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M••••• A•••••••• L••

Former SEC-registered adviserFormer SEC adviser1 private funds· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $2.2B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$2.2B
Form ADV
RAUM change, 1 year
+173%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 9 Jun 2015, RAUM $818M to $2.24B (+173.3%) on the Form ADV filed 9 Jun 2015.

Every filed figure, and the identifiersCRD 167393 · SEC 801-77986 · 7 filingsShow
CRD 167393SEC 801-77986First filing on the tape Apr 17, 2013, latest Jun 9, 2015IAPD
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$2.2B gross assets
History
7 filings and snapshots on the tape

RAUM +173% over the last fiscal year · the tape starts Apr 17, 2013

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$2.2B as of Feb 10, 2015
Jan 9, 2014$818M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 10, 2015
Jan 9, 20140 then
Employees (5.A)4 as of Feb 10, 2015
Jan 9, 20144 then
Private funds1 as of Feb 10, 2015
Jan 9, 20141 then
RAUM +173% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 9, 2015; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.2BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+173%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••••• C•••••• P••••••• L•Hedge Fund$2.2B5Apr 17, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • H••••• R•••••• M•••••• · Chief Executive Officer, Managing Membercontrol
        since 12/2009 · owns 75% or more
      • J••••••• M••••••• A•••••• · Chief Compliance Officer, Portfolio Managercontrol
        since 03/2013 · owns less than 5%
      Related persons
      Schedule D 7.A
      • M••••• G•• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $818M to $2.2B
        Sep 18, 2014 to Feb 10, 2015
      • RAUM · $818M to $2.2B
        Sep 18, 2014 to Feb 10, 2015
      • Discretionary RAUM · $449M to $818M
        Aug 19, 2013 to Jan 9, 2014
      • RAUM · $449M to $818M
        Aug 19, 2013 to Jan 9, 2014
      • Accounts · unset to 1.0
        Apr 17, 2013 to Aug 19, 2013
      Full history · 12 changes
      • Advisory employees · 2 to 4
        Apr 17, 2013 to Aug 19, 2013
      • Employees · 2 to 4
        Apr 17, 2013 to Aug 19, 2013
      • HQ city · unset to NEW YORK
        Apr 17, 2013 to Aug 19, 2013
      • HQ state · unset to NY
        Apr 17, 2013 to Aug 19, 2013
      • Discretionary RAUM · unset to 449028296.0
        Apr 17, 2013 to Aug 19, 2013
      • Non-discretionary RAUM · unset to 0.0
        Apr 17, 2013 to Aug 19, 2013
      • RAUM · unset to 449028296.0
        Apr 17, 2013 to Aug 19, 2013
      Signals
      1 dated events
      • ••• Locked
        Apr 17, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026