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J••••••••• C•••••• M••••••••• L•

Former SEC-registered adviserFormer SEC adviser1 private funds· Summit, New Jersey

Former SEC-registered adviser, based in Summit, New Jersey, reporting $102M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$102M
Form ADV
RAUM change, 1 year
-58%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Mar 2015, RAUM $244M to $102M (-58.1%) on the Form ADV filed 27 Mar 2015.

Every filed figure, and the identifiersCRD 154937 · SEC 801-71830 · 6 filingsShow
CRD 154937SEC 801-71830First filing on the tape Mar 16, 2012, latest Mar 27, 2015IAPD
RAUM
$102M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$13.0M gross assets
History
6 filings and snapshots on the tape

RAUM -43% a year over three years · the tape starts Mar 16, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$102M as of Mar 27, 2015
Mar 16, 2012$565M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2015
Mar 16, 20120 then
Employees (5.A)4 as of Mar 27, 2015
Mar 27, 20137 then
Private funds1 as of Mar 27, 2015
Mar 16, 20121 then
RAUM -58% over the last fiscal year-43% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2015; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$20.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
-58%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$13.0M, 1 clientreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$13.0M for 1 clientreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      J••••••••• P•••••••• L•Hedge Fund$13.0M4Mar 16, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• M••••••• J••• · Chief Operating Officer/Chief Compliance Officercontrol
        since 08/2009 · owns less than 5%
      • J••••••••• P•••• K•••••• · Managing Membercontrol
        since 06/2009 · owns 75% or more
      Related persons
      Schedule D 7.A
      • J••••••••• G•• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 5
        Mar 26, 2014 to Mar 27, 2015
      • Advisory employees · 5 to 3
        Mar 26, 2014 to Mar 27, 2015
      • Assets in custody · $24.3M to $13.0M
        Mar 26, 2014 to Mar 27, 2015
      • Employees · 6 to 4
        Mar 26, 2014 to Mar 27, 2015
      • Discretionary RAUM · $244M to $102M
        Mar 26, 2014 to Mar 27, 2015
      Full history · 24 changes
      • RAUM · $244M to $102M
        Mar 26, 2014 to Mar 27, 2015
      • Accounts · 3 to 4
        Nov 15, 2013 to Mar 26, 2014
      • Assets in custody · $29.2M to $24.3M
        Nov 15, 2013 to Mar 26, 2014
      • Discretionary RAUM · $202M to $244M
        Nov 15, 2013 to Mar 26, 2014
      • RAUM · $202M to $244M
        Nov 15, 2013 to Mar 26, 2014
      • Succession · true to false
        Nov 15, 2013 to Mar 26, 2014
      • Business name · J••••••••• C•••••• M••••••••• L•• to J••••••••• C•••••• M••••••••• L•
        Jul 2, 2013 to Nov 15, 2013
      • Legal name · J••••••••• C•••••• M••••••••• L•• to J••••••••• C•••••• M••••••••• L•
        Jul 2, 2013 to Nov 15, 2013
      • Succession · false to true
        Jul 2, 2013 to Nov 15, 2013
      • Accounts · 2 to 3
        Mar 27, 2013 to Jul 2, 2013
      • Employees · 7 to 6
        Mar 27, 2013 to Jul 2, 2013
      • Organization form · Limited Liability Company to Limited Partnership
        Mar 27, 2013 to Jul 2, 2013
      • Discretionary RAUM · $692M to $202M
        Mar 27, 2013 to Jul 2, 2013
      • RAUM · $692M to $202M
        Mar 27, 2013 to Jul 2, 2013
      • Advisory employees · unset to 5.0
        Mar 16, 2012 to Mar 27, 2013
      • Assets in custody · $17.5M to $29.2M
        Mar 16, 2012 to Mar 27, 2013
      • Employees · unset to 7.0
        Mar 16, 2012 to Mar 27, 2013
      • Discretionary RAUM · $565M to $692M
        Mar 16, 2012 to Mar 27, 2013
      • RAUM · $565M to $692M
        Mar 16, 2012 to Mar 27, 2013
      Signals
      1 dated events
      • ••• Locked
        Nov 15, 2013 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026