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S••••• C•••••• M••••••••• L••

Other adviserSEC-registered3 private funds· Londonwebsite

Other adviser, based in London, reporting $2.7B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $2.7B
Advisors: 0
RAUM change, 1 year: -1.8%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 174288 · SEC 801-108895 · 22 filingsShow

CRD 174288SEC 801-108895First filing on the tape Dec 22, 2016, latest Mar 26, 2026SEC status approved since Jan 3, 2017IAPD

RAUM

$2.7B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

19 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM +22% a year over three years · the tape starts Dec 22, 2016

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$2.7B as of Mar 26, 2026

Feb 6, 2018$237M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Feb 6, 20180 then

Employees (5.A)41 as of Mar 26, 2026

Feb 6, 201812 then

Private funds3 as of Mar 26, 2026

Feb 6, 20182 then

RAUM -1.8% over the last fiscal year+22% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $161MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: -1.8%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

69% pooled investment vehicles, 20% insurance companies, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

Pooled investment vehicles$1.6B69%
Insurance companies$462M20%
Charitable organizations$272M12%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 17reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: RAUM: 0% private clients, 59% pooled funds, 27% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• M••••• F••• L••	Hedge Fund	$1.2B	60	Mar 5, 2015
S••••• E••••••• S•••••• S••••••••• M••••• F••• L••••••	Hedge Fund	$202M	24	Feb 27, 2020
S••••• C•••••• P••••••• F••• L••	Hedge Fund	$116M	2	Mar 26, 2026
S••••• M••••••••• C••••• M••••• F••• L••	Hedge Fund	$63.6M	4	Feb 28, 2022
S••••• E•• M••••• F••• L••••••no longer reported	Hedge Fund	$1.1M	29	Feb 6, 2018

Owners and control persons

Schedule A and B, latest filing

K•••• A•••••• N••••••• · Chief Operating Officercontrol
since 06/2009 · owns less than 5%
L••••••••• S•••••• •••• · Chief Compliance Officercontrol
since 01/2023 · owns less than 5%
M•••••• A•••• S••••• · Chief Risk Officercontrol
since 11/2021 · owns less than 5%
Q•• Q•• •••• · Chief Financial Officercontrol
since 04/2022 · owns less than 5%
S•••••• N•••• •• M••••• N•••• · Chief Executive Officer And Ownercontrol
since 06/2009 · owns 5% to 10%

All 8 control persons

W••••• S••••••• S•••• · Chief Investment Officercontrol
since 02/2012 · owns less than 5%
E••••••••• K•••• •••• · Shareholdercontrol
since 07/2023 · owns 75% or more of Bltm Cgm Cp, LLC
S•••••• N•••• •• M••••• N•••• · Ownercontrol
since 06/2009 · owns 25% to 50% of S••••• C•••••• M••••••••• ••••••• L••

Entity owners

S••••• C•••••• M••••••••• ••• L•••••• · Owner
direct · owns 75% or more
C••••• G••••• M••••••• S•• · Owner
indirect · owns 75% or more of C••••• S•• H•••••••• L•••
C••••• S•• H•••••••• L••• · Owner
indirect · owns 25% to 50% of S••••• C•••••• M••••••••• ••••••• L••
S••••• C•••••• M••••••••• ••••••• L•• · Owner
indirect · owns 75% or more of S••••• C•••••• M••••••••• ••• L••••••

Related persons

Schedule D 7.A

S••••• C•••••• M••••••••• ••••••• L••••••
pooled vehicle sponsory
S••••• C•••••• M••••••••• G• L••••••
pooled vehicle sponsorn
S••••• C•••••• M••••••••• G•• L••••••
pooled vehicle sponsorn
S••••• E••••••• S•••••• S••••••••• G• L••••••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Mar 26, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-21 and 2026-03-26; the peer median change was 0.0% (73 comparable advisers, 93.0th percentile of changes)
peers: other advisers, $1B to $5B (73) · 93% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 14 to 17
Mar 21, 2025 to Mar 26, 2026
Advisory employees · 15 to 19
Mar 21, 2025 to Mar 26, 2026
Pooled vehicle clients · 6 to 7
Mar 21, 2025 to Mar 26, 2026
Employees · 37 to 41
Mar 21, 2025 to Mar 26, 2026
Private funds · 2 to 3
Mar 21, 2025 to Mar 26, 2026

