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I•••• L••

Asset manager (funds and pooled vehicles)SEC-registered· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $60.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$60.9M
Advisors
0
RAUM change, 1 year
+12%
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 23 Mar 2026, RAUM $54.5M to $60.9M (+11.8%) on the Form ADV filed 23 Mar 2026.

Every filed figure, and the identifiersCRD 285435 · SEC 801-108601 · 20 filingsShow
CRD 285435SEC 801-108601First filing on the tape Oct 27, 2016, latest Mar 23, 2026SEC status approved since Nov 4, 2016IAPD
RAUM
$60.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape

RAUM +6.6% a year over three years · the tape starts Oct 27, 2016

Peer group: Asset managers, under $100M, 329 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$60.9M as of Mar 23, 2026
Mar 3, 2017$300,000 then
HNW client RAUM$0 as of Mar 23, 2026
Apr 2, 2018$280,000 then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 3, 20170 then
Employees (5.A)2 as of Mar 23, 2026
Mar 3, 20173 then
Private funds: no history
RAUM +12% over the last fiscal year+6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% investment companies

The breakdown by client type, and the client counts1 client typesShow
  • Investment companies$60.9M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bank; 100% of advisors also broker-dealer representativesderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • N•••••••• R••••• · Sole Membercontrol
        since 11/2016 · owns 75% or more of L••••• T••• L••
      • P•••••• E•••••• E•••••••• · Sole Membercontrol
        since 08/2015 · owns 75% or more of R•••••• L••
      • N•••••••• R••••• · Chief T•••Nology Officer
        since 01/2017 · owns 5% to 10%
      • P•••••• E•••••• E•••••••• · Cco
        since 01/2017 · owns 10% to 25%
      Entity owners
      • L••••• T••• L•• · Member
        direct · owns 10% to 25%
      • R•••••• L•• · Member
        direct · owns 10% to 25%
      Ownership changes
      4 Schedule A changes between consecutive filings, latest first
      • Removed B••••••• L•• · Member control
        filing of Dec 17, 2018, against Sep 17, 2018 · owns 10 to 25% · entity
      • Removed E••••• H• · Chief Investment Officer & Chief Compliance Officer control
        filing of Dec 17, 2018, against Sep 17, 2018 · owns under 5%
      • Added B••••••• L•• · Member control
        filing of Jul 24, 2017, against May 5, 2017 · owns 10 to 25% · entity
      • Added L••••• T••• L•• · Member control
        filing of Jul 24, 2017, against May 5, 2017 · owns 10 to 25% · entity
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 4
        Mar 27, 2025 to Mar 23, 2026
      • Discretionary RAUM · $54.5M to $60.9M
        Mar 27, 2025 to Mar 23, 2026
      • RAUM · $54.5M to $60.9M
        Mar 27, 2025 to Mar 23, 2026
      • Financial planning clients · 0 to 0
        Mar 21, 2024 to Mar 27, 2025
      • Discretionary RAUM · $60.5M to $54.5M
        Mar 21, 2024 to Mar 27, 2025
      Full history · 48 changes
      • RAUM · $60.5M to $54.5M
        Mar 21, 2024 to Mar 27, 2025
      • Accounts · 4 to 5
        Mar 27, 2023 to Mar 21, 2024
      • Discretionary RAUM · $50.3M to $60.5M
        Mar 27, 2023 to Mar 21, 2024
      • RAUM · $50.3M to $60.5M
        Mar 27, 2023 to Mar 21, 2024
      • Accounts · 7 to 4
        Mar 29, 2022 to Mar 27, 2023
      • Discretionary RAUM · $7.7M to $50.3M
        Mar 29, 2022 to Mar 27, 2023
      • RAUM · $7.7M to $50.3M
        Mar 29, 2022 to Mar 27, 2023
      • Accounts · 3 to 7
        Mar 30, 2021 to Mar 29, 2022
      • Discretionary RAUM · $12.0M to $7.7M
        Mar 30, 2021 to Mar 29, 2022
      • RAUM · $12.0M to $7.7M
        Mar 30, 2021 to Mar 29, 2022
      • Discretionary RAUM · $10.0M to $12.0M
        Mar 25, 2020 to Mar 30, 2021
      • RAUM · $10.0M to $12.0M
        Mar 25, 2020 to Mar 30, 2021
      • Accounts · 2 to 3
        Mar 20, 2019 to Mar 25, 2020
      • BD registered reps · 0 to 1
        Mar 20, 2019 to Mar 25, 2020
      • Charity clients · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • Corporate clients · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • HNW clients · 1 to 0
        Mar 20, 2019 to Mar 25, 2020
      • Individual clients · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • Pension plan clients · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • Pooled vehicle clients · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • Other offices · 1 to 0
        Mar 20, 2019 to Mar 25, 2020
      • Discretionary RAUM · $16.2M to $10.0M
        Mar 20, 2019 to Mar 25, 2020
      • HNW RAUM · $200,000 to $0
        Mar 20, 2019 to Mar 25, 2020
      • Individual RAUM · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • Pension RAUM · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • Pooled vehicle RAUM · unset to 0.0
        Mar 20, 2019 to Mar 25, 2020
      • RAUM · $16.2M to $10.0M
        Mar 20, 2019 to Mar 25, 2020
      • Financial planning clients · unset to 0
        Dec 20, 2018 to Mar 20, 2019
      • Discretionary RAUM · $17.2M to $16.2M
        Dec 20, 2018 to Mar 20, 2019
      • RAUM · $17.2M to $16.2M
        Dec 20, 2018 to Mar 20, 2019
      • Accounts · 3 to 2
        Sep 17, 2018 to Dec 17, 2018
      • HNW clients · 2 to 1
        Sep 17, 2018 to Dec 17, 2018
      • Employees · 3 to 2
        Sep 17, 2018 to Dec 17, 2018
      • Discretionary RAUM · $11.3M to $17.2M
        Sep 17, 2018 to Dec 17, 2018
      • HNW RAUM · $280,000 to $200,000
        Sep 17, 2018 to Dec 17, 2018
      • RAUM · $11.3M to $17.2M
        Sep 17, 2018 to Dec 17, 2018
      • HNW clients · unset to 2.0
        Sep 18, 2017 to Apr 2, 2018
      • Other offices · unset to 1.0
        Sep 18, 2017 to Apr 2, 2018
      • Discretionary RAUM · $300,000 to $11.3M
        Sep 18, 2017 to Apr 2, 2018
      • HNW RAUM · unset to 280000.0
        Sep 18, 2017 to Apr 2, 2018
      • RAUM · $300,000 to $11.3M
        Sep 18, 2017 to Apr 2, 2018
      • Accounts · 1 to 3
        Oct 27, 2016 to Mar 3, 2017
      • Advisory employees · 3 to 2
        Oct 27, 2016 to Mar 3, 2017
      Signals
      1 dated events
      • ••• Locked
        Oct 27, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Web presence
      addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

      Website (1) · the addresses open with an account

      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 23, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 23, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.