DFX Intelligence

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D••••• G••••• I••••••••

Asset manager (funds and pooled vehicles)SEC-registered· Edinburghwebsite

Asset manager (funds and pooled vehicles), based in Edinburgh, reporting $2.4B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $2.4B
Advisors: 0
RAUM change, 1 year: +0.4%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-06-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 197522 · SEC 801-96275 · 20 filingsShow

CRD 197522SEC 801-96275Legal name D••••• P••••••• L••First filing on the tape May 5, 2015, latest Jun 24, 2026SEC status approved since May 19, 2015IAPD

RAUM

$2.4B

reported, Item 5.F

Discretionary

93%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM +11% a year over three years · the tape starts May 5, 2015

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$2.4B as of Jun 24, 2026

Jun 29, 2016$762M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 24, 2026

Jun 29, 20160 then

Employees (5.A)14 as of Jun 24, 2026

Jun 29, 201612 then

Private funds: no history

RAUM +0.4% over the last fiscal year+11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jun 24, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $169MderivedRAUM over accounts (5.F.2.f)
Discretionary: 93%derivedof RAUM
Institutional: 8.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +8.3%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

85% pooled investment vehicles, 7.5% state and municipal entities, and 2 other client types

The breakdown by client type, and the client counts4 client typesShow

Pooled investment vehicles$2.0B85%
State and municipal entities$176M7.5%
Other investment advisers$168M7.1%
Charitable organizations$21.9M0.9%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 14reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 0% private clients, 92% pooled funds, 8% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C••••• J••••• S••••• · General Partnercontrol
since 03/2013 · owns 5% to 10%
H•••••• G••••• A•••••• · General Partnercontrol
since 03/2013 · owns 5% to 10%
K•••• D••••• M•••••• · General Partnercontrol
since 01/2022 · owns less than 5%
M••••••••• A•••• N•• · Senior Partnercontrol
since 01/2010 · owns 50% to 75%
S••••••••• N•••• H•••• · General Partnercontrol
since 04/2014 · owns 5% to 10%

All 9 control persons

M••••••••• A•••• N•• · Shareholdercontrol
since 03/2013 · owns 75% or more of C•••••• L••••••
H••••••• K••••• P•••• · General Partner
since 04/2018 · owns less than 5%
L••••••••• H•••• A•••••••• · General Partner
since 01/2021 · owns less than 5%
M••••••••• V•••••• · General Partner, Chief Compliance Officer
since 04/2018 · owns less than 5%

Entity owners

C•••••• L•••••• · General Partner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Employees · 15 to 14
Jun 25, 2025 to Jun 24, 2026
Discretionary RAUM · $2.3B to $2.2B
Jun 25, 2025 to Jun 24, 2026
Non-discretionary RAUM · $214M to $168M
Jun 25, 2025 to Jun 24, 2026
Pooled vehicle RAUM · $2.1B to $2.0B
Jun 25, 2025 to Jun 24, 2026
RAUM · $2.5B to $2.4B
Jun 25, 2025 to Jun 24, 2026

