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S••••• C•••••• M••••••••• L••

Independent wealth managerSEC-registered· Century City, Californiawebsite

Independent wealth manager, based in Century City, California, reporting $351M of regulatory assets across 4 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $351M
Advisors: 4
Net advisor flow, 12 months: 0
RAUM change, 1 year: +7.6%
Private clients: 100%

See where advisers went See teams that moved

Advisors (4)Where the RAUM sits

As of 2026-02-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 9 Feb 2026, RAUM $326M to $351M (+7.6%) on the Form ADV filed 9 Feb 2026, while advisors on the filing held at 4.

Every filed figure, and the identifiersCRD 282436 · SEC 801-107216 · 17 filingsShow

CRD 282436SEC 801-107216First filing on the tape Jan 22, 2016, latest Feb 9, 2026SEC status approved since Feb 3, 2016IAPD

RAUM

$351M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$351M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$87.8M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM +7.0% a year over three years · the tape starts Jan 22, 2016

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$351M as of Feb 9, 2026

Feb 28, 2017$356M then

HNW client RAUM$322M as of Feb 9, 2026

Mar 6, 2018$157M then

State-registered IARs (5.B.3)4 as of Feb 9, 2026

Feb 28, 20174 then

Employees (5.A)6 as of Feb 9, 2026

Feb 28, 20176 then

Private funds: no history

RAUM +7.6% over the last fiscal year+7.0% a year over threeIARs 4 to 4

Practice profile

derived from the filing of Feb 9, 2026; every figure names its basis

Archetypes

Independent boutique

The rule behind each archetype, and every derived figure1 ruleShow

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $87.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 59derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.2MderivedHNW RAUM over HNW clients
Average account: $560,835derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 4.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +7.6%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +2.6%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody: $35.0M, 72 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

92% high-net-worth individuals, 8.4% individuals

The breakdown by client type, and the client counts2 client typesShow

High-net-worth individuals$322M92%
Individuals$29.6M8.4%

Individual clients: 137reported
HNW clients: 99reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 626reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $35.0M for 72 clientsreported
Compensation: % of AUMreported
Class basis: RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from S••••• C•••••• M••••••••• L••
Feb 29, 2016 · Century City, Ca · Firm absorbed

Teams out Teams in

Advisors registered through the firm

4 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
M••••• J•• S•••••	Century City, Ca	Feb 4, 2016	37 y	2
R••• G••••• S•••••	Century City, Ca	Feb 4, 2016	21 y	2
S•••• C•••••• S•••••Certified Financial Planner	Century City, Ca	Feb 4, 2016	11 y	1
E•••• E••••• B••••••	Century City, Ca	Feb 4, 2016	28 y	2

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••••• E••••• E••••• · Managing Member & Chief Compliance Officercontrol
since 02/2012 · owns 25% to 50%
S•••••• R•••• G••••• · Managing Membercontrol
since 02/2012 · owns 10% to 25%
S•••••• S••••• C•••••• · Managing Membercontrol
since 09/2015 · owns 10% to 25%
S•••••• M•••••• J•• · Grantor And Trusteecontrol
since 02/2012 · owns F of S••••• F••••• L••••• T••••

Entity owners

S••••• F••••• L••••• T•••• · Managing Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Century City, Ca · principal	4	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 619 to 626
Feb 3, 2025 to Feb 9, 2026
HNW clients · 96 to 99
Feb 3, 2025 to Feb 9, 2026
Individual clients · 134 to 137
Feb 3, 2025 to Feb 9, 2026
Assets in custody · $81.3M to $35.0M
Feb 3, 2025 to Feb 9, 2026
Discretionary RAUM · $326M to $351M
Feb 3, 2025 to Feb 9, 2026

