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Former SEC-registered adviserFormer SEC adviser· Toronto

Former SEC-registered adviser, based in Toronto, reporting $550,000 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$550,000
Form ADV
RAUM change, 1 year
+0.0%
Form ADV, consecutive annual filings
Private clients
100%
of RAUM, $550,000
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 158244 · SEC 801-72544 · 16 filingsShow
CRD 158244SEC 801-72544First filing on the tape Jan 31, 2012, latest Jan 25, 2024IAPD
RAUM
$550,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$550,000 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape

RAUM +0.0% a year over three years · the tape starts Jan 31, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$550,000 as of Jan 25, 2024
Jan 31, 2012$180,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 25, 2024
Jan 31, 20120 then
Employees (5.A)1 as of Jan 25, 2024
Feb 9, 20131 then
Private funds: no history
RAUM +0.0% over the last fiscal year+0.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 25, 2024; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$550,000derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% individuals

The breakdown by client type, and the client counts1 client typesShow
  • Individuals$550,000100%
Individual clients
1reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• M•••••• W•••• · Ownercontrol
        since 12/2016 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $600,000 to $550,000
        Feb 22, 2022 to Jan 25, 2023
      • Individual RAUM · $600,000 to $550,000
        Feb 22, 2022 to Jan 25, 2023
      • RAUM · $600,000 to $550,000
        Feb 22, 2022 to Jan 25, 2023
      • Discretionary RAUM · $550,000 to $600,000
        Jul 20, 2021 to Feb 22, 2022
      • Individual RAUM · $550,000 to $600,000
        Jul 20, 2021 to Feb 22, 2022
      Full history · 33 changes
      • RAUM · $550,000 to $600,000
        Jul 20, 2021 to Feb 22, 2022
      • Discretionary RAUM · $450,000 to $550,000
        Feb 11, 2020 to Feb 17, 2021
      • Individual RAUM · $450,000 to $550,000
        Feb 11, 2020 to Feb 17, 2021
      • RAUM · $450,000 to $550,000
        Feb 11, 2020 to Feb 17, 2021
      • Individual clients · unset to 1.0
        Feb 2, 2018 to Jan 11, 2019
      • Advisory activities · 2 to 1
        Apr 19, 2017 to Feb 2, 2018
      • Financial planning clients · 1-10 to 0
        Apr 19, 2017 to Feb 2, 2018
      • Other offices · unset to 0.0
        Apr 19, 2017 to Feb 2, 2018
      • Discretionary RAUM · $300,000 to $450,000
        Apr 19, 2017 to Feb 2, 2018
      • Individual RAUM · unset to 450000.0
        Apr 19, 2017 to Feb 2, 2018
      • RAUM · $300,000 to $450,000
        Apr 19, 2017 to Feb 2, 2018
      • Succession · true to false
        Apr 19, 2017 to Feb 2, 2018
      • Succession · false to true
        Feb 3, 2017 to Apr 19, 2017
      • Discretionary RAUM · $250,000 to $300,000
        Dec 20, 2016 to Feb 3, 2017
      • RAUM · $250,000 to $300,000
        Dec 20, 2016 to Feb 3, 2017
      • Accounts · 2 to 1
        Feb 9, 2016 to Dec 20, 2016
      • Accounts · 5 to 2
        Jan 30, 2015 to Feb 9, 2016
      • Discretionary RAUM · $500,000 to $250,000
        Jan 30, 2015 to Feb 9, 2016
      • RAUM · $500,000 to $250,000
        Jan 30, 2015 to Feb 9, 2016
      • Discretionary RAUM · $400,000 to $500,000
        Mar 5, 2014 to Jan 30, 2015
      • RAUM · $400,000 to $500,000
        Mar 5, 2014 to Jan 30, 2015
      • Discretionary RAUM · $280,000 to $400,000
        Feb 9, 2013 to Mar 5, 2014
      • RAUM · $280,000 to $400,000
        Feb 9, 2013 to Mar 5, 2014
      • Accounts · 3 to 5
        Jan 31, 2012 to Feb 9, 2013
      • Advisory employees · unset to 1.0
        Jan 31, 2012 to Feb 9, 2013
      • Employees · unset to 1.0
        Jan 31, 2012 to Feb 9, 2013
      • Discretionary RAUM · $180,000 to $280,000
        Jan 31, 2012 to Feb 9, 2013
      • RAUM · $180,000 to $280,000
        Jan 31, 2012 to Feb 9, 2013
      Signals
      1 dated events
      • ••• Locked
        Apr 19, 2017 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026