 to Apr 1, 2013
      • Custody of client assets · false to true
        Mar 30, 2012 to Apr 1, 2013
      • Employees · unset to 7.0
        Mar 30, 2012 to Apr 1, 2013
      • Discretionary RAUM · $471M to $1.2B
        Mar 30, 2012 to Apr 1, 2013
      • RAUM · $471M to $1.2B
        Mar 30, 2012 to Apr 1, 2013
      • Related adviser · false to true
        Mar 30, 2012 to Apr 1, 2013
      • Related bank · false to true
        Mar 30, 2012 to Apr 1, 2013
      Signals
      1 dated events
      • ••• Locked
        Jan 4, 2017 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026