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RIA Intelligence

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G• I•••••••••

Other adviserSEC-registered· Hong Kongwebsite

Other adviser, based in Hong Kong, reporting $2.4B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$2.4B
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+69%
Form ADV, consecutive annual filings
Private clients
7.1%
of RAUM, $170M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. +69.3%
    RAUM, one year

    RAUM $1.41B to $2.39B (+69.3%) on the Form ADV filed 31 Mar 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 170990 · SEC 801-79673 · 17 filingsShow
CRD 170990SEC 801-79673Legal name G• I••••••••• I••••••••• M••••••••• L••••••First filing on the tape Apr 21, 2014, latest Mar 31, 2026SEC status approved since May 2, 2014IAPD
RAUM
$2.4B
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
7.1%
$170M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
35
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape

RAUM +75% a year over three years · the tape starts Apr 21, 2014

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$2.4B as of Mar 31, 2026
Mar 27, 2015$681M then
HNW client RAUM$169M as of Mar 31, 2026
Mar 6, 2018$2.0M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20150 then
Employees (5.A)35 as of Mar 31, 2026
Mar 27, 201514 then
Private funds: no history
RAUM +69% over the last fiscal year+75% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$55.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
60%derivedof RAUM
Institutional
2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+69%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+594%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

38% corporations and businesses, 38% pooled investment vehicles, and 4 other client types