Full history · 80 changes

HNW RAUM · $296M to $322M
Feb 3, 2025 to Feb 9, 2026
Individual RAUM · $30.5M to $29.6M
Feb 3, 2025 to Feb 9, 2026
RAUM · $326M to $351M
Feb 3, 2025 to Feb 9, 2026
Financial planning clients · 0 to 0
Sep 13, 2024 to Feb 3, 2025
Accounts · 588 to 619
Sep 13, 2024 to Feb 3, 2025
Advisory employees · 4 to 6
Sep 13, 2024 to Feb 3, 2025
HNW clients · 85 to 96
Sep 13, 2024 to Feb 3, 2025
Individual clients · 121 to 134
Sep 13, 2024 to Feb 3, 2025
Assets in custody · $74.3M to $81.3M
Sep 13, 2024 to Feb 3, 2025
Discretionary RAUM · $296M to $326M
Sep 13, 2024 to Feb 3, 2025
HNW RAUM · $265M to $296M
Sep 13, 2024 to Feb 3, 2025
Individual RAUM · $31.1M to $30.5M
Sep 13, 2024 to Feb 3, 2025
RAUM · $296M to $326M
Sep 13, 2024 to Feb 3, 2025
Accounts · 610 to 588
Jun 23, 2023 to Feb 5, 2024
Advisory employees · 6 to 4
Jun 23, 2023 to Feb 5, 2024
HNW clients · 79 to 85
Jun 23, 2023 to Feb 5, 2024
Individual clients · 129 to 121
Jun 23, 2023 to Feb 5, 2024
Assets in custody · $95.0M to $74.3M
Jun 23, 2023 to Feb 5, 2024
Other offices · 1 to 0
Jun 23, 2023 to Feb 5, 2024
Discretionary RAUM · $286M to $296M
Jun 23, 2023 to Feb 5, 2024
HNW RAUM · $261M to $265M
Jun 23, 2023 to Feb 5, 2024
Individual RAUM · $25.3M to $31.1M
Jun 23, 2023 to Feb 5, 2024
RAUM · $286M to $296M
Jun 23, 2023 to Feb 5, 2024
Accounts · 636 to 610
Feb 16, 2022 to Mar 3, 2023
HNW clients · 93 to 79
Feb 16, 2022 to Mar 3, 2023
Individual clients · 123 to 129
Feb 16, 2022 to Mar 3, 2023
Assets in custody · $76.2M to $95.0M
Feb 16, 2022 to Mar 3, 2023
Discretionary RAUM · $376M to $286M
Feb 16, 2022 to Mar 3, 2023
HNW RAUM · $338M to $261M
Feb 16, 2022 to Mar 3, 2023
Individual RAUM · $37.9M to $25.3M
Feb 16, 2022 to Mar 3, 2023
RAUM · $376M to $286M
Feb 16, 2022 to Mar 3, 2023
Accounts · 618 to 636
Sep 13, 2021 to Feb 16, 2022
HNW clients · 88 to 93
Sep 13, 2021 to Feb 16, 2022
Individual clients · 130 to 123
Sep 13, 2021 to Feb 16, 2022
Assets in custody · $107M to $76.2M
Sep 13, 2021 to Feb 16, 2022
Discretionary RAUM · $365M to $376M
Sep 13, 2021 to Feb 16, 2022
HNW RAUM · $324M to $338M
Sep 13, 2021 to Feb 16, 2022
Individual RAUM · $40.8M to $37.9M
Sep 13, 2021 to Feb 16, 2022
RAUM · $365M to $376M
Sep 13, 2021 to Feb 16, 2022
Wrap assets (manager) · 0.0 to unset
Sep 13, 2021 to Feb 16, 2022
Wrap assets (sponsor) · 0.0 to unset
Sep 13, 2021 to Feb 16, 2022
Accounts · 607 to 618
Jun 22, 2020 to Mar 2, 2021
HNW clients · 77 to 88
Jun 22, 2020 to Mar 2, 2021
Individual clients · 171 to 130
Jun 22, 2020 to Mar 2, 2021
Assets in custody · $93.0M to $107M
Jun 22, 2020 to Mar 2, 2021
Discretionary RAUM · $306M to $365M
Jun 22, 2020 to Mar 2, 2021
HNW RAUM · $255M to $324M
Jun 22, 2020 to Mar 2, 2021
Individual RAUM · $44.7M to $40.8M
Jun 22, 2020 to Mar 2, 2021
Non-discretionary RAUM · $148M to $0
Jun 22, 2020 to Mar 2, 2021
Pension RAUM · 4760322.0 to unset
Jun 22, 2020 to Mar 2, 2021
RAUM · $454M to $365M
Jun 22, 2020 to Mar 2, 2021
Accounts · 633 to 607
Mar 19, 2019 to Mar 17, 2020
HNW clients · 75 to 77
Mar 19, 2019 to Mar 17, 2020
Individual clients · 189 to 171
Mar 19, 2019 to Mar 17, 2020
Assets in custody · $68.5M to $93.0M
Mar 19, 2019 to Mar 17, 2020
Discretionary RAUM · $411M to $306M
Mar 19, 2019 to Mar 17, 2020
HNW RAUM · $193M to $255M
Mar 19, 2019 to Mar 17, 2020
Individual RAUM · $98.7M to $44.7M
Mar 19, 2019 to Mar 17, 2020
Non-discretionary RAUM · $17.0M to $148M
Mar 19, 2019 to Mar 17, 2020
Pension RAUM · $3.9M to $4.8M
Mar 19, 2019 to Mar 17, 2020
RAUM · $428M to $454M
Mar 19, 2019 to Mar 17, 2020
Accounts · 587 to 633
Mar 6, 2018 to Mar 19, 2019
HNW clients · 60 to 75
Mar 6, 2018 to Mar 19, 2019
Individual clients · 203 to 189
Mar 6, 2018 to Mar 19, 2019
Assets in custody · $41.1M to $68.5M
Mar 6, 2018 to Mar 19, 2019
Discretionary RAUM · $355M to $411M
Mar 6, 2018 to Mar 19, 2019
HNW RAUM · $157M to $193M
Mar 6, 2018 to Mar 19, 2019
Individual RAUM · $102M to $98.7M
Mar 6, 2018 to Mar 19, 2019
Non-discretionary RAUM · $19.0M to $17.0M
Mar 6, 2018 to Mar 19, 2019
Pension RAUM · $3.3M to $3.9M
Mar 6, 2018 to Mar 19, 2019
RAUM · $374M to $428M
Mar 6, 2018 to Mar 19, 2019
Accounts · 584 to 587
Mar 13, 2017 to Mar 6, 2018
HNW clients · unset to 60.0
Mar 13, 2017 to Mar 6, 2018
Individual clients · unset to 203.0
Mar 13, 2017 to Mar 6, 2018
Assets in custody · unset to 41077552.0
Mar 13, 2017 to Mar 6, 2018

Signals

2 dated events

••• Locked
Jan 22, 2016 · Succession (Item 4) · fact
••• Locked
Jan 22, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 24, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 15, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Feb 9, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Feb 9, 2026
Team page: ••• Lockedreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $87.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026