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L•••• W••••• M••••••••• L•

Independent wealth managerSEC-registered· Menlo Park, Californiawebsite

Independent wealth manager, based in Menlo Park, California, reporting $1.6B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.6B
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+23%
Form ADV, consecutive annual filings
Private clients
98%
of RAUM, $1.6B
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Mar 2026, L•••• W••••• M••••••••• L•• appeared on Schedule A as an owner on 27 Mar 2026.

Every filed figure, and the identifiersCRD 283521 · SEC 801-107892 · 16 filingsShow
CRD 283521SEC 801-107892First filing on the tape May 20, 2016, latest Mar 27, 2026SEC status approved since May 27, 2016IAPD
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$1.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape

RAUM +24% a year over three years · the tape starts May 20, 2016

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$1.6B as of Mar 27, 2026
Mar 7, 2017$248M then
HNW client RAUM$1.6B as of Mar 27, 2026
Mar 26, 2018$340M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 7, 20172 then
Employees (5.A)11 as of Mar 27, 2026
Mar 7, 20176 then
Private funds: no history
RAUM +23% over the last fiscal year+24% a year over threeIARs 4 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.4MderivedHNW RAUM over HNW clients
Average account
$5.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.1%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Custody
$902M, 126 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

97% high-net-worth individuals, 1.5% charitable organizations, and 2 other client types