Full history · 80 changes

Discretionary RAUM · $2.8B to $2.7B
Mar 21, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $1.3B to $1.6B
Mar 21, 2025 to Mar 26, 2026
RAUM · $2.8B to $2.7B
Mar 21, 2025 to Mar 26, 2026
Related adviser · false to true
Mar 21, 2025 to Mar 26, 2026
Accounts · 18 to 14
Mar 27, 2024 to Mar 21, 2025
Advisory employees · 14 to 15
Mar 27, 2024 to Mar 21, 2025
Pooled vehicle clients · 10 to 6
Mar 27, 2024 to Mar 21, 2025
Employees · 31 to 37
Mar 27, 2024 to Mar 21, 2025
Financial planning clients · unset to
Mar 27, 2024 to Mar 21, 2025
HQ state · unset to
Mar 27, 2024 to Mar 21, 2025
Private funds · 3 to 2
Mar 27, 2024 to Mar 21, 2025
Discretionary RAUM · $2.0B to $2.8B
Mar 27, 2024 to Mar 21, 2025
Pooled vehicle RAUM · $1.3B to $1.3B
Mar 27, 2024 to Mar 21, 2025
RAUM · $2.0B to $2.8B
Mar 27, 2024 to Mar 21, 2025
Accounts · 16 to 18
Sep 15, 2023 to Mar 27, 2024
Advisory employees · 12 to 14
Sep 15, 2023 to Mar 27, 2024
Pooled vehicle clients · 13 to 10
Sep 15, 2023 to Mar 27, 2024
Employees · 28 to 31
Sep 15, 2023 to Mar 27, 2024
Private funds · 4 to 3
Sep 15, 2023 to Mar 27, 2024
Discretionary RAUM · $1.5B to $2.0B
Sep 15, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $975M to $1.3B
Sep 15, 2023 to Mar 27, 2024
RAUM · $1.5B to $2.0B
Sep 15, 2023 to Mar 27, 2024
Related adviser · true to false
Sep 15, 2023 to Mar 27, 2024
Assets in custody · $208M to $0
May 5, 2023 to Sep 15, 2023
Pooled vehicle clients · 12 to 13
Feb 28, 2022 to Mar 30, 2023
Assets in custody · $206M to $208M
Feb 28, 2022 to Mar 30, 2023
Employees · 25 to 28
Feb 28, 2022 to Mar 30, 2023
Discretionary RAUM · $1.2B to $1.5B
Feb 28, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $751M to $975M
Feb 28, 2022 to Mar 30, 2023
RAUM · $1.2B to $1.5B
Feb 28, 2022 to Mar 30, 2023
Accounts · 9 to 16
Dec 15, 2021 to Feb 28, 2022
Charity clients · 1.0 to unset
Dec 15, 2021 to Feb 28, 2022
Pooled vehicle clients · 10 to 12
Dec 15, 2021 to Feb 28, 2022
Assets in custody · $206M to $206M
Dec 15, 2021 to Feb 28, 2022
Employees · 21 to 25
Dec 15, 2021 to Feb 28, 2022
Private funds · 3 to 4
Dec 15, 2021 to Feb 28, 2022
Discretionary RAUM · $800M to $1.2B
Dec 15, 2021 to Feb 28, 2022
Non-discretionary RAUM · $25.0M to $0
Dec 15, 2021 to Feb 28, 2022
Pooled vehicle RAUM · $683M to $751M
Dec 15, 2021 to Feb 28, 2022
RAUM · $825M to $1.2B
Dec 15, 2021 to Feb 28, 2022
Employees · 18 to 21
Feb 27, 2021 to Apr 12, 2021
Accounts · 12 to 9
Feb 27, 2020 to Feb 27, 2021
Advisory employees · 10 to 12
Feb 27, 2020 to Feb 27, 2021
Pooled vehicle clients · 7 to 10
Feb 27, 2020 to Feb 27, 2021
Assets in custody · $174M to $206M
Feb 27, 2020 to Feb 27, 2021
Employees · 17 to 18
Feb 27, 2020 to Feb 27, 2021
Discretionary RAUM · $459M to $800M
Feb 27, 2020 to Feb 27, 2021
Pooled vehicle RAUM · $397M to $683M
Feb 27, 2020 to Feb 27, 2021
RAUM · $484M to $825M
Feb 27, 2020 to Feb 27, 2021
Accounts · 9 to 12
Jun 7, 2019 to Feb 27, 2020
Advisory employees · 7 to 10
Jun 7, 2019 to Feb 27, 2020
Assets in custody · $81.0M to $174M
Jun 7, 2019 to Feb 27, 2020
Employees · 14 to 17
Jun 7, 2019 to Feb 27, 2020
Private funds · 2 to 3
Jun 7, 2019 to Feb 27, 2020
Discretionary RAUM · $398M to $459M
Jun 7, 2019 to Feb 27, 2020
Pooled vehicle RAUM · $336M to $397M
Jun 7, 2019 to Feb 27, 2020
RAUM · $423M to $484M
Jun 7, 2019 to Feb 27, 2020
Accounts · 7 to 9
May 1, 2018 to Feb 28, 2019
Advisory employees · 6 to 7
May 1, 2018 to Feb 28, 2019
Charity clients · unset to 1.0
May 1, 2018 to Feb 28, 2019
Pooled vehicle clients · 6 to 7
May 1, 2018 to Feb 28, 2019
Employees · 12 to 14
May 1, 2018 to Feb 28, 2019
Discretionary RAUM · $291M to $398M
May 1, 2018 to Feb 28, 2019
Non-discretionary RAUM · $0 to $25.0M
May 1, 2018 to Feb 28, 2019
Pooled vehicle RAUM · $291M to $336M
May 1, 2018 to Feb 28, 2019
RAUM · $291M to $423M
May 1, 2018 to Feb 28, 2019
Discretionary RAUM · $237M to $291M
Feb 6, 2018 to May 1, 2018
Pooled vehicle RAUM · $192M to $291M
Feb 6, 2018 to May 1, 2018
RAUM · $237M to $291M
Feb 6, 2018 to May 1, 2018
Accounts · 4 to 7
Jun 22, 2017 to Feb 6, 2018
Advisory employees · 5 to 6
Jun 22, 2017 to Feb 6, 2018
Pooled vehicle clients · unset to 6.0
Jun 22, 2017 to Feb 6, 2018
Assets in custody · $85.0M to $81.0M
Jun 22, 2017 to Feb 6, 2018
Employees · 9 to 12
Jun 22, 2017 to Feb 6, 2018
Other offices · unset to 0.0
Jun 22, 2017 to Feb 6, 2018

