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RIA Intelligence

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R•••••• C•••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser1 private funds· London

Former SEC-registered adviser, based in London, reporting $133M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$133M
Form ADV
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 170244 · SEC 801-79130 · 8 filingsShow
CRD 170244SEC 801-79130First filing on the tape Jan 21, 2014, latest Oct 1, 2015IAPD
RAUM
$133M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$89.3M gross assets
History
8 filings and snapshots on the tape

Filed figures over time · the tape starts Jan 21, 2014

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$133M as of Oct 1, 2015
Jan 21, 2014$25.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 1, 2015
Jan 21, 20140 then
Employees (5.A)8 as of Oct 1, 2015
Jan 21, 20145 then
Private funds1 as of Oct 1, 2015
Jan 21, 20141 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 1, 2015; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$33.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$89.3M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$89.3M for 3 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••••• C•••••• C••••• M••••• F••• L•••Hedge Fund$89.3M2Jan 21, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • A••• I•••••••• N•• · Chief Investment Officercontrol
        since 07/2013 · owns 5% to 10%
      • T•••••• J••••••• J••• · Chief Executive Officer/Chief Compliance Officercontrol
        since 07/2013 · owns 5% to 10%
      • A••• I•••••••• N•• · Ownercontrol
        since 07/2013 · owns 50% to 75% of R•••••• C•••••• M••••••••• L•••
      • T•••••• J••••••• J••• · Ownercontrol
        since 07/2013 · owns 25% to 50% of R•••••• C•••••• M••••••••• L•••
      Entity owners
      • R•••••• C•••••• M••••••••• L••• · Managing Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • R•••••• C•••••• M••••••••• ••• L••
        bankpooled vehicle sponsorn
      • R•••••• C•••••• M••••••••• L•••
        bankpooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $68.6M to $89.3M
        Mar 9, 2015 to Oct 1, 2015
      • Organization form · Limited Liability Partnership to Corporation
        Mar 9, 2015 to Oct 1, 2015
      • Discretionary RAUM · $281M to $133M
        Mar 9, 2015 to Oct 1, 2015
      • RAUM · $281M to $133M
        Mar 9, 2015 to Oct 1, 2015
      • Succession · false to true
        Mar 9, 2015 to Oct 1, 2015
      Full history · 17 changes
      • Advisory employees · 6 to 4
        Oct 9, 2014 to Mar 9, 2015
      • Assets in custody · $40.0M to $68.6M
        Oct 9, 2014 to Mar 9, 2015
      • Discretionary RAUM · $240M to $281M
        Oct 9, 2014 to Mar 9, 2015
      • RAUM · $240M to $281M
        Oct 9, 2014 to Mar 9, 2015
      • Advisory employees · 2 to 6
        May 14, 2014 to Jun 10, 2014
      • Employees · 5 to 8
        May 14, 2014 to Jun 10, 2014
      • Related bank · false to true
        May 14, 2014 to Jun 10, 2014
      • Accounts · 3 to 4
        Feb 11, 2014 to May 14, 2014
      • Assets in custody · unset to 40000000.0
        Feb 11, 2014 to May 14, 2014
      • Custody of client assets · false to true
        Feb 11, 2014 to May 14, 2014
      • Discretionary RAUM · $25.4M to $240M
        Feb 11, 2014 to May 14, 2014
      • RAUM · $25.4M to $240M
        Feb 11, 2014 to May 14, 2014
      Signals
      2 dated events
      • ••• Locked
        Oct 1, 2015 · Succession (Item 4) · fact
      • ••• Locked
        Jan 21, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      R•••••• C•••••• M••••••••• L•• is the same institution as 1 record in Private Credit.

      Private Credit1

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