DFX Intelligence

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D•••••• F••••••••• L••

Former SEC-registered adviserFormer SEC adviser· Brussels

Former SEC-registered adviser, based in Brussels, reporting $56.4M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2017-06-21 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $56.4M
RAUM change, 1 year: +264%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2017-06-21 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 21 Jun 2017, RAUM $15.5M to $56.4M (+263.9%) on the Form ADV filed 21 Jun 2017, while advisors on the filing rose 1 to 3.

Every filed figure, and the identifiersCRD 165251 · SEC 801-77111 · 6 filingsShow

CRD 165251SEC 801-77111Legal name C•••• B••••• P•••••••• L••First filing on the tape Aug 28, 2012, latest Jun 21, 2017IAPD

RAUM

$56.4M

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

n/a

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM +204% a year over three years · the tape starts Aug 28, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$56.4M as of Sep 7, 2016

May 7, 2013$2.0M then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of Sep 7, 2016

May 7, 20131 then

Employees (5.A)3 as of Sep 7, 2016

May 7, 20132 then

Private funds: no history

RAUM +264% over the last fiscal year+204% a year over threeIARs 1 to 3

Practice profile

derived from the filing of Jun 21, 2017; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: $18.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $220,331derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +264%derivedbetween the last two annual amendments
Advisor growth, one year: +100%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 256reported
Financial planning clients: 26-50reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: absent from the latest SEC rosterderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

D••••••• B••••• R•••• · Managing Partner/Chief Compliance Officercontrol
since 11/2011 · owns 25% to 50%
M•••••• J••••• M•••••• · Managing Partnercontrol
since 09/2016 · owns 25% to 50%

Related persons

Schedule D 7.A

C•••• B••••• P••••••• S•••
investment advisern
U• T•• A••••• S•••
insurancen

Offices

Schedule D 1.F, the 25 largest

What changed

consecutive filings, newest first

Advisory employees · 2 to 3
Sep 7, 2016 to Dec 16, 2016
Advisory activities · 2 to 3
Sep 7, 2016 to Dec 16, 2016
Employees · 3 to 4
Sep 7, 2016 to Dec 16, 2016
HQ city · WEST PALM BEACH to BRUSSELS
Sep 7, 2016 to Dec 16, 2016
HQ state · FL to unset
Sep 7, 2016 to Dec 16, 2016

Full history · 37 changes

State-registered IARs · 2 to 3
Sep 7, 2016 to Dec 16, 2016
Legal name · D•••••• F••••••••• L•• to C•••• B••••• P•••••••• L••
Sep 7, 2016 to Dec 16, 2016
Related insurance company · false to true
Sep 7, 2016 to Dec 16, 2016
Accounts · 78 to 256
Aug 28, 2015 to Sep 7, 2016
Advisory employees · 1 to 2
Aug 28, 2015 to Sep 7, 2016
Business name · D•••••• F••••••••• S••• to D•••••• F••••••••• L••
Aug 28, 2015 to Sep 7, 2016
Employees · 2 to 3
Aug 28, 2015 to Sep 7, 2016
Insurance-licensed employees · 0 to 1
Aug 28, 2015 to Sep 7, 2016
Financial planning clients · 51-100 to 26-50
Aug 28, 2015 to Sep 7, 2016
HQ city · BRUSSELS to WEST PALM BEACH
Aug 28, 2015 to Sep 7, 2016
HQ state · unset to FL
Aug 28, 2015 to Sep 7, 2016
State-registered IARs · 1 to 2
Aug 28, 2015 to Sep 7, 2016
Legal name · D•••••• F••••••••• S••• to D•••••• F••••••••• L••
Aug 28, 2015 to Sep 7, 2016
Discretionary RAUM · $1.0M to $56.0M
Aug 28, 2015 to Sep 7, 2016
Non-discretionary RAUM · $14.5M to $412,798
Aug 28, 2015 to Sep 7, 2016
RAUM · $15.5M to $56.4M
Aug 28, 2015 to Sep 7, 2016
Related adviser · false to true
Aug 28, 2015 to Sep 7, 2016
Accounts · 15 to 78
May 7, 2013 to Aug 28, 2015
Financial planning clients · 0 to 51-100
May 7, 2013 to Aug 28, 2015
Organization form · Other (specify) to Limited Liability Company
May 7, 2013 to Aug 28, 2015
Discretionary RAUM · $0 to $1.0M
May 7, 2013 to Aug 28, 2015
Non-discretionary RAUM · $2.0M to $14.5M
May 7, 2013 to Aug 28, 2015
RAUM · $2.0M to $15.5M
May 7, 2013 to Aug 28, 2015
Accounts · 0 to 15
Aug 28, 2012 to May 7, 2013
Advisory employees · unset to 1.0
Aug 28, 2012 to May 7, 2013
BD registered reps · unset to 0.0
Aug 28, 2012 to May 7, 2013
Business name · D•••••• F•••••••• to D•••••• F••••••••• S•••
Aug 28, 2012 to May 7, 2013
Employees · unset to 2.0
Aug 28, 2012 to May 7, 2013
State-registered IARs · unset to 1.0
Aug 28, 2012 to May 7, 2013
Legal name · D•••••• F•••••••• to D•••••• F••••••••• S•••
Aug 28, 2012 to May 7, 2013
Non-discretionary RAUM · $0 to $2.0M
Aug 28, 2012 to May 7, 2013
RAUM · $0 to $2.0M
Aug 28, 2012 to May 7, 2013

Signals

1 dated events

••• Locked
Aug 28, 2012 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026