DFX Intelligence

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G•••••••• L••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.8B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.8B
Advisors: 0
RAUM change, 1 year: +19%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

5 changes
ownership and control
1 control person joined and 4 left Schedule A in the last 12 months.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
+19.0%
RAUM, one year
RAUM $1.5B to $1.79B (+19.0%) on the Form ADV filed 31 Mar 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 213511 · SEC 801-96170 · 19 filingsShow

CRD 213511SEC 801-96170First filing on the tape Apr 15, 2015, latest Mar 31, 2026SEC status approved since Jun 1, 2015IAPD

RAUM

$1.8B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

RAUM +3.5% a year over three years · the tape starts Apr 15, 2015

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$1.8B as of Mar 31, 2026

Mar 30, 2016$1.2B then

HNW client RAUM$0 as of Mar 31, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20160 then

Employees (5.A)20 as of Mar 31, 2026

Mar 30, 201614 then

Private funds1 as of Mar 31, 2026

Mar 30, 20161 then

RAUM +19% over the last fiscal year+3.5% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $595MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$1.8B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G•••••••• L••• M••••• F••• L•	Hedge Fund	$1.8B	109	Sep 30, 2015
G•••••••• L••• S•• L•no longer reported	Hedge Fund	$332M	1	Mar 30, 2017

Owners and control persons

Schedule A and B, latest filing

C••••• I••••• D••••• · Founder And Chief Investment Officercontrol
since 01/2015 · owns 75% or more
D••••••• M•••••• · Chief Financial Officercontrol
since 07/2020 · owns less than 5%
G•••••••• F••••• S••••••• · Partnercontrol
since 02/2015 · owns less than 5%
H•••••••• B•••• · Partner, Deputy Chief Investment Officercontrol
since 05/2019 · owns less than 5%
H•••••• A•••••• W•••••••• · Partnercontrol
since 01/2022 · owns less than 5%

All 8 control persons

M•••••••• O•••••• A•••••••• · Partner, Chief Operating Officer, G•••••• Counsel And Chief Compliance Officercontrol
since 04/2015 · owns less than 5%
Y•••••• D••••• •••• · Partnercontrol
since 09/2015 · owns less than 5%
C••••• I••••• D••••• · Managing Membercontrol
since 11/2014 · owns F of G•••••••• L••• G• L••

Entity owners

G•••••••• L••• G• L•• · G•••••• Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

G•••••••• L••• F••• G•••••• P•••••• L••
investment adviserbankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 12 to 13
Jan 5, 2026 to Mar 31, 2026
Discretionary RAUM · $1.5B to $1.8B
Jan 5, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $1.5B to $1.8B
Jan 5, 2026 to Mar 31, 2026
RAUM · $1.5B to $1.8B
Jan 5, 2026 to Mar 31, 2026
Advisory employees · 13 to 12
Apr 1, 2024 to Mar 31, 2025

Full history · 75 changes

Employees · 18 to 20
Apr 1, 2024 to Mar 31, 2025
Financial planning clients · unset to
Apr 1, 2024 to Mar 31, 2025
Discretionary RAUM · $1.3B to $1.5B
Apr 1, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $1.3B to $1.5B
Apr 1, 2024 to Mar 31, 2025
RAUM · $1.3B to $1.5B
Apr 1, 2024 to Mar 31, 2025
Advisory employees · 14 to 13
Mar 31, 2023 to Mar 29, 2024
Employees · 21 to 18
Mar 31, 2023 to Mar 29, 2024
Discretionary RAUM · $1.6B to $1.3B
Mar 31, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $1.6B to $1.3B
Mar 31, 2023 to Mar 29, 2024
RAUM · $1.6B to $1.3B
Mar 31, 2023 to Mar 29, 2024
Advisory employees · 11 to 14
Mar 31, 2022 to Mar 31, 2023
Employees · 16 to 21
Mar 31, 2022 to Mar 31, 2023
Discretionary RAUM · $1.7B to $1.6B
Mar 31, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $1.7B to $1.6B
Mar 31, 2022 to Mar 31, 2023
RAUM · $1.7B to $1.6B
Mar 31, 2022 to Mar 31, 2023
Advisory employees · 12 to 11
Mar 31, 2021 to Mar 31, 2022
Employees · 18 to 16
Mar 31, 2021 to Mar 31, 2022
Discretionary RAUM · $1.9B to $1.7B
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $1.9B to $1.7B
Mar 31, 2021 to Mar 31, 2022
RAUM · $1.9B to $1.7B
Mar 31, 2021 to Mar 31, 2022
Advisory employees · 10 to 12
Jul 30, 2020 to Mar 31, 2021
Discretionary RAUM · $1.8B to $1.9B
Jul 30, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $1.8B to $1.9B
Jul 30, 2020 to Mar 31, 2021
RAUM · $1.8B to $1.9B
Jul 30, 2020 to Mar 31, 2021
Advisory employees · 14 to 10
Mar 30, 2020 to Jul 30, 2020
Employees · 21 to 18
Mar 30, 2020 to Jul 30, 2020
Accounts · 4 to 3
Jan 13, 2020 to Mar 30, 2020
Advisory employees · 12 to 14
Jan 13, 2020 to Mar 30, 2020
Pooled vehicle clients · 4 to 3
Jan 13, 2020 to Mar 30, 2020
Employees · 19 to 21
Jan 13, 2020 to Mar 30, 2020
Private funds · 2 to 1
Jan 13, 2020 to Mar 30, 2020
Discretionary RAUM · $2.7B to $1.8B
Jan 13, 2020 to Mar 30, 2020
Pooled vehicle RAUM · $2.7B to $1.8B
Jan 13, 2020 to Mar 30, 2020
RAUM · $2.7B to $1.8B
Jan 13, 2020 to Mar 30, 2020
Advisory employees · 11 to 12
Mar 29, 2018 to Mar 29, 2019
Employees · 16 to 19
Mar 29, 2018 to Mar 29, 2019
Discretionary RAUM · $3.2B to $2.7B
Mar 29, 2018 to Mar 29, 2019
Pooled vehicle RAUM · $3.2B to $2.7B
Mar 29, 2018 to Mar 29, 2019
RAUM · $3.2B to $2.7B
Mar 29, 2018 to Mar 29, 2019
Accounts · 3 to 4
Jan 5, 2018 to Mar 29, 2018
Pooled vehicle clients · 3 to 4
Jan 5, 2018 to Mar 29, 2018
Discretionary RAUM · $1.6B to $3.2B
Jan 5, 2018 to Mar 29, 2018
Pooled vehicle RAUM · $1.6B to $3.2B
Jan 5, 2018 to Mar 29, 2018
RAUM · $1.6B to $3.2B
Jan 5, 2018 to Mar 29, 2018
Charity clients · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
Corporate clients · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
HNW clients · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
Individual clients · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
Pension plan clients · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
Pooled vehicle clients · unset to 3.0
Mar 30, 2017 to Jan 5, 2018
Other offices · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
HNW RAUM · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
Individual RAUM · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
Pension RAUM · unset to 0.0
Mar 30, 2017 to Jan 5, 2018
Pooled vehicle RAUM · unset to 1635393580.0
Mar 30, 2017 to Jan 5, 2018
Advisory employees · 9 to 11
Mar 30, 2016 to Mar 30, 2017
Employees · 14 to 16
Mar 30, 2016 to Mar 30, 2017
Private funds · 1 to 2
Mar 30, 2016 to Mar 30, 2017
Discretionary RAUM · $1.2B to $1.6B
Mar 30, 2016 to Mar 30, 2017
RAUM · $1.2B to $1.6B
Mar 30, 2016 to Mar 30, 2017
Advisory employees · 7 to 9
Sep 30, 2015 to Mar 30, 2016
Employees · 13 to 14
Sep 30, 2015 to Mar 30, 2016
Discretionary RAUM · $1.1B to $1.2B
Sep 30, 2015 to Mar 30, 2016
RAUM · $1.1B to $1.2B
Sep 30, 2015 to Mar 30, 2016
Accounts · 0 to 3
Jul 22, 2015 to Sep 30, 2015
Advisory employees · 5 to 7
Jul 22, 2015 to Sep 30, 2015
Employees · 9 to 13
Jul 22, 2015 to Sep 30, 2015
Private funds · unset to 1
Jul 22, 2015 to Sep 30, 2015
Discretionary RAUM · $0 to $1.1B
Jul 22, 2015 to Sep 30, 2015
RAUM · $0 to $1.1B
Jul 22, 2015 to Sep 30, 2015

Signals

19 dated events

••• Locked
Mar 31, 2026 · Control person joined · fact
••• Locked
Mar 31, 2026 · ria principal change · fact
••• Locked
Mar 31, 2026 · ria private fund assets change · fact
••• Locked
Mar 31, 2026 · ria principal change · derived
••• Locked
Mar 31, 2026 · Control person left · inference

Full timeline · 19 events

••• Locked
Mar 31, 2026 · Control person left · inference
••• Locked
Mar 31, 2026 · Control person left · inference
••• Locked
Mar 31, 2026 · Control person left · inference
••• Locked
Mar 31, 2022 · Control person joined · fact
••• Locked
Jul 30, 2020 · Control person joined · fact
••• Locked
Jul 30, 2020 · Control person left · inference
••• Locked
Jul 30, 2020 · Control person left · inference
••• Locked
Jul 30, 2020 · Control person left · inference
••• Locked
Mar 30, 2020 · Control person left · inference
••• Locked
Mar 30, 2020 · Control person joined · fact
••• Locked
Mar 30, 2020 · RAUM change · derived
••• Locked
Mar 29, 2019 · Control person joined · fact
••• Locked
Mar 29, 2018 · RAUM change · derived
••• Locked
Apr 15, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.