The breakdown by client type, and the client counts6 client typesShow
  • Corporations and businesses$907M38%
  • Pooled investment vehicles$896M38%
  • Banks and thrifts$354M15%
  • High-net-worth individuals$169M7.1%
  • Insurance companies$62.5M2.6%
  • Individuals$1.0M0.0%
Individual clients
4reported
HNW clients
114reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
43reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 7% private clients, 38% pooled funds, 3% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••••• P••• · Chief Executive Officercontrol
        since 01/2018 · owns less than 5%
      • W•••• F•• · Directorcontrol
        since 03/2021 · owns less than 5%
      • W•••• H••••• · Directorcontrol
        since 11/2023 · owns less than 5%
      • L•••• P•• T••• · Cheif Compliance Officer
        since 09/2016 · owns less than 5%
      • W•••• Y•••• · Chief Operating Officer
        since 01/2018 · owns less than 5%
      Entity owners
      • G• F••• M••••••••• C•••••• L•••••• · Shareholder
        direct · owns 75% or more
      • G• S••••••••• C•••••• L•••••• · Sharholder
        indirect · owns 50% to 75% of G• F••• M••••••••• C•••••• L••••••
      Related persons
      Schedule D 7.A
      • G• F••• M••••••••• C•••••• L••••••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • discretionary share shiftChange between filings · filing Mar 31, 2026
        discretionary share of RAUM moved from 100.0% to 60.0% between the annual amendments of 2025-03-27 and 2026-03-31
        peers: other advisers, $1B to $5B (248)
      Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-03-31
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 43
        Mar 27, 2025 to Mar 31, 2026
      • Advisory employees · 4 to 10
        Mar 27, 2025 to Mar 31, 2026
      • Advisory activities · 4 to 3
        Mar 27, 2025 to Mar 31, 2026
      • Corporate clients · 0 to 63
        Mar 27, 2025 to Mar 31, 2026
      • HNW clients · 6 to 114
        Mar 27, 2025 to Mar 31, 2026
      Full history · 80 changes
      • Individual clients · 11 to 4
        Mar 27, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 43 to 45
        Mar 27, 2025 to Mar 31, 2026
      • Employees · 30 to 35
        Mar 27, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.4B to $1.4B
        Mar 27, 2025 to Mar 31, 2026
      • HNW RAUM · $8.9M to $169M
        Mar 27, 2025 to Mar 31, 2026
      • Individual RAUM · $2.3M to $1.0M
        Mar 27, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $0 to $946M
        Mar 27, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $243M to $896M
        Mar 27, 2025 to Mar 31, 2026
      • RAUM · $1.4B to $2.4B
        Mar 27, 2025 to Mar 31, 2026
      • Accounts · 21 to 19
        Mar 18, 2024 to Mar 27, 2025
      • HNW clients · 1 to 6
        Mar 18, 2024 to Mar 27, 2025
      • Individual clients · 0 to 11
        Mar 18, 2024 to Mar 27, 2025
      • Pooled vehicle clients · 6 to 43
        Mar 18, 2024 to Mar 27, 2025
      • Employees · 27 to 30
        Mar 18, 2024 to Mar 27, 2025
      • Financial planning clients · 1-10 to 0
        Mar 18, 2024 to Mar 27, 2025
      • HQ state · unset to
        Mar 18, 2024 to Mar 27, 2025
      • Discretionary RAUM · $576M to $1.4B
        Mar 18, 2024 to Mar 27, 2025
      • HNW RAUM · $2.0M to $8.9M
        Mar 18, 2024 to Mar 27, 2025
      • Individual RAUM · unset to 2293770.0
        Mar 18, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $158M to $243M
        Mar 18, 2024 to Mar 27, 2025
      • RAUM · $576M to $1.4B
        Mar 18, 2024 to Mar 27, 2025
      • Accounts · 16 to 21
        Mar 27, 2023 to Mar 18, 2024
      • Advisory employees · 5 to 4
        Mar 27, 2023 to Mar 18, 2024
      • Advisory activities · 2 to 4
        Mar 27, 2023 to Mar 18, 2024
      • HNW clients · 0 to 1
        Mar 27, 2023 to Mar 18, 2024
      • Employees · 17 to 27
        Mar 27, 2023 to Mar 18, 2024
      • Financial planning clients · unset to 1-10
        Mar 27, 2023 to Mar 18, 2024
      • Discretionary RAUM · $448M to $576M
        Mar 27, 2023 to Mar 18, 2024
      • HNW RAUM · $0 to $2.0M
        Mar 27, 2023 to Mar 18, 2024
      • Individual RAUM · 0.0 to unset
        Mar 27, 2023 to Mar 18, 2024
      • Pooled vehicle RAUM · $135M to $158M
        Mar 27, 2023 to Mar 18, 2024
      • RAUM · $448M to $576M
        Mar 27, 2023 to Mar 18, 2024
      • Accounts · 17 to 16