Signals

18 dated events

••• Locked
Mar 26, 2026 · ria indirect owner change · derived
••• Locked
Mar 26, 2026 · private fund no longer reported · inference
••• Locked
Mar 26, 2026 · ria indirect owner change · fact
••• Locked
Mar 26, 2026 · private fund first reported · fact
••• Locked
Mar 26, 2026 · ria indirect owner change · fact

Full timeline · 18 events

••• Locked
Mar 26, 2026 · ria indirect owner change · fact
••• Locked
Mar 21, 2025 · RAUM change · derived
••• Locked
Mar 27, 2024 · Control person joined · fact
••• Locked
Mar 27, 2024 · RAUM change · derived
••• Locked
Mar 30, 2023 · Control person joined · fact
••• Locked
Mar 30, 2023 · Control person joined · fact
••• Locked
Feb 28, 2022 · Control person joined · fact
••• Locked
Feb 28, 2022 · RAUM change · derived
••• Locked
Apr 12, 2021 · Control person left · inference
••• Locked
Feb 27, 2021 · RAUM change · derived
••• Locked
Feb 28, 2019 · RAUM change · derived
••• Locked
Jan 27, 2017 · ria registration change · fact
••• Locked
Dec 22, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

S••••• C•••••• M••••••••• L•• is the same institution as 1 record in Private Credit.

Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: net advisor flow, 12 months.