DFX Intelligence

RIA Intelligence

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M•••••• C•••••• M•••••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Singaporewebsite

Former SEC-registered adviser, based in Singapore, reporting $333M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$333M
Form ADV
RAUM change, 1 year
+57%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 30 Mar 2020, RAUM $213M to $333M (+56.6%) on the Form ADV filed 30 Mar 2020.

Every filed figure, and the identifiersCRD 291547 · SEC 801-112535 · 4 filingsShow
CRD 291547SEC 801-112535Legal name M•••••• C•••••• M••••••••• P•• L••First filing on the tape Jan 29, 2018, latest Mar 30, 2020IAPD
RAUM
$333M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$85.0M gross assets
History
4 filings and snapshots on the tape

RAUM +57% over the last fiscal year · the tape starts Jan 29, 2018

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$333M as of Mar 30, 2020
Mar 28, 2019$213M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2020
Mar 28, 20190 then
Employees (5.A)5 as of Mar 30, 2020
Mar 28, 20196 then
Private funds1 as of Mar 30, 2020
Mar 28, 20191 then
RAUM +57% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2020; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$55.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+57%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$238M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••• F•••••••• M••••• F••• I•no longer reportedHedge Fund$20.0M6Jan 29, 2018
      M•••••• I•••• O••••••••• M••••• F••• P••• L•••Hedge Fund$8.6M4Aug 18, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• S••• P•••• · Coocontrol
        since 02/2018 · owns less than 5%
      • C•••••• S•••••• S•••• · Ceocontrol
        since 02/2018 · owns 75% or more
      Related persons
      Schedule D 7.A
      • M•••••• A••••••• L••
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 2
        Mar 28, 2019 to Mar 30, 2020
      • Assets in custody · 212924911.0 to unset
        Mar 28, 2019 to Mar 30, 2020
      • Custody of client assets · true to false
        Mar 28, 2019 to Mar 30, 2020
      • Employees · 6 to 5
        Mar 28, 2019 to Mar 30, 2020
      • Discretionary RAUM · $213M to $333M
        Mar 28, 2019 to Mar 30, 2020
      Full history · 21 changes
      • Pooled vehicle RAUM · $96.2M to $238M
        Mar 28, 2019 to Mar 30, 2020
      • RAUM · $213M to $333M
        Mar 28, 2019 to Mar 30, 2020
      • Accounts · 2 to 6
        Jul 10, 2018 to Mar 28, 2019
      • Assets in custody · $113M to $213M
        Jul 10, 2018 to Mar 28, 2019
      • Employees · 4 to 6
        Jul 10, 2018 to Mar 28, 2019
      • Discretionary RAUM · $113M to $213M
        Jul 10, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $56.0M to $96.2M
        Jul 10, 2018 to Mar 28, 2019
      • RAUM · $113M to $213M
        Jul 10, 2018 to Mar 28, 2019
      • Related bank · false to true
        Jul 10, 2018 to Mar 28, 2019
      • Accounts · unset to 2.0
        Jan 29, 2018 to Jul 10, 2018
      • Pooled vehicle clients · unset to 4.0
        Jan 29, 2018 to Jul 10, 2018
      • Assets in custody · $0 to $113M
        Jan 29, 2018 to Jul 10, 2018
      • Discretionary RAUM · unset to 112900000.0
        Jan 29, 2018 to Jul 10, 2018
      • Non-discretionary RAUM · unset to 0.0
        Jan 29, 2018 to Jul 10, 2018
      • Pooled vehicle RAUM · unset to 56000000.0
        Jan 29, 2018 to Jul 10, 2018
      • RAUM · unset to 112900000.0
        Jan 29, 2018 to Jul 10, 2018
      Signals
      8 dated events
      • ••• Locked
        Aug 18, 2026 · Control person left · inference
      • ••• Locked
        Aug 18, 2026 · private fund first reported · fact
      • ••• Locked
        Aug 18, 2026 · private fund no longer reported · inference
      • ••• Locked
        Aug 18, 2026 · ria principal change · derived
      • ••• Locked
        Oct 16, 2020 · ria registration change · fact
      Full timeline · 8 events
      • ••• Locked
        Mar 30, 2020 · RAUM change · derived
      • ••• Locked
        Mar 28, 2019 · RAUM change · derived
      • ••• Locked
        Jan 29, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Aug 18, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026