DFX Intelligence

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K•••• M••••••• ••• L••••••

Former SEC-registered adviserFormer SEC adviser10 private funds· London

Former SEC-registered adviser, based in London, reporting $2.4B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2016-11-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $2.4B
RAUM change, 1 year: +27%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2016-11-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 30 Nov 2016, RAUM $1.92B to $2.44B (+27.1%) on the Form ADV filed 30 Nov 2016.

Every filed figure, and the identifiersCRD 138885 · SEC 801-65802 · 8 filingsShow

CRD 138885SEC 801-65802First filing on the tape Jun 29, 2012, latest Nov 30, 2016IAPD

RAUM

$2.4B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

n/a

beyond the principal office

Private funds

$535M gross assets

History

8 filings and snapshots on the tape

RAUM +22% a year over three years · the tape starts Jun 29, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$2.4B as of Jun 29, 2016

Jun 29, 2012$4.7M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 29, 2016

Jun 28, 20130 then

Employees (5.A)37 as of Jun 29, 2016

Jun 28, 201350 then

Private funds10 as of Jun 29, 2016

Jun 29, 201220 then

RAUM +27% over the last fiscal year+22% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Nov 30, 2016; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $136MderivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: +27%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership: a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 18reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

18 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K• F•••• I••••• O••••••••• F•••	Other Private Fund	$150M	56	Jun 29, 2015
K•••• F•••• M••••••• P••• I•no longer reported	Other Private Fund	$119M	14	Jun 29, 2012
I•••• B••••••• F••• L••no longer reported	Other Private Fund	$62.6M	140	Jun 29, 2012
K•••• F•••• M••••••• P••• • I•no longer reported	Other Private Fund	$58.4M	6	Jun 29, 2012
K•••• I•••• C••••••••• F••• L••no longer reported	Other Private Fund	$38.1M	2	Jun 29, 2012

All 18 private fundslargest gross assets first

Fund	Type	Gross assets	Owners	First reported
I•••• I••••••••• A•• R••••• F••• ••••••••• L••no longer reported	Other Private Fund	$28.6M	167	Jun 29, 2012
I•••• M••••• F••• ••••••••• L••no longer reported	Other Private Fund	$26.9M	120	Jun 29, 2012
K•••• F•••• M••••••• P••• I••no longer reported	Other Private Fund	$26.3M	7	Jun 29, 2012
K•••• I•••• F•••• F••• I•no longer reported	Other Private Fund	$25.8M	59	Jun 29, 2012
H•••• I•••• E••••• F••• L••••••no longer reported	Other Private Fund	$25.3M	21	Jun 29, 2012
K•••• I•••• F•••• F•••no longer reported	Other Private Fund	$22.1M	85	Jun 29, 2012
K• O••••••••• F••• S•• • K•••• F•••• T••• F••• V•	Hedge Fund	$11.9M	10	Jun 29, 2016
K•••• I••••••••• F••••no longer reported	Other Private Fund	$8.3M	1	Jun 29, 2012
K• • O••••••••• F••• S•• • K•••• I•••• L•••••••• B••• F•••no longer reported	Other Private Fund	$8.3M	12	Jun 29, 2015
K•••• F•••• M••••••• P••• V•no longer reported	Other Private Fund	$8.0M	25	Jun 29, 2012
K•••• S•••••• F••• L••••••no longer reported	Other Private Fund	$7.8M	24	Jun 29, 2012
I••••• M•••• C•• F••• ••••••••• L••••••no longer reported	Other Private Fund	$5.4M	26	Jun 29, 2012
K• O••••••••• F••• S•• • K•••• F•••• T••• F••• I••	Hedge Fund	$4.4M	3	Jun 29, 2016

Owners and control persons

Schedule A and B, latest filing

B•••••••• A••••••• · Directorcontrol
since 12/2005 · owns less than 5%
D•••••• C••••••••• J••••••••• T•••••••• · Chief Compliance Officercontrol
since 07/2014 · owns less than 5%
J•••••• G••• · Directorcontrol
since 10/2011 · owns less than 5%
L••••••••• A••• · Chief Financial Officercontrol
since 10/2012 · owns less than 5%
P•••• R••••• · Directorcontrol
since 12/2008 · owns less than 5%

