DFX Intelligence
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G••••• C•••••• L•
Asset manager (funds and pooled vehicles), based in New York, New York, reporting $39.1M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $39.1M
- Advisors
- 0
- RAUM change, 1 year
- +38%
- Private clients
- 0.0%
Form ADV
IAPD
Form ADV, consecutive annual filings
of RAUM
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What matters now
- +37.5%RAUM, one year
RAUM $28.4M to $39.1M (+37.5%) on the Form ADV filed 31 Mar 2026.
The one filed measure of whether clients are staying.
Every filed figure, and the identifiersCRD 282023 · SEC 801-107184 · 22 filingsShowHide
CRD 282023SEC 801-107184First filing on the tape Jan 15, 2016, latest Mar 31, 2026SEC status approved since Jan 27, 2016IAPD
RAUM
$39.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM -31% a year over three years · the tape starts Jan 15, 2016
RAUM, HNW assets, advisors, employees and funds over time5 seriesShowHide
RAUM$39.1M as of Mar 31, 2026
Feb 2, 2017$101M then
HNW client RAUM: $9.9M
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 2, 20170 then
Employees (5.A)3 as of Mar 31, 2026
Feb 2, 20174 then
Private funds3 as of Mar 31, 2026
Mar 29, 20181 then
RAUM +38% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShowHide
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 office incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
100% pooled investment vehicles
The breakdown by client type, and the client counts1 client typesShowHide
- Pooled investment vehicles$39.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Advisors registered through the firm
0 on IAPD today; the longest tenured first
No representative is registered through this CRD on IAPD.
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• C•••••• P••••••• I•• L• | Hedge Fund | $24.8M | 1 | Mar 30, 2022 |
| G••••• C•••••• M••••• F••• L•••no longer reported | Hedge Fund | $11.6M | 14 | Mar 29, 2018 |
| G••••• C•••••• S•••••• O••••••••• F••• I• L• | Hedge Fund | $7.3M | 17 | Mar 18, 2021 |
| G••••• C•••••• P••••••• I••• L• | Hedge Fund | $7.0M | 2 | Mar 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- K•••••••• S••••••• D•••• · Chief Compliance Officer, Partner And Analystcontrolsince 04/2017 · owns 25% to 50%
- S•••••• J••••••• A••• · Managing Partner And Chief Investment Officercontrolsince 01/2016 · owns 75% or more
- S•••••• J••••••• A••• · Managing Member And Sole Ownercontrolsince 01/2016 · owns 75% or more of G••••• C•••••• G• L••
Entity owners
- G••••• C•••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G••••• C•••••• A••••••• I• L••pooled vehicle sponsorn
- G••••• C•••••• A••••••• L••pooled vehicle sponsorn
- G••••• C•••••• G• L••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-03-20, yes on the filing of 2026-03-31peers: asset managers, under $100M (329)
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-20 and 2026-03-31; the peer median change was 0.0% (70 comparable advisers, 96.0th percentile of changes)peers: asset managers, under $100M (70) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 20, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 3Mar 20, 2025 to Mar 31, 2026
- Private funds · 2 to 3Mar 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $28.4M to $39.1MMar 20, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $28.4M to $39.1MMar 20, 2025 to Mar 31, 2026
Full history · 72 changesShow fewer
- RAUM · $28.4M to $39.1MMar 20, 2025 to Mar 31, 2026
- Related bank · false to trueMar 20, 2025 to Mar 31, 2026
- Accounts · 3 to 2Mar 22, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 20, 2025
- Discretionary RAUM · $114M to $28.4MMar 22, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $14.0M to $28.4MMar 22, 2024 to Mar 20, 2025
- RAUM · $114M to $28.4MMar 22, 2024 to Mar 20, 2025
- Advisory activities · 3 to 2Mar 27, 2023 to Mar 22, 2024
- Discretionary RAUM · $117M to $114MMar 27, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $23.0M to $14.0MMar 27, 2023 to Mar 22, 2024
