DFX Intelligence

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V•• A•••••••• L•

Other adviserSEC-registered3 private funds· New York, New Yorkwebsite

Other adviser, based in New York, New York, reporting $149M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-02 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $149M
Advisors: 0
RAUM change, 1 year: +4.0%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-02 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 2 Mar 2026, RAUM $143M to $149M (+4.0%) on the Form ADV filed 2 Mar 2026.

Every filed figure, and the identifiersCRD 240786 · SEC 801-106525 · 21 filingsShow

CRD 240786SEC 801-106525First filing on the tape Aug 4, 2015, latest Mar 2, 2026SEC status approved since Aug 10, 2015IAPD

RAUM

$149M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

21 filings and snapshots on the tape

RAUM -5.2% a year over three years · the tape starts Aug 4, 2015

Peer group: Other advisers, $100M to $500M, 211 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$149M as of Mar 2, 2026

Mar 18, 2016$25.9M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 2, 2026

Mar 18, 20160 then

Employees (5.A)3 as of Mar 2, 2026

Mar 18, 20162 then

Private funds3 as of Mar 2, 2026

Mar 18, 20163 then

RAUM +4.0% over the last fiscal year-5.2% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 2, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $37.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +4.0%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$71.0M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 48% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T••••• C•••••• M••••••••• M••••• F••• L•••	Hedge Fund	$70.7M	3	Aug 4, 2015
T••••• C•••••• M••••••••• L•	Hedge Fund	$34.3M	26	Aug 4, 2015
T••••• C•••••• M••••••••• F••• L•••	Hedge Fund	$29.6M	10	Aug 4, 2015
T••••• C•••••• S•••• C•• M••••• F•••• L•	Hedge Fund	$8.1M	3	Mar 21, 2019
T••••• C•••••• S•••• C•• F•••• L•••	Hedge Fund	$4.0M	3	Mar 21, 2019

All 6 private fundslargest gross assets first

Fund	Type	Gross assets	Owners	First reported
T••••• C•••••• S•••• C•• F•••• L•	Hedge Fund	$2.1M	5	Mar 21, 2019

Owners and control persons

Schedule A and B, latest filing

B•••••• W•••• C••••••••• · Chief Compliance Officercontrol
since 03/2021 · owns less than 5%
I••••• T••••••• · General Partner And Limited Partnercontrol
since 06/2014 · owns 75% or more
W•••• J••••• · Chief Operating Officercontrol
since 09/2014 · owns less than 5%

Ownership changes

1 Schedule A change between consecutive filings, latest first

Added W••• B••••• C••••••••• · Chief Compliance Officer control
filing of Mar 5, 2021, against Mar 16, 2020 · owns under 5%

Who runs the funds

related persons named most often on the Form D filings of the firm's funds; 4 fund-person rows in all

Name	Where	Funds	Filings	Named
T••••••• I••••executive officer	New York, NY	2	20	Oct 26, 2020 to Jul 17, 2026
V•• A•••••••• L•entitypromoter	New York, NY	1	7	Mar 23, 2021 to Jul 19, 2024
V•• A•••• M••••••••• G•• L••entitypromoter	New York, NY	1	7	Mar 23, 2021 to Jul 19, 2024

SEC Form D, item 3 (related persons: executive officers, directors and promoters of the issuer), every amendment on EDGAR. A name links to its IAPD record only when it matches exactly one Schedule A owner of the same adviser (1 of 3 here); every other name is as filed and is not joined to anyone.

Related persons

Schedule D 7.A

V•• A••••••• G•• L••
pooled vehicle sponsorn
V•• A•••• M••••••••• G•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Tokyo, Japan1 employee

What changed

consecutive filings, newest first

Discretionary RAUM · $143M to $149M
Mar 3, 2025 to Mar 2, 2026
Pooled vehicle RAUM · $81.4M to $71.0M
Mar 3, 2025 to Mar 2, 2026
RAUM · $143M to $149M
Mar 3, 2025 to Mar 2, 2026
Advisory employees · 2 to 3
Mar 1, 2024 to Mar 3, 2025
Financial planning clients · 0 to 0
Mar 1, 2024 to Mar 3, 2025