The breakdown by client type, and the client counts4 client typesShow
  • High-net-worth individuals$1.6B97%
  • Charitable organizations$24.6M1.5%
  • Individuals$20.4M1.2%
  • Corporations and businesses$3.2M0.2%
Individual clients
54reported
HNW clients
249reported
Pension plan clients
n/areported
Charitable clients
3reported
Accounts
307reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$902M for 126 clientsreported
Compensation
% of AUMreported
Class basis
RAUM: 98% private clients, 0% pooled funds, 1% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• M••••••• I•••• · Managing Directorcontrol
        since 03/2016 · owns 10% to 25%
      • B••••• J••••••• G••••• · Managing Directorcontrol
        since 03/2016 · owns 10% to 25%
      • C••••••• K••••• P••••• · Managing Director And Chief Compliance Officercontrol
        since 03/2016 · owns 10% to 25%
      • T•••• N••••• F••••••••• · Managing Directorcontrol
        since 03/2016 · owns 10% to 25%
      • B••••••• M••••••• I•••• · Managing Membercontrol
        since 03/2016 · owns 25% to 50% of L•••• W••••• M••••••••• L••
      All 8 control persons
      • B••••• J••••••• G••••• · Managing Membercontrol
        since 03/2016 · owns 25% to 50% of L•••• W••••• M••••••••• L••
      • C••••••• K••••• P••••• · Managing Membercontrol
        since 03/2016 · owns 25% to 50% of L•••• W••••• M••••••••• L••
      • T•••• N••••• F••••••••• · Managing Membercontrol
        since 03/2016 · owns 25% to 50% of L•••• W••••• M••••••••• L••
      Entity owners
      • L•••• W••••• M••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 295 to 307
        Mar 6, 2025 to Mar 27, 2026
      • Charity clients · 1 to 3
        Mar 6, 2025 to Mar 27, 2026
      • Corporate clients · unset to 1.0
        Mar 6, 2025 to Mar 27, 2026
      • HNW clients · 240 to 249
        Mar 6, 2025 to Mar 27, 2026
      • Assets in custody · $611M to $902M
        Mar 6, 2025 to Mar 27, 2026
      Full history · 80 changes
      • State-registered IARs · 4 to 0
        Mar 6, 2025 to Mar 27, 2026
      • Discretionary RAUM · $1.3B to $1.6B
        Mar 6, 2025 to Mar 27, 2026
      • HNW RAUM · $1.3B to $1.6B
        Mar 6, 2025 to Mar 27, 2026
      • Individual RAUM · $20.0M to $20.4M
        Mar 6, 2025 to Mar 27, 2026
      • RAUM · $1.3B to $1.6B
        Mar 6, 2025 to Mar 27, 2026
      • Accounts · 286 to 295
        Mar 8, 2024 to Mar 6, 2025
      • HNW clients · 232 to 240
        Mar 8, 2024 to Mar 6, 2025
      • Individual clients · 53 to 54
        Mar 8, 2024 to Mar 6, 2025
      • Assets in custody · $550M to $611M
        Mar 8, 2024 to Mar 6, 2025
      • Financial planning clients · 251-500 to 251-500
        Mar 8, 2024 to Mar 6, 2025
      • Discretionary RAUM · $1.1B to $1.3B
        Mar 8, 2024 to Mar 6, 2025
      • HNW RAUM · $1.1B to $1.3B
        Mar 8, 2024 to Mar 6, 2025
      • Individual RAUM · $22.1M to $20.0M
        Mar 8, 2024 to Mar 6, 2025
      • RAUM · $1.1B to $1.3B
        Mar 8, 2024 to Mar 6, 2025
      • Accounts · 282 to 286
        Mar 27, 2023 to Mar 8, 2024
      • HNW clients · 207 to 232
        Mar 27, 2023 to Mar 8, 2024
      • Individual clients · 74 to 53
        Mar 27, 2023 to Mar 8, 2024
      • Assets in custody · $425M to $550M
        Mar 27, 2023 to Mar 8, 2024
      • Discretionary RAUM · $863M to $1.1B
        Mar 27, 2023 to Mar 8, 2024
      • HNW RAUM · $829M to $1.1B
        Mar 27, 2023 to Mar 8, 2024
      • Individual RAUM · $30.8M to $22.1M
        Mar 27, 2023 to Mar 8, 2024
      • RAUM · $863M to $1.1B
        Mar 27, 2023 to Mar 8, 2024
      • Accounts · 254 to 282
        Mar 15, 2022 to Mar 27, 2023
      • Advisory employees · 8 to 9
        Mar 15, 2022 to Mar 27, 2023
      • HNW clients · 198 to 207
        Mar 15, 2022 to Mar 27, 2023
      • Individual clients · 55 to 74
        Mar 15, 2022 to Mar 27, 2023
      • Assets in custody · $543M to $425M
        Mar 15, 2022 to Mar 27, 2023
      • Employees · 10 to 11
        Mar 15, 2022 to Mar 27, 2023
      • Discretionary RAUM · $1.1B to $863M
        Mar 15, 2022 to Mar 27, 2023
      • HNW RAUM · $1.0B to $829M
        Mar 15, 2022 to Mar 27, 2023
      • Individual RAUM · $22.5M to $30.8M
        Mar 15, 2022 to Mar 27, 2023
      • RAUM · $1.1B to $863M
        Mar 15, 2022 to Mar 27, 2023
      • Accounts · 211 to 254
        Mar 16, 2021 to Mar 15, 2022
      • Advisory employees · 7 to 8
        Mar 16, 2021 to Mar 15, 2022
      • HNW clients · 157 to 198
        Mar 16, 2021 to Mar 15, 2022
      • Individual clients · 53 to 55
        Mar 16, 2021 to Mar 15, 2022
      • Assets in custody · $394M to $543M
        Mar 16, 2021 to Mar 15, 2022
      • Employees · 8 to 10
        Mar 16, 2021 to Mar 15, 2022
      • Financial planning clients · 101-250 to 251-500
        Mar 16, 2021 to Mar 15, 2022
      • Discretionary RAUM · $786M to $1.1B
        Mar 16, 2021 to Mar 15, 2022
      • HNW RAUM · $758M to $1.0B
        Mar 16, 2021 to Mar 15, 2022
      • Individual RAUM · $24.2M to $22.5M
        Mar 16, 2021 to Mar 15, 2022
      • RAUM · $786M to $1.1B
        Mar 16, 2021 to Mar 15, 2022
      • Accounts · 178 to 211
        Jun 18, 2020 to Mar 16, 2021
      • Advisory employees · 6 to 7
        Jun 18, 2020 to Mar 16, 2021
      • HNW clients · 126 to 157
        Jun 18, 2020 to Mar 16, 2021
      • Individual clients · 51 to 53
        Jun 18, 2020 to Mar 16, 2021
      • Assets in custody · $248M to $394M
        Jun 18, 2020 to Mar 16, 2021
      • Employees · 7 to 8
        Jun 18, 2020 to Mar 16, 2021
      • Discretionary RAUM · $517M to $786M
        Jun 18, 2020 to Mar 16, 2021
      • HNW RAUM · $492M to $758M
        Jun 18, 2020 to Mar 16, 2021
      • Individual RAUM · $23.8M to $24.2M
        Jun 18, 2020 to Mar 16, 2021
      • RAUM · $517M to $786M
        Jun 18, 2020 to Mar 16, 2021
      • Accounts · 157 to 178
        Mar 9, 2019 to Mar 27, 2020
      • Corporate clients · 0.0 to unset
        Mar 9, 2019 to Mar 27, 2020
      • HNW clients · 111 to 126
        Mar 9, 2019 to Mar 27, 2020
      • Individual clients · 45 to 51
        Mar 9, 2019 to Mar 27, 2020
      • Pension plan clients · 0.0 to unset
        Mar 9, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 0.0 to unset
        Mar 9, 2019 to Mar 27, 2020
      • Assets in custody · $209M to $248M
        Mar 9, 2019 to Mar 27, 2020
      • Discretionary RAUM · $388M to $517M
        Mar 9, 2019 to Mar 27, 2020
      • HNW RAUM · $368M to $492M
        Mar 9, 2019 to Mar 27, 2020
      • Individual RAUM · $18.8M to $23.8M
        Mar 9, 2019 to Mar 27, 2020
      • Pension RAUM · 0.0 to unset
        Mar 9, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · 0.0 to unset
        Mar 9, 2019 to Mar 27, 2020
      • RAUM · $388M to $517M
        Mar 9, 2019 to Mar 27, 2020
      • Accounts · 134 to 157
        Mar 26, 2018 to Mar 9, 2019
      • HNW clients · 98 to 111
        Mar 26, 2018 to Mar 9, 2019
      • Individual clients · 35 to 45
        Mar 26, 2018 to Mar 9, 2019
      • Assets in custody · $232M to $209M
        Mar 26, 2018 to Mar 9, 2019
      • Financial planning clients · 51-100 to 101-250
        Mar 26, 2018 to Mar 9, 2019
      • State-registered IARs · 3 to 4
        Mar 26, 2018 to Mar 9, 2019
      • Discretionary RAUM · $358M to $388M
        Mar 26, 2018 to Mar 9, 2019
      • HNW RAUM · $340M to $368M
        Mar 26, 2018 to Mar 9, 2019
      • Individual RAUM · $17.2M to $18.8M
        Mar 26, 2018 to Mar 9, 2019
      Signals
      5 dated events
      • ••• Locked
        Mar 8, 2024 · RAUM change · derived
      • ••• Locked
        Mar 15, 2022 · RAUM change · derived
      • ••• Locked
        Mar 16, 2021 · RAUM change · derived
      • ••• Locked
        Mar 27, 2020 · RAUM change · derived
      • ••• Locked
        May 20, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.