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O•••• I••••••••• M••••••••• •••••• L•••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· San Francisco, Californiawebsite

Asset manager (funds and pooled vehicles), based in San Francisco, California, reporting $405M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $405M
Advisors: 0
RAUM change, 1 year: +225%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 25 Mar 2026, RAUM $125M to $405M (+225.4%) on the Form ADV filed 25 Mar 2026.

Every filed figure, and the identifiersCRD 158511 · SEC 801-114700 · 9 filingsShow

CRD 158511SEC 801-114700First filing on the tape Jan 11, 2019, latest Mar 25, 2026SEC status approved since Feb 19, 2019IAPD

RAUM

$405M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM +37% a year over three years · the tape starts Jan 11, 2019

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$405M as of Mar 25, 2026

Mar 30, 2020$136M then

HNW client RAUM$0 as of Mar 25, 2026

Mar 30, 2020$0 then

State-registered IARs (5.B.3)0 as of Mar 25, 2026

Mar 30, 20200 then

Employees (5.A)18 as of Mar 25, 2026

Mar 30, 202014 then

Private funds1 as of Mar 25, 2026

Mar 30, 20201 then

RAUM +225% over the last fiscal year+37% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 25, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $405MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +225%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$405M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; a related broker-dealer; a related bank; 600% of advisors also broker-dealer representativesderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O•••• U••• O••••••••• L•••	Hedge Fund	$405M	9	Mar 25, 2026
O•••• I••••••••• U••• E••••• L•••no longer reported	Hedge Fund	$196M	4	Mar 24, 2016

Owners and control persons

Schedule A and B, latest filing

G••••••••• S••••••• M• · Chief Compliance Officer, Secretary, And Legal Counselcontrol
since 01/2019 · owns less than 5%
K•••• A•••• R•• · Managing Partnercontrol
since 01/2019 · owns less than 5%
H•••• M•••••• A•••••• · Trustee Of B••••••• F••••••••• T••••
since 12/2018 · owns less than 5%
M•••••••• M••••••• S•••••• · Trustee Of A•••• • G••• G••• P••••••••• T••••
since 01/2019 · owns less than 5%

Entity owners

A•••• • G••• G••• P••••••••• T•••• · L•••••• Partner
direct · owns 50% to 75%
O•••• U••• P••••••• L•• · General Partner
direct · owns less than 5%
A•••• • G••• G••• F••••••••• · Shareholder
indirect · owns 75% or more of O•••• A•••• G••• L••••••
O•••• A•••• G••• L•••••• · Shareholder
indirect · owns 50% to 75% of O•••• H••••••• L••••••
O•••• H••••••• L•••••• · Member
indirect · owns 75% or more of O•••• U••• P••••••• L••

All 11 entity owners

O•••• H••••••• L•••••• · Member
indirect · owns 75% or more of O•••• H••••••• U••• P••••••• L••
O•••• H••••••• U••• I•• L••• · L•••••• Partner
indirect · owns 50% to 75% of O•••• H••••••• U••• I• L•••
O•••• H••••••• U••• P••••••• L•• · General Partner
indirect · owns F of O•••• H••••••• U••• I• L•••
O•••• H••••••• U••• P••••••• L•• · General Partner
indirect · owns F of O•••• H••••••• U••• I•• L•••
B••••••• F••••••••• T•••• · L•••••• Partner
direct · owns 5% to 10%
O•••• H••••••• U••• I• L••• · L•••••• Partner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

A•••• G••• ••••••••• ••••••••• L••••••
investment adviserpooled vehicle sponsorn
A•••• G••• A•••••••• P•• L••••••
broker-dealerinvestment adviserbankpooled vehicle sponsorn
A•••• G••• B•••••• L••••••
investment adviserpooled vehicle sponsorn
A•••• G••• I••••••••• P••••••••• L••••••
broker-dealerinvestment advisern
A•••• G••• L••• L••••••
real estaten

All 24 related persons

A•••• G••• N•••••• ••••••••• L••••••
investment adviserpooled vehicle sponsorn
A•••• G••• N•••••• U••• T•••• M••••••••• L••••••
investment adviserpooled vehicle sponsorn
A•••• G••• P••••••••• L••••••
investment adviserpooled vehicle sponsorn
A•••• G••• S•••• A••••• P••••••••• L••••••
broker-dealerinvestment advisern
A•••• G••• U••• T•••• M••••••••• ••• P••••••••• L••••••
investment adviserpooled vehicle sponsorn
O•••• A•••• M••••••••• L••••••
investment adviserbankpooled vehicle sponsorn
O•••• I••••••••• E••••••• M•••••• E••••• G• L••••••
pooled vehicle sponsorn
O•••• I••••••••• G••••• E••••• G• L••••••
pooled vehicle sponsorn
O•••• I••••••••• I••••••••• E••••• G• L••••••
pooled vehicle sponsorn
O•••• I••••••••• U••• E••••• G• L••••••
pooled vehicle sponsorn
O•••• I••••••••• A••••••• ••••••• L••••••
broker-dealern
O•••• I••••••••• A••••••• P•• L••••••
broker-dealern
O•••• I••••••••• M••••••••• •••• K•••• L••••••
broker-dealerinvestment advisern
O•••• I••••••••• M••••••••• ••••••••• S•••
broker-dealerinvestment adviserpooled vehicle sponsorn
O•••• I••••••••• M••••••••• L••••••
broker-dealerinvestment adviserbankpooled vehicle sponsorn
O•••• I••••••••• ••••• L••••••
broker-dealerinvestment adviserpooled vehicle sponsorn
O•••• I••••••••• K•••
broker-dealerinvestment advisern
O•••• J•••• E••••• G• L••••••
pooled vehicle sponsorn
O•••• P•••••••• M••••••••• ••••••• L••
broker-dealerinvestment advisern