Full history · 80 changes

Employees · 16 to 15
Jan 8, 2025 to Jun 25, 2025
Financial planning clients · unset to
Jan 8, 2025 to Jun 25, 2025
Discretionary RAUM · $2.3B to $2.3B
Jan 8, 2025 to Jun 25, 2025
Non-discretionary RAUM · $236M to $214M
Jan 8, 2025 to Jun 25, 2025
Pooled vehicle RAUM · $2.1B to $2.1B
Jan 8, 2025 to Jun 25, 2025
RAUM · $2.5B to $2.5B
Jan 8, 2025 to Jun 25, 2025
HQ state · unset to
Jul 3, 2024 to Jan 8, 2025
Discretionary RAUM · $2.5B to $2.3B
Jul 3, 2024 to Jul 3, 2024
Non-discretionary RAUM · $0 to $236M
Jul 3, 2024 to Jul 3, 2024
Pooled vehicle RAUM · $2.1B to $2.1B
Jul 3, 2024 to Jul 3, 2024
RAUM · $2.5B to $2.5B
Jul 3, 2024 to Jul 3, 2024
Accounts · 19 to 14
Jun 30, 2023 to Jun 28, 2024
Advisory employees · 9 to 7
Jun 30, 2023 to Jun 28, 2024
Charity clients · unset to 1.0
Jun 30, 2023 to Jun 28, 2024
Employees · 15 to 16
Jun 30, 2023 to Jun 28, 2024
Discretionary RAUM · $2.4B to $2.5B
Jun 30, 2023 to Jun 28, 2024
Pooled vehicle RAUM · $1.7B to $2.1B
Jun 30, 2023 to Jun 28, 2024
RAUM · $2.4B to $2.5B
Jun 30, 2023 to Jun 28, 2024
Accounts · 20 to 19
Jan 16, 2023 to Jun 30, 2023
Charity clients · 1.0 to unset
Jan 16, 2023 to Jun 30, 2023
Employees · 16 to 15
Jan 16, 2023 to Jun 30, 2023
Discretionary RAUM · $2.2B to $2.4B
Jan 16, 2023 to Jun 30, 2023
Pooled vehicle RAUM · $1.5B to $1.7B
Jan 16, 2023 to Jun 30, 2023
RAUM · $2.2B to $2.4B
Jan 16, 2023 to Jun 30, 2023
Advisory employees · 8 to 9
Jun 29, 2022 to Jan 16, 2023
Advisory activities · 4 to 3
Jun 29, 2022 to Jan 16, 2023
Discretionary RAUM · $2.5B to $2.2B
Jun 29, 2022 to Jan 16, 2023
Pooled vehicle RAUM · $1.7B to $1.5B
Jun 29, 2022 to Jan 16, 2023
RAUM · $2.5B to $2.2B
Jun 29, 2022 to Jan 16, 2023
Accounts · 19 to 20
Jun 30, 2021 to Jun 29, 2022
Charity clients · unset to 1.0
Jun 30, 2021 to Jun 29, 2022
Pooled vehicle clients · 2 to 3
Jun 30, 2021 to Jun 29, 2022
Employees · 13 to 16
Jun 30, 2021 to Jun 29, 2022
Discretionary RAUM · $1.7B to $2.5B
Jun 30, 2021 to Jun 29, 2022
Pooled vehicle RAUM · $1.1B to $1.7B
Jun 30, 2021 to Jun 29, 2022
RAUM · $1.7B to $2.5B
Jun 30, 2021 to Jun 29, 2022
Accounts · 17 to 19
Jun 16, 2020 to Jun 30, 2021
Advisory employees · 5 to 8
Jun 16, 2020 to Jun 30, 2021
Employees · 11 to 13
Jun 16, 2020 to Jun 30, 2021
Discretionary RAUM · $1.3B to $1.7B
Jun 16, 2020 to Jun 30, 2021
Pooled vehicle RAUM · $692M to $1.1B
Jun 16, 2020 to Jun 30, 2021
RAUM · $1.3B to $1.7B
Jun 16, 2020 to Jun 30, 2021
Accounts · 16 to 17
Jul 9, 2019 to Jun 16, 2020
Advisory employees · 6 to 5
Jul 9, 2019 to Jun 16, 2020
Advisory activities · 5 to 4
Jul 9, 2019 to Jun 16, 2020
Pension plan clients · 3.0 to unset
Jul 9, 2019 to Jun 16, 2020
Employees · 9 to 11
Jul 9, 2019 to Jun 16, 2020
Discretionary RAUM · $1.3B to $1.3B
Jul 9, 2019 to Jun 16, 2020
Pension RAUM · 53000000.0 to unset
Jul 9, 2019 to Jun 16, 2020
Pooled vehicle RAUM · $668M to $692M
Jul 9, 2019 to Jun 16, 2020
RAUM · $1.3B to $1.3B
Jul 9, 2019 to Jun 16, 2020
Accounts · 15 to 16
Jun 26, 2018 to Jun 24, 2019
Advisory employees · 9 to 6
Jun 26, 2018 to Jun 24, 2019
Advisory activities · 4 to 5
Jun 26, 2018 to Jun 24, 2019
Pension plan clients · unset to 3.0
Jun 26, 2018 to Jun 24, 2019
Discretionary RAUM · $1.1B to $1.3B
Jun 26, 2018 to Jun 24, 2019
Pension RAUM · $67.0M to $53.0M
Jun 26, 2018 to Jun 24, 2019
Pooled vehicle RAUM · $459M to $668M
Jun 26, 2018 to Jun 24, 2019
RAUM · $1.1B to $1.3B
Jun 26, 2018 to Jun 24, 2019
Accounts · 14 to 15
Jun 27, 2017 to Jun 26, 2018
Advisory employees · 12 to 9
Jun 27, 2017 to Jun 26, 2018
Pooled vehicle clients · unset to 2.0
Jun 27, 2017 to Jun 26, 2018
Employees · 12 to 9
Jun 27, 2017 to Jun 26, 2018
Other offices · unset to 0.0
Jun 27, 2017 to Jun 26, 2018
Discretionary RAUM · $994M to $1.1B
Jun 27, 2017 to Jun 26, 2018
Pension RAUM · unset to 67000000.0
Jun 27, 2017 to Jun 26, 2018
Pooled vehicle RAUM · unset to 459000000.0
Jun 27, 2017 to Jun 26, 2018
RAUM · $994M to $1.1B
Jun 27, 2017 to Jun 26, 2018
Accounts · 5 to 14
Jun 29, 2016 to Jun 27, 2017
Discretionary RAUM · $762M to $994M
Jun 29, 2016 to Jun 27, 2017
RAUM · $762M to $994M
Jun 29, 2016 to Jun 27, 2017
Accounts · 4 to 5
May 14, 2015 to Jun 29, 2016
Advisory employees · 10 to 12
May 14, 2015 to Jun 29, 2016
Advisory activities · 2 to 4
May 14, 2015 to Jun 29, 2016
Employees · 10 to 12
May 14, 2015 to Jun 29, 2016

Signals

9 dated events

••• Locked
Jun 24, 2026 · ria ownership band change · fact
••• Locked
Jun 24, 2026 · ria ownership band change · fact
••• Locked
Jun 24, 2026 · Control person left · inference
••• Locked
Jun 28, 2024 · Control person left · inference
••• Locked
Jun 29, 2022 · Control person joined · fact

Full timeline · 9 events

••• Locked
Jun 29, 2022 · RAUM change · derived
••• Locked
Jun 30, 2021 · RAUM change · derived
••• Locked
Jun 24, 2019 · Control person left · inference
••• Locked
May 5, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jun 24, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 24, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.