All 8 control persons

S•••• G••••••• B••••••••• · Directorcontrol
since 07/2012 · owns less than 5%
K••••• U•••• S••••• · Executive Vice Chairman And Managing Directorcontrol
since 02/2003 · owns 25% to 50% of K•••• M••••••• B••• L••••••
A•••••• H•••• · Non Executive Director
since 04/2008 · owns less than 5%

Entity owners

K•••• M••••••• ••••••••• L•••••• · Shareholder
direct · owns 25% to 50%
K•••• M••••••• B••• L•••••• · Shareholder
direct · owns 50% to 75%

Related persons

Schedule D 7.A

K•••• I••••••••• A••••••• L••••••
investment advisern
K•••• M••••••• ••••••••• L••••••
broker-dealerinvestment advisery
K•••• M••••••• A•••• M••••••••• C•••••• L••••••
investment advisern
K•••• M••••••• B••• L••••••
investment advisery
K•••• M••••••• C•••••• C•••••• L••••••
investment advisern

All 8 related persons

K•••• M••••••• F•••••••• S••••••• L••••••
investment advisern
K•••• M•••••••• I•••
broker-dealern
K•••• S••••••••• L••••••
broker-dealerinvestment advisern

Offices

Schedule D 1.F, the 25 largest

Dubai, United Arab Emirates
Singapore, Singapore

What changed

consecutive filings, newest first

Accounts · 16 to 18
Jun 29, 2015 to Jun 29, 2016
Advisory employees · 4 to 5
Jun 29, 2015 to Jun 29, 2016
Private funds · 9 to 10
Jun 29, 2015 to Jun 29, 2016
Discretionary RAUM · $1.5B to $2.4B
Jun 29, 2015 to Jun 29, 2016
Non-discretionary RAUM · $392M to $41.6M
Jun 29, 2015 to Jun 29, 2016

Full history · 30 changes

RAUM · $1.9B to $2.4B
Jun 29, 2015 to Jun 29, 2016
Accounts · 25 to 16
Jul 3, 2014 to Jun 29, 2015
Advisory employees · 6 to 4
Jul 3, 2014 to Jun 29, 2015
Employees · 45 to 37
Jul 3, 2014 to Jun 29, 2015
Private funds · 10 to 9
Jul 3, 2014 to Jun 29, 2015
Discretionary RAUM · $940M to $1.5B
Jul 3, 2014 to Jun 29, 2015
Non-discretionary RAUM · $278M to $392M
Jul 3, 2014 to Jun 29, 2015
RAUM · $1.2B to $1.9B
Jul 3, 2014 to Jun 29, 2015
Accounts · 30 to 25
Jun 28, 2013 to Jun 25, 2014
Advisory activities · 2 to 3
Jun 28, 2013 to Jun 25, 2014
Employees · 50 to 45
Jun 28, 2013 to Jun 25, 2014
Private funds · 12 to 10
Jun 28, 2013 to Jun 25, 2014
Discretionary RAUM · $1.0B to $940M
Jun 28, 2013 to Jun 25, 2014
Non-discretionary RAUM · $325M to $278M
Jun 28, 2013 to Jun 25, 2014
RAUM · $1.4B to $1.2B
Jun 28, 2013 to Jun 25, 2014
Accounts · 1 to 30
Dec 6, 2012 to Jun 28, 2013
Advisory employees · 5 to 6
Dec 6, 2012 to Jun 28, 2013
Advisory activities · 1 to 2
Dec 6, 2012 to Jun 28, 2013
Private funds · 20 to 12
Dec 6, 2012 to Jun 28, 2013
Discretionary RAUM · $4.7M to $1.0B
Dec 6, 2012 to Jun 28, 2013
Non-discretionary RAUM · $0 to $325M
Dec 6, 2012 to Jun 28, 2013
RAUM · $4.7M to $1.4B
Dec 6, 2012 to Jun 28, 2013
Advisory employees · unset to 5.0
Jun 29, 2012 to Dec 6, 2012
Employees · unset to 50.0
Jun 29, 2012 to Dec 6, 2012
State-registered IARs · unset to 0.0
Jun 29, 2012 to Dec 6, 2012

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026