DFX Intelligence

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T••••••• P••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· San Francisco, Californiawebsite

Asset manager (funds and pooled vehicles), based in San Francisco, California, reporting $254M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-17 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $254M
Advisors: 0
RAUM change, 1 year: -24%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-17 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 17 Mar 2026, RAUM $333M to $254M (-23.8%) on the Form ADV filed 17 Mar 2026.

Every filed figure, and the identifiersCRD 283612 · SEC 801-116870 · 11 filingsShow

CRD 283612SEC 801-116870First filing on the tape May 29, 2019, latest Mar 17, 2026SEC status approved since Jun 28, 2019IAPD

RAUM

$254M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM -25% a year over three years · the tape starts May 29, 2019

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$254M as of Mar 17, 2026

Mar 27, 2020$748M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 17, 2026

Mar 27, 20200 then

Employees (5.A)3 as of Mar 17, 2026

Mar 27, 20205 then

Private funds1 as of Mar 17, 2026

Mar 27, 20201 then

RAUM -24% over the last fiscal year-25% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 17, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $127MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: -24%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$254M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T••••••• F•••• L•••	Hedge Fund	$254M	46	Mar 28, 2014

Owners and control persons

Schedule A and B, latest filing

C•••••••• M••••••• M•••• · Coo, Ccocontrol
since 09/2017 · owns less than 5%
P••••••• J•••• S•••••• · Managing Membercontrol
since 03/2016 · owns 75% or more
B••••• T•••• M•••••• · Cfo
since 04/2016 · owns less than 5%

Related persons

Schedule D 7.A

T••••••• C•••••• M••••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $333M to $254M
Mar 27, 2025 to Mar 17, 2026
Pooled vehicle RAUM · $333M to $254M
Mar 27, 2025 to Mar 17, 2026
RAUM · $333M to $254M
Mar 27, 2025 to Mar 17, 2026
Financial planning clients · unset to
Aug 29, 2024 to Mar 27, 2025
Advisory employees · 1 to 2
Aug 29, 2024 to Mar 27, 2025

Full history · 39 changes

Discretionary RAUM · $336M to $333M
Aug 29, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $336M to $333M
Aug 29, 2024 to Mar 27, 2025
RAUM · $336M to $333M
Aug 29, 2024 to Mar 27, 2025
Accounts · 3 to 2
Mar 29, 2024 to Aug 29, 2024
Advisory employees · 5 to 1
Mar 29, 2024 to Aug 29, 2024
Pooled vehicle clients · 3 to 2
Mar 29, 2024 to Aug 29, 2024
Employees · 5 to 3
Mar 29, 2024 to Aug 29, 2024
Discretionary RAUM · $379M to $336M
Mar 29, 2024 to Aug 29, 2024
Pooled vehicle RAUM · $379M to $336M
Mar 29, 2024 to Aug 29, 2024
RAUM · $379M to $336M
Mar 29, 2024 to Aug 29, 2024
Advisory employees · 4 to 5
Mar 28, 2023 to Mar 29, 2024
Employees · 6 to 5
Mar 28, 2023 to Mar 29, 2024
Discretionary RAUM · $604M to $379M
Mar 28, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $604M to $379M
Mar 28, 2023 to Mar 29, 2024
RAUM · $604M to $379M
Mar 28, 2023 to Mar 29, 2024
Discretionary RAUM · $699M to $604M
Mar 28, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $699M to $604M
Mar 28, 2022 to Mar 28, 2023
RAUM · $699M to $604M
Mar 28, 2022 to Mar 28, 2023
Advisory employees · 3 to 4
Mar 30, 2021 to Mar 28, 2022
Employees · 5 to 6
Mar 30, 2021 to Mar 28, 2022
Discretionary RAUM · $754M to $699M
Mar 30, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $754M to $699M
Mar 30, 2021 to Mar 28, 2022
RAUM · $754M to $699M
Mar 30, 2021 to Mar 28, 2022
Accounts · 2 to 3
Mar 27, 2020 to Mar 30, 2021
Pooled vehicle clients · 2 to 3
Mar 27, 2020 to Mar 30, 2021
Discretionary RAUM · $748M to $754M
Mar 27, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $748M to $754M
Mar 27, 2020 to Mar 30, 2021
RAUM · $748M to $754M
Mar 27, 2020 to Mar 30, 2021
Discretionary RAUM · $445M to $748M
Jan 7, 2020 to Mar 27, 2020
Pooled vehicle RAUM · $445M to $748M
Jan 7, 2020 to Mar 27, 2020
RAUM · $445M to $748M
Jan 7, 2020 to Mar 27, 2020
Advisory employees · 2 to 3
Jul 9, 2019 to Jan 7, 2020
Employees · 4 to 5
Jul 9, 2019 to Jan 7, 2020
Employees · 3 to 4
May 29, 2019 to Jul 9, 2019

Signals

3 dated events

••• Locked
Mar 29, 2024 · RAUM change · derived
••• Locked
Mar 27, 2020 · RAUM change · derived
••• Locked
May 29, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 17, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 17, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.