- RAUM · $117M to $114MMar 27, 2023 to Mar 22, 2024
- Accounts · 17 to 3Sep 13, 2022 to Mar 27, 2023
- Pooled vehicle clients · 17 to 2Sep 13, 2022 to Mar 27, 2023
- Discretionary RAUM · $106M to $117MSep 13, 2022 to Mar 27, 2023
- HNW RAUM · 9911139.0 to unsetSep 13, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $14.9M to $23.0MSep 13, 2022 to Mar 27, 2023
- RAUM · $106M to $117MSep 13, 2022 to Mar 27, 2023
- Accounts · 2 to 17Mar 18, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Mar 18, 2021 to Mar 30, 2022
- Advisory activities · 2 to 3Mar 18, 2021 to Mar 30, 2022
- Pooled vehicle clients · 1 to 17Mar 18, 2021 to Mar 30, 2022
- Employees · 2 to 3Mar 18, 2021 to Mar 30, 2022
- HQ city · unset to NEW YORKMar 18, 2021 to Mar 30, 2022
- HQ state · unset to NYMar 18, 2021 to Mar 30, 2022
- Private funds · 1 to 2Mar 18, 2021 to Mar 30, 2022
- Discretionary RAUM · $67.2M to $106MMar 18, 2021 to Mar 30, 2022
- HNW RAUM · unset to 9911139.0Mar 18, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $16.1M to $14.9MMar 18, 2021 to Mar 30, 2022
- RAUM · $67.2M to $106MMar 18, 2021 to Mar 30, 2022
- Accounts · 6 to 2Dec 21, 2020 to Mar 18, 2021
- Advisory employees · 4 to 2Dec 21, 2020 to Mar 18, 2021
- Pooled vehicle clients · 2 to 1Dec 21, 2020 to Mar 18, 2021
- Employees · 5 to 2Dec 21, 2020 to Mar 18, 2021
- Discretionary RAUM · $166M to $67.2MDec 21, 2020 to Mar 18, 2021
- Pension RAUM · 15499875.0 to unsetDec 21, 2020 to Mar 18, 2021
- Pooled vehicle RAUM · $11.6M to $16.1MDec 21, 2020 to Mar 18, 2021
- RAUM · $166M to $67.2MDec 21, 2020 to Mar 18, 2021
- HQ city · NEW YORK CITY to unsetApr 24, 2020 to Jul 21, 2020
- HQ state · NY to unsetApr 24, 2020 to Jul 21, 2020
- Discretionary RAUM · $159M to $166MApr 30, 2019 to Feb 19, 2020
- Pension RAUM · $14.9M to $15.5MApr 30, 2019 to Feb 19, 2020
- Pooled vehicle RAUM · $11.3M to $11.6MApr 30, 2019 to Feb 19, 2020
- RAUM · $159M to $166MApr 30, 2019 to Feb 19, 2020
- Discretionary RAUM · $169M to $159MMar 29, 2018 to Mar 18, 2019
- Pension RAUM · $15.8M to $14.9MMar 29, 2018 to Mar 18, 2019
- Pooled vehicle RAUM · $11.8M to $11.3MMar 29, 2018 to Mar 18, 2019
- RAUM · $169M to $159MMar 29, 2018 to Mar 18, 2019
- Accounts · 3 to 6Apr 20, 2017 to Mar 29, 2018
- Advisory employees · 3 to 4Apr 20, 2017 to Mar 29, 2018
- Advisory activities · 1 to 2Apr 20, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 2.0Apr 20, 2017 to Mar 29, 2018
- Employees · 4 to 5Apr 20, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Apr 20, 2017 to Mar 29, 2018
- Private funds · unset to 1Apr 20, 2017 to Mar 29, 2018
- Discretionary RAUM · $101M to $169MApr 20, 2017 to Mar 29, 2018
- Pension RAUM · unset to 15809010.0Apr 20, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 11800000.0Apr 20, 2017 to Mar 29, 2018
- RAUM · $101M to $169MApr 20, 2017 to Mar 29, 2018
- Discretionary RAUM · $90.0M to $101MMay 19, 2016 to Feb 2, 2017
- RAUM · $90.0M to $101MMay 19, 2016 to Feb 2, 2017
- Employees · 3 to 4Mar 30, 2016 to May 19, 2016
- Accounts · unset to 3.0Jan 22, 2016 to Mar 29, 2016
- Business name · G••••• C•••••• L•• to G••••• C•••••• L•Jan 22, 2016 to Mar 29, 2016
- Discretionary RAUM · unset to 90000000.0Jan 22, 2016 to Mar 29, 2016
- Non-discretionary RAUM · unset to 0.0Jan 22, 2016 to Mar 29, 2016
- RAUM · unset to 90000000.0Jan 22, 2016 to Mar 29, 2016
- Legal name · G••••• C•••••• L•• to G••••• C•••••• L•Jan 15, 2016 to Jan 22, 2016
Signals
5 dated events
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 18, 2021 · Control person left · inference
- ••• LockedMar 18, 2021 · Control person left · inference
- ••• LockedDec 21, 2020 · Control person left · inference
- ••• LockedJan 15, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Provenance
Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026ShowHide
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- Not computedderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Not yet on record: net advisor flow, 12 months.