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Former SEC-registered adviserFormer SEC adviserwebsite

Former SEC-registered adviser, reporting $55,000 of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$55,000
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0
0 joined, 0 left
IAPD registration history
Private clients
100%
of RAUM, $55,000
Form ADV
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 287793 · SEC 801-117883 · 3 filingsShow
CRD 287793SEC 801-117883First filing on the tape Dec 2, 2019, latest Jun 27, 2020IAPD
RAUM
$55,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$55,000 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$55,000
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape

Filed figures over time · the tape starts Dec 2, 2019

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$55,000 as of Jun 27, 2020
Dec 2, 2019$47,000 then
HNW client RAUM$25,000 as of Jun 27, 2020
Dec 2, 2019$25,000 then
State-registered IARs (5.B.3)1 as of Jun 27, 2020
Dec 2, 20191 then
Employees (5.A)1 as of Jun 27, 2020
Dec 2, 20191 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 27, 2020; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
$55,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
8derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$25,000derivedHNW RAUM over HNW clients
Average account
$6,875derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

55% individuals, 45% high-net-worth individuals

The breakdown by client type, and the client counts2 client typesShow
  • Individuals$30,00055%
  • High-net-worth individuals$25,00045%
Individual clients
7reported
HNW clients
1reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
8reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the longest tenured first
      NameBranchHere sinceIn industryPrior firms
      G••••••• W••••North Potomac Md, MdJan 1, 202511 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • W••••• G••••••• · Managing Member And Chief Compliance Officercontrol
        since 09/2016 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 8
        Dec 2, 2019 to Apr 9, 2020
      • Individual clients · 6 to 7
        Dec 2, 2019 to Apr 9, 2020
      • Other offices · 1 to 0
        Dec 2, 2019 to Apr 9, 2020
      • Discretionary RAUM · $47,000 to $55,000
        Dec 2, 2019 to Apr 9, 2020
      • Individual RAUM · $22,000 to $30,000
        Dec 2, 2019 to Apr 9, 2020
      Full history · 6 changes
      • RAUM · $47,000 to $55,000
        Dec 2, 2019 to Apr 9, 2020
      Signals
      1 dated events
      • ••• Locked
        Dec 2, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $55,000derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026