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P•••• C•••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser1 private funds· New York City, New York

Former SEC-registered adviser, based in New York City, New York, reporting $14.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$14.9M
Form ADV
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 293045 · SEC 801-113390 · 5 filingsShow
CRD 293045SEC 801-113390First filing on the tape May 7, 2018, latest Sep 4, 2019IAPD
RAUM
$14.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$8.9M gross assets
History
5 filings and snapshots on the tape

Filed figures over time · the tape starts May 7, 2018

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$14.9M as of Sep 4, 2019
May 7, 2018$8.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 4, 2019
May 7, 20180 then
Employees (5.A)1 as of Sep 4, 2019
May 7, 20182 then
Private funds1 as of Sep 4, 2019
May 7, 20181 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 4, 2019; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

60% pooled investment vehicles, 40% investment companies

The breakdown by client type, and the client counts2 client typesShow
  • Pooled investment vehicles$8.9M60%
  • Investment companies$6.0M40%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K• V•••• F•••• L•••Hedge Fund$8.9M15May 7, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • P••••• K••••• R• · Chief Investment Officercontrol
        since 08/2016 · owns 75% or more
      Related persons
      Schedule D 7.A
      • P•••• C•••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 1
        Feb 20, 2019 to Sep 4, 2019
      • Employees · 2 to 1
        Feb 20, 2019 to Sep 4, 2019
      • Discretionary RAUM · $11.5M to $14.9M
        Feb 20, 2019 to Sep 4, 2019
      • Pooled vehicle RAUM · $8.1M to $8.9M
        Feb 20, 2019 to Sep 4, 2019
      • RAUM · $11.5M to $14.9M
        Feb 20, 2019 to Sep 4, 2019
      Full history · 13 changes
      • Discretionary RAUM · $11.4M to $11.5M
        Oct 1, 2018 to Feb 20, 2019
      • Pooled vehicle RAUM · $8.5M to $8.1M
        Oct 1, 2018 to Feb 20, 2019
      • RAUM · $11.4M to $11.5M
        Oct 1, 2018 to Feb 20, 2019
      • Accounts · 1 to 2
        May 7, 2018 to Sep 27, 2018
      • Advisory activities · 1 to 2
        May 7, 2018 to Sep 27, 2018
      • Discretionary RAUM · $8.1M to $11.4M
        May 7, 2018 to Sep 27, 2018
      • Pooled vehicle RAUM · $8.1M to $8.5M
        May 7, 2018 to Sep 27, 2018
      • RAUM · