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Former SEC-registered adviserFormer SEC adviser· Miami, Florida

Former SEC-registered adviser, based in Miami, Florida, reporting $223M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$223M
Form ADV
RAUM change, 1 year
+80%
Form ADV, consecutive annual filings
Private clients
100%
of RAUM, $223M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 22 Mar 2019, RAUM $124M to $223M (+79.8%) on the Form ADV filed 22 Mar 2019.

Every filed figure, and the identifiersCRD 290087 · SEC 801-111882 · 5 filingsShow
CRD 290087SEC 801-111882First filing on the tape Sep 19, 2017, latest Mar 22, 2019IAPD
RAUM
$223M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$223M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

RAUM +80% over the last fiscal year · the tape starts Sep 19, 2017

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$223M as of Mar 22, 2019
Feb 20, 2018$124M then
HNW client RAUM$223M as of Mar 22, 2019
Feb 20, 2018$124M then
State-registered IARs (5.B.3)1 as of Mar 22, 2019
Feb 20, 20180 then
Employees (5.A)3 as of Mar 22, 2019
Feb 20, 20182 then
Private funds: no history
RAUM +80% over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Mar 22, 2019; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
$223MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
12derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$18.6MderivedHNW RAUM over HNW clients
Average account
$18.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+80%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+100%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow
  • High-net-worth individuals$223M100%
Individual clients
0reported
HNW clients
12reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
12reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• E•••••• A••• · Chief Compliance Officer; Chief Operations Officer; Aml Compliance Officercontrol
        since 11/2018 · owns less than 5%
      • V••••••••• H•••••• F•••••••• · Member; Manager; Chief Executive Officercontrol
        since 07/2017 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 20 to 12
        Nov 30, 2018 to Mar 22, 2019
      • Advisory employees · 1 to 3
        Nov 30, 2018 to Mar 22, 2019
      • HNW clients · 6 to 12
        Nov 30, 2018 to Mar 22, 2019
      • Employees · 2 to 3
        Nov 30, 2018 to Mar 22, 2019
      • State-registered IARs · 0 to 1
        Nov 30, 2018 to Mar 22, 2019
      Full history · 23 changes
      • Discretionary RAUM · $124M to $223M
        Nov 30, 2018 to Mar 22, 2019
      • HNW RAUM · $124M to $223M
        Nov 30, 2018 to Mar 22, 2019
      • RAUM · $124M to $223M
        Nov 30, 2018 to Mar 22, 2019
      • Accounts · 0 to 20
        Sep 19, 2017 to Feb 20, 2018
      • Charity clients · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • Corporate clients · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • HNW clients · unset to 6.0
        Sep 19, 2017 to Feb 20, 2018
      • Individual clients · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • Pension plan clients · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • Pooled vehicle clients · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • Employees · 1 to 2
        Sep 19, 2017 to Feb 20, 2018
      • Other offices · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • Discretionary RAUM · $0 to $124M
        Sep 19, 2017 to Feb 20, 2018
      • HNW RAUM · unset to 124000000.0
        Sep 19, 2017 to Feb 20, 2018
      • Individual RAUM · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • Pension RAUM · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Sep 19, 2017 to Feb 20, 2018
      • RAUM · $0 to $124M
        Sep 19, 2017 to Feb 20, 2018
      Signals
      1 dated events
      • ••• Locked
        Sep 19, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026