DFX Intelligence

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T••••• P•••••••• L••

Other adviserSEC-registered· Beverly Hills, Californiawebsite

Other adviser, based in Beverly Hills, California, reporting $261M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $261M
Advisors: 0
RAUM change, 1 year: +0.1%
Private clients: 1.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 170429 · SEC 801-79243 · 17 filingsShow

CRD 170429SEC 801-79243First filing on the tape Feb 17, 2014, latest Mar 30, 2026SEC status approved since Mar 20, 2014IAPD

RAUM

$261M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

1.0%

$2.6M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM +18% a year over three years · the tape starts Feb 17, 2014

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$261M as of Mar 30, 2026

Mar 30, 2015$43.2M then

HNW client RAUM$2.6M as of Mar 30, 2026

Apr 2, 2018$109M then

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 30, 20150 then

Employees (5.A)1 as of Mar 30, 2026

Mar 30, 20153 then

Private funds: no history

RAUM +0.1% over the last fiscal year+18% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $37.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +0.1%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

99% corporations and businesses, 1.0% high-net-worth individuals

The breakdown by client type, and the client counts2 client typesShow

Corporations and businesses$259M99%
High-net-worth individuals$2.6M1.0%

Individual clients: 0reported
HNW clients: 1reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 7reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: fixed, performancereported
Class basis: RAUM: 1% private clients, 0% pooled funds, 0% institutions; a related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

K••••••• C•••• · Managing Member, Chief Compliance Officercontrol
since 10/2015 · owns less than 5%
K••••••• C•••• · Trusteecontrol
since 10/2015 · owns 50% to 75% of C•••• A•• J••• K•••••• F••••• T••••
K••••••• J••• · Trusteecontrol
since 10/2015 · owns 50% to 75% of C•••• A•• J••• K•••••• F••••• T••••

Entity owners

C•••• A•• J••• K•••••• F••••• T•••• · Managing Member
direct · owns 75% or more

Related persons

Schedule D 7.A

I•• C•••••• M••••••• L••
broker-dealern

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

HNW clients · unset to 1.0
Mar 30, 2025 to Mar 30, 2026
Individual clients · unset to 0.0
Mar 30, 2025 to Mar 30, 2026
Discretionary RAUM · $261M to $261M
Mar 30, 2025 to Mar 30, 2026
HNW RAUM · $708,864 to $2.6M
Mar 30, 2025 to Mar 30, 2026
RAUM · $261M to $261M
Mar 30, 2025 to Mar 30, 2026

Full history · 80 changes

HQ city · unset to BEVERLY HILLS
Mar 19, 2024 to Mar 30, 2025
HQ state · unset to CA
Mar 19, 2024 to Mar 30, 2025
Discretionary RAUM · $241M to $261M
Mar 19, 2024 to Mar 30, 2025
HNW RAUM · $2.7M to $708,864
Mar 19, 2024 to Mar 30, 2025
Individual RAUM · unset to 0.0
Mar 19, 2024 to Mar 30, 2025
Pension RAUM · unset to 0.0
Mar 19, 2024 to Mar 30, 2025
Pooled vehicle RAUM · unset to 0.0
Mar 19, 2024 to Mar 30, 2025
RAUM · $241M to $261M
Mar 19, 2024 to Mar 30, 2025
Accounts · 8 to 7
Mar 19, 2024 to Mar 30, 2025
Corporate clients · 7 to 6
Mar 19, 2024 to Mar 30, 2025
Financial planning clients · 0 to 0
Mar 19, 2024 to Mar 30, 2025
Accounts · 7 to 8
Mar 20, 2023 to Mar 19, 2024
Advisory employees · 4 to 1
Mar 20, 2023 to Mar 19, 2024
Corporate clients · 6 to 7
Mar 20, 2023 to Mar 19, 2024
Employees · 4 to 1
Mar 20, 2023 to Mar 19, 2024
Discretionary RAUM · $160M to $241M
Mar 20, 2023 to Mar 19, 2024
HNW RAUM · $3.5M to $2.7M
Mar 20, 2023 to Mar 19, 2024
RAUM · $160M to $241M
Mar 20, 2023 to Mar 19, 2024
Accounts · 8 to 7
Mar 23, 2022 to Mar 20, 2023
Discretionary RAUM · $170M to $160M
Mar 23, 2022 to Mar 20, 2023
HNW RAUM · $4.0M to $3.5M
Mar 23, 2022 to Mar 20, 2023
RAUM · $170M to $160M
Mar 23, 2022 to Mar 20, 2023
Individual clients · 0.0 to unset
Apr 7, 2021 to Mar 23, 2022
Discretionary RAUM · $158M to $170M
Apr 7, 2021 to Mar 23, 2022
HNW RAUM · $2.7M to $4.0M
Apr 7, 2021 to Mar 23, 2022
RAUM · $158M to $170M
Apr 7, 2021 to Mar 23, 2022
Related broker-dealer · false to true
Apr 7, 2021 to Mar 23, 2022
Accounts · 10 to 8
Feb 17, 2020 to Mar 21, 2021
Advisory employees · 2 to 4
Feb 17, 2020 to Mar 21, 2021
Advisory activities · 2 to 1
Feb 17, 2020 to Mar 21, 2021
Corporate clients · 0 to 6
Feb 17, 2020 to Mar 21, 2021
Employees · 2 to 4
Feb 17, 2020 to Mar 21, 2021
HQ city · PACIFIC PALISADES to unset
Feb 17, 2020 to Mar 21, 2021
HQ state · CA to unset
Feb 17, 2020 to Mar 21, 2021
Discretionary RAUM · $148M to $158M
Feb 17, 2020 to Mar 21, 2021
HNW RAUM · $148M to $2.7M
Feb 17, 2020 to Mar 21, 2021
RAUM · $148M to $158M
Feb 17, 2020 to Mar 21, 2021
Discretionary RAUM · $119M to $148M
Mar 27, 2019 to Feb 17, 2020
HNW RAUM · $119M to $148M
Mar 27, 2019 to Feb 17, 2020
RAUM · $119M to $148M
Mar 27, 2019 to Feb 17, 2020
HQ city · VENICE to PACIFIC PALISADES
Apr 2, 2018 to Mar 27, 2019
Discretionary RAUM · $109M to $119M
Apr 2, 2018 to Mar 27, 2019
HNW RAUM · $109M to $119M
Apr 2, 2018 to Mar 27, 2019
RAUM · $109M to $119M
Apr 2, 2018 to Mar 27, 2019
Accounts · 11 to 10
Jul 27, 2017 to Apr 2, 2018
Charity clients · unset to 0.0
Jul 27, 2017 to Apr 2, 2018
Corporate clients · unset to 0.0
Jul 27, 2017 to Apr 2, 2018
Individual clients · unset to 0.0
Jul 27, 2017 to Apr 2, 2018
Pension plan clients · unset to 0.0
Jul 27, 2017 to Apr 2, 2018
Other offices · unset to 0.0
Jul 27, 2017 to Apr 2, 2018
Discretionary RAUM · $104M to $109M
Jul 27, 2017 to Apr 2, 2018
HNW RAUM · unset to 108717851.0
Jul 27, 2017 to Apr 2, 2018
RAUM · $104M to $109M
Jul 27, 2017 to Apr 2, 2018
HQ city · LOS ANGELES to VENICE
Mar 27, 2017 to Jul 27, 2017
Accounts · 3 to 11
Mar 29, 2016 to Mar 27, 2017
Business name · T••••••• G•••••• L•• to T••••• P•••••••• L••
Mar 29, 2016 to Mar 27, 2017
Legal name · T••••••• G•••••• L•• to T••••• P•••••••• L••
Mar 29, 2016 to Mar 27, 2017
Discretionary RAUM · $102M to $104M
Mar 29, 2016 to Mar 27, 2017
RAUM · $102M to $104M
Mar 29, 2016 to Mar 27, 2017
Advisory employees · 1 to 2
Nov 19, 2015 to Mar 29, 2016
Employees · 1 to 2
Nov 19, 2015 to Mar 29, 2016
HQ city · LOS ANGELESE to LOS ANGELES
Nov 19, 2015 to Mar 29, 2016
Discretionary RAUM · $108M to $102M
Nov 19, 2015 to Mar 29, 2016
RAUM · $108M to $102M
Nov 19, 2015 to Mar 29, 2016
Advisory employees · 2 to 1
Mar 30, 2015 to Nov 19, 2015
Employees · 3 to 1
Mar 30, 2015 to Nov 19, 2015
HQ city · NEW YORK to LOS ANGELESE
Mar 30, 2015 to Nov 19, 2015
HQ state · NY to CA
Mar 30, 2015 to Nov 19, 2015
Discretionary RAUM · $43.2M to $108M
Mar 30, 2015 to Nov 19, 2015
RAUM · $43.2M to $108M
Mar 30, 2015 to Nov 19, 2015
Discretionary RAUM · $30.0M to $43.2M
Jul 18, 2014 to Mar 30, 2015
Non-discretionary RAUM · $37.5M to $0
Jul 18, 2014 to Mar 30, 2015
RAUM · $67.5M to $43.2M
Jul 18, 2014 to Mar 30, 2015
Accounts · 0 to 3
Feb 17, 2014 to Jul 18, 2014
Advisory employees · 1 to 2
Feb 17, 2014 to Jul 18, 2014

Signals

2 dated events

••• Locked
Mar 21, 2021 · Control person joined · fact
••• Locked
Feb 17, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.