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 25, 2026
RAUM (Item 5.F) moved from $124,591,770 to $405,417,417 (+225.0%) between the annual amendments of 2025-04-28 and 2026-03-25; the peer median change was +4.0% (1140 comparable advisers, 99.0th percentile of changes)
peers: asset managers, $100M to $500M (1,140) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 7 to 9
Apr 28, 2025 to Mar 25, 2026
BD registered reps · 4 to 6
Apr 28, 2025 to Mar 25, 2026
Employees · 14 to 18
Apr 28, 2025 to Mar 25, 2026
Discretionary RAUM · $125M to $405M
Apr 28, 2025 to Mar 25, 2026
Pooled vehicle RAUM · $125M to $405M
Apr 28, 2025 to Mar 25, 2026

Full history · 49 changes

RAUM · $125M to $405M
Apr 28, 2025 to Mar 25, 2026
Custody of client assets · true to false
Feb 26, 2025 to Apr 28, 2025
Financial planning clients · unset to
Feb 26, 2025 to Apr 28, 2025
Discretionary RAUM · $193M to $125M
Feb 26, 2025 to Apr 28, 2025
Pooled vehicle RAUM · $193M to $125M
Feb 26, 2025 to Apr 28, 2025
RAUM · $193M to $125M
Feb 26, 2025 to Apr 28, 2025
Advisory employees · 9 to 7
Mar 19, 2024 to Feb 26, 2025
Employees · 15 to 14
Mar 19, 2024 to Feb 26, 2025
Discretionary RAUM · $196M to $193M
Mar 19, 2024 to Feb 26, 2025
Pooled vehicle RAUM · $196M to $193M
Mar 19, 2024 to Feb 26, 2025
RAUM · $196M to $193M
Mar 19, 2024 to Feb 26, 2025
Advisory employees · 8 to 9
Mar 29, 2023 to Mar 19, 2024
Employees · 13 to 15
Mar 29, 2023 to Mar 19, 2024
Discretionary RAUM · $159M to $196M
Mar 29, 2023 to Mar 19, 2024
Pooled vehicle RAUM · $159M to $196M
Mar 29, 2023 to Mar 19, 2024
RAUM · $159M to $196M
Mar 29, 2023 to Mar 19, 2024
Advisory employees · 6 to 8
Mar 22, 2022 to Mar 29, 2023
Discretionary RAUM · $183M to $159M
Mar 22, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $183M to $159M
Mar 22, 2022 to Mar 29, 2023
RAUM · $183M to $159M
Mar 22, 2022 to Mar 29, 2023
Discretionary RAUM · $163M to $183M
Mar 26, 2021 to Mar 22, 2022
Pooled vehicle RAUM · $163M to $183M
Mar 26, 2021 to Mar 22, 2022
RAUM · $163M to $183M
Mar 26, 2021 to Mar 22, 2022
BD registered reps · 5 to 4
Mar 26, 2021 to Mar 22, 2022
Employees · 12 to 13
Mar 26, 2021 to Mar 22, 2022
Advisory employees · 7 to 6
Mar 30, 2020 to Mar 26, 2021
Employees · 14 to 12
Mar 30, 2020 to Mar 26, 2021
Discretionary RAUM · $136M to $163M
Mar 30, 2020 to Mar 26, 2021
Pooled vehicle RAUM · $136M to $163M
Mar 30, 2020 to Mar 26, 2021
RAUM · $136M to $163M
Mar 30, 2020 to Mar 26, 2021
Advisory employees · 8 to 7
Jan 11, 2019 to Mar 30, 2020
BD registered reps · 4 to 5
Jan 11, 2019 to Mar 30, 2020
Business name · O•••• I••••••••• M••••••••• •••••• L•• to O•••• I••••••••• M••••••••• •••••• L•••
Jan 11, 2019 to Mar 30, 2020
Charity clients · unset to 0.0
Jan 11, 2019 to Mar 30, 2020
Corporate clients · unset to 0.0
Jan 11, 2019 to Mar 30, 2020
HNW clients · unset to 0.0
Jan 11, 2019 to Mar 30, 2020
Individual clients · unset to 0.0
Jan 11, 2019 to Mar 30, 2020
Pension plan clients · unset to 0.0
Jan 11, 2019 to Mar 30, 2020
Employees · 12 to 14
Jan 11, 2019 to Mar 30, 2020
Legal name · O•••• I••••••••• M••••••••• •••••• L•• to O•••• I••••••••• M••••••••• •••••• L•••
Jan 11, 2019 to Mar 30, 2020
Private funds · 2 to 1
Jan 11, 2019 to Mar 30, 2020
Discretionary RAUM · $109M to $136M
Jan 11, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $109M to $136M
Jan 11, 2019 to Mar 30, 2020
RAUM · $109M to $136M
Jan 11, 2019 to Mar 30, 2020

Signals

5 dated events

••• Locked
Mar 25, 2026 · RAUM change · derived
••• Locked
Mar 25, 2026 · private fund no longer reported · inference
••• Locked
Mar 25, 2026 · private fund first reported · fact
••• Locked
Mar 30, 2020 · ria registration change · fact
••• Locked
Jan 11, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.