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RIA Intelligence

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H••••• C•••••• M••••••••• P••• L••

Former SEC-registered adviserFormer SEC adviser2 private funds· Singapore

Former SEC-registered adviser, based in Singapore, reporting $166M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$166M
Form ADV
RAUM change, 1 year
+41%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 18 Aug 2016, RAUM $117M to $166M (+41.4%) on the Form ADV filed 18 Aug 2016.

Every filed figure, and the identifiersCRD 139164 · SEC 801-66120 · 6 filingsShow
CRD 139164SEC 801-66120First filing on the tape Mar 29, 2012, latest Aug 18, 2016IAPD
RAUM
$166M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$125M gross assets
History
6 filings and snapshots on the tape

RAUM +35% a year over three years · the tape starts Mar 29, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$166M as of Mar 29, 2016
Mar 29, 2012$63.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2016
Mar 29, 20120 then
Employees (5.A)6 as of Mar 29, 2016
Mar 27, 20136 then
Private funds2 as of Mar 29, 2016
Mar 29, 20123 then
RAUM +41% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 18, 2016; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$20.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+41%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H••••• S•••••••• F•••Hedge Fund$230M58Mar 29, 2012
      H••••• I•••• J•• H• M••••• F•••no longer reportedHedge Fund$13.9M25Mar 29, 2012
      H••••• I•••• A•••• F•••Hedge Fund$11.2M14Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• S••••• C•••••• · Shareholdercontrol
        since 01/2005 · owns 75% or more
      • T•••••• K•••• · Shareholdercontrol
        since 03/1988 · owns 75% or more of A•••• C•••••• H••••••• C••••
      • W•••••••• D••• H•••••• · Membercontrol
        since 04/2001 · owns 50% to 75% of W•••• W••••••• H••••••• L••
      • W•••••••• R•••• W•••• · Membercontrol
        since 04/2001 · owns 50% to 75% of W•••• W••••••• H••••••• L••
      • G••••• N•••• · Director
        since 09/2008 · owns less than 5%
      All 6 control persons
      • H••••• S••••• · Senior Manager Of Operations
        since 06/2005 · owns less than 5%
      Entity owners
      • A•••• C•••••• H••••••• C•••• · Shareholder
        indirect · owns 75% or more of A•••• C•••••• H••••••• L••••••••• S•••••••
      • A•••• C•••••• H••••••• L••••••••• S••••••• · Shareholder
        indirect · owns 75% or more of A•••• C•••••• M•••••••• P••• L•••
      • A•••• C•••••• M•••••••• P••• L••• · Shareholder
        direct · owns 10% to 25%
      • W•••• W••••••• H••••••• L•• · Shareholder
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 8
        Mar 25, 2015 to Mar 29, 2016
      • Discretionary RAUM · $113M to $163M
        Mar 25, 2015 to Mar 29, 2016
      • Non-discretionary RAUM · $3.9M to $2.4M
        Mar 25, 2015 to Mar 29, 2016
      • RAUM · $117M to $166M
        Mar 25, 2015 to Mar 29, 2016
      • Discretionary RAUM · $60.7M to $113M
        Mar 27, 2014 to Mar 25, 2015
      Full history · 17 changes
      • Non-discretionary RAUM · $3.5M to $3.9M
        Mar 27, 2014 to Mar 25, 2015
      • RAUM · $64.2M to $117M
        Mar 27, 2014 to Mar 25, 2015
      • Discretionary RAUM · $63.7M to $60.7M
        Mar 27, 2013 to Mar 27, 2014
      • Non-discretionary RAUM · $3.7M to $3.5M
        Mar 27, 2013 to Mar 27, 2014
      • RAUM · $67.5M to $64.2M
        Mar 27, 2013 to Mar 27, 2014
      • Accounts · 10 to 7
        Mar 29, 2012 to Mar 27, 2013
      • Advisory employees · unset to 2.0
        Mar 29, 2012 to Mar 27, 2013
      • Employees · unset to 6.0
        Mar 29, 2012 to Mar 27, 2013
      • Private funds · 3 to 2
        Mar 29, 2012 to Mar 27, 2013
      • Discretionary RAUM · $58.9M to $63.7M
        Mar 29, 2012 to Mar 27, 2013
      • Non-discretionary RAUM · $4.6M to $3.7M
        Mar 29, 2012 to Mar 27, 2013
      • RAUM · $63.5M to $67.5M
        Mar 29, 2012 to Mar 27, 2013
      Signals
      3 dated events
      • ••• Locked
        Mar 31, 2026 · ria indirect owner change · derived
      • ••• Locked
        Mar 31, 2026 · ria indirect owner change · derived
      • ••• Locked
        Nov 16, 2016 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026