        Mar 29, 2022 to Mar 27, 2023
      • Advisory employees · 4 to 5
        Mar 29, 2022 to Mar 27, 2023
      • Pooled vehicle clients · 9 to 6
        Mar 29, 2022 to Mar 27, 2023
      • Employees · 25 to 17
        Mar 29, 2022 to Mar 27, 2023
      • Discretionary RAUM · $427M to $448M
        Mar 29, 2022 to Mar 27, 2023
      • Pooled vehicle RAUM · $309M to $135M
        Mar 29, 2022 to Mar 27, 2023
      • RAUM · $427M to $448M
        Mar 29, 2022 to Mar 27, 2023
      • Accounts · 22 to 17
        Mar 17, 2021 to Mar 21, 2022
      • Advisory employees · 7 to 4
        Mar 17, 2021 to Mar 21, 2022
      • Advisory activities · 3 to 2
        Mar 17, 2021 to Mar 21, 2022
      • Pooled vehicle clients · 10 to 9
        Mar 17, 2021 to Mar 21, 2022
      • Employees · 30 to 25
        Mar 17, 2021 to Mar 21, 2022
      • Discretionary RAUM · $755M to $427M
        Mar 17, 2021 to Mar 21, 2022
      • Pooled vehicle RAUM · $515M to $309M
        Mar 17, 2021 to Mar 21, 2022
      • RAUM · $755M to $427M
        Mar 17, 2021 to Mar 21, 2022
      • Accounts · 16 to 22
        Mar 12, 2020 to Mar 17, 2021
      • HNW clients · 1 to 0
        Mar 12, 2020 to Mar 17, 2021
      • Pooled vehicle clients · 9 to 10
        Mar 12, 2020 to Mar 17, 2021
      • Discretionary RAUM · $850M to $755M
        Mar 12, 2020 to Mar 17, 2021
      • HNW RAUM · $1.7M to $0
        Mar 12, 2020 to Mar 17, 2021
      • Pooled vehicle RAUM · $721M to $515M
        Mar 12, 2020 to Mar 17, 2021
      • RAUM · $850M to $755M
        Mar 12, 2020 to Mar 17, 2021
      • Accounts · 18 to 16
        Mar 28, 2019 to Mar 12, 2020
      • Advisory employees · 6 to 7
        Mar 28, 2019 to Mar 12, 2020
      • Advisory activities · 4 to 3
        Mar 28, 2019 to Mar 12, 2020
      • Employees · 22 to 30
        Mar 28, 2019 to Mar 12, 2020
      • Discretionary RAUM · $499M to $850M
        Mar 28, 2019 to Mar 12, 2020
      • HNW RAUM · $1.2M to $1.7M
        Mar 28, 2019 to Mar 12, 2020
      • Pooled vehicle RAUM · $296M to $721M
        Mar 28, 2019 to Mar 12, 2020
      • RAUM · $499M to $850M
        Mar 28, 2019 to Mar 12, 2020
      • Accounts · 25 to 18
        Mar 6, 2018 to Mar 28, 2019
      • Pooled vehicle clients · 14 to 9
        Mar 6, 2018 to Mar 28, 2019
      • Employees · 20 to 22
        Mar 6, 2018 to Mar 28, 2019
      • Discretionary RAUM · $1.5B to $499M
        Mar 6, 2018 to Mar 28, 2019
      • HNW RAUM · $2.0M to $1.2M
        Mar 6, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $992M to $296M
        Mar 6, 2018 to Mar 28, 2019
      • RAUM · $1.5B to $499M
        Mar 6, 2018 to Mar 28, 2019
      • Accounts · 16 to 25
        Aug 3, 2016 to Mar 6, 2018
      • Advisory employees · 5 to 6
        Aug 3, 2016 to Mar 6, 2018
      • Charity clients · unset to 0.0
        Aug 3, 2016 to Mar 6, 2018
      • Corporate clients · unset to 0.0
        Aug 3, 2016 to Mar 6, 2018
      • HNW clients · unset to 1.0
        Aug 3, 2016 to Mar 6, 2018
      • Individual clients · unset to 0.0
        Aug 3, 2016 to Mar 6, 2018
      Signals
      18 dated events
      • ••• Locked
        Mar 31, 2026 · Control person joined · fact
      • ••• Locked
        Mar 31, 2026 · ria principal change · fact
      • ••• Locked
        Mar 31, 2026 · RAUM change · derived
      • ••• Locked
        Mar 27, 2025 · RAUM change · derived
      • ••• Locked
        Mar 18, 2024 · Control person joined · fact
      Full timeline · 18 events
      • ••• Locked
        Mar 18, 2024 · RAUM change · derived
      • ••• Locked
        Mar 18, 2024 · Control person left · inference
      • ••• Locked
        Mar 21, 2022 · Control person joined · fact
      • ••• Locked
        Mar 21, 2022 · RAUM change · derived
      • ••• Locked
        Mar 21, 2022 · Control person left · inference
      • ••• Locked
        Mar 17, 2021 · Control person left · inference
      • ••• Locked
        Mar 17, 2021 · Control person left · inference
      • ••• Locked
        Mar 12, 2020 · RAUM change · derived
      • ••• Locked
        Mar 28, 2019 · Control person left · inference
      • ••• Locked
        Mar 28, 2019 · RAUM change · derived
      • ••• Locked
        Mar 28, 2019 · Control person left · inference
      • ••• Locked
        Mar 6, 2018 · RAUM change · derived
      • ••• Locked
        Apr 21, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.