Full history · 53 changes

Discretionary RAUM · $170M to $143M
Mar 1, 2024 to Mar 3, 2025
Pooled vehicle RAUM · $97.5M to $81.4M
Mar 1, 2024 to Mar 3, 2025
RAUM · $170M to $143M
Mar 1, 2024 to Mar 3, 2025
Accounts · 8 to 4
Apr 21, 2023 to Mar 1, 2024
Pooled vehicle clients · 6 to 3
Apr 21, 2023 to Mar 1, 2024
Private funds · 6 to 3
Apr 21, 2023 to Mar 1, 2024
Discretionary RAUM · $175M to $170M
Apr 21, 2023 to Mar 1, 2024
Pooled vehicle RAUM · $88.5M to $97.5M
Apr 21, 2023 to Mar 1, 2024
RAUM · $175M to $170M
Apr 21, 2023 to Mar 1, 2024
Discretionary RAUM · $167M to $175M
Jul 25, 2022 to Mar 10, 2023
Pooled vehicle RAUM · $77.1M to $88.5M
Jul 25, 2022 to Mar 10, 2023
RAUM · $167M to $175M
Jul 25, 2022 to Mar 10, 2023
Accounts · 9 to 8
Mar 5, 2021 to Mar 11, 2022
Advisory employees · 1 to 2
Mar 5, 2021 to Mar 11, 2022
Pooled vehicle clients · 7 to 6
Mar 5, 2021 to Mar 11, 2022
Employees · 2 to 3
Mar 5, 2021 to Mar 11, 2022
Other offices · 0 to 1
Mar 5, 2021 to Mar 11, 2022
Discretionary RAUM · $178M to $167M
Mar 5, 2021 to Mar 11, 2022
Pooled vehicle RAUM · $93.8M to $77.1M
Mar 5, 2021 to Mar 11, 2022
RAUM · $178M to $167M
Mar 5, 2021 to Mar 11, 2022
Discretionary RAUM · $162M to $178M
Mar 16, 2020 to Mar 5, 2021
Pooled vehicle RAUM · $89.4M to $93.8M
Mar 16, 2020 to Mar 5, 2021
RAUM · $162M to $178M
Mar 16, 2020 to Mar 5, 2021
Assets in custody · 42380000.0 to unset
Jul 16, 2019 to Mar 16, 2020
Discretionary RAUM · $95.0M to $162M
Jul 16, 2019 to Mar 16, 2020
Pooled vehicle RAUM · $62.5M to $89.4M
Jul 16, 2019 to Mar 16, 2020
RAUM · $95.0M to $162M
Jul 16, 2019 to Mar 16, 2020
Accounts · 5 to 9
Mar 8, 2018 to Mar 21, 2019
Pooled vehicle clients · 4 to 7
Mar 8, 2018 to Mar 21, 2019
Assets in custody · unset to 42380000.0
Mar 8, 2018 to Mar 21, 2019
Private funds · 3 to 6
Mar 8, 2018 to Mar 21, 2019
Discretionary RAUM · $105M to $95.0M
Mar 8, 2018 to Mar 21, 2019
Pooled vehicle RAUM · $64.7M to $62.5M
Mar 8, 2018 to Mar 21, 2019
RAUM · $105M to $95.0M
Mar 8, 2018 to Mar 21, 2019
Accounts · 3 to 5
Mar 28, 2017 to Mar 8, 2018
Pooled vehicle clients · unset to 4.0
Mar 28, 2017 to Mar 8, 2018
Financial planning clients · unset to 0
Mar 28, 2017 to Mar 8, 2018
Other offices · unset to 0.0
Mar 28, 2017 to Mar 8, 2018
Discretionary RAUM · $42.8M to $105M
Mar 28, 2017 to Mar 8, 2018
Pooled vehicle RAUM · unset to 64740000.0
Mar 28, 2017 to Mar 8, 2018
RAUM · $42.8M to $105M
Mar 28, 2017 to Mar 8, 2018
Discretionary RAUM · $25.9M to $42.8M
Nov 10, 2016 to Mar 23, 2017
RAUM · $25.9M to $42.8M
Nov 10, 2016 to Mar 23, 2017
Discretionary RAUM · $26.9M to $25.9M
Nov 4, 2015 to Mar 18, 2016
RAUM · $26.9M to $25.9M
Nov 4, 2015 to Mar 18, 2016
Employees · 1 to 2
Oct 22, 2015 to Nov 4, 2015
Advisory employees · 2 to 1
Aug 4, 2015 to Oct 22, 2015
Employees · 2 to 1
Aug 4, 2015 to Oct 22, 2015

Signals

2 dated events

••• Locked
Mar 5, 2021 · Control person joined · fact
••• Locked
Aug 4, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Web presence

addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

Website (1) · the addresses open with an account

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 2, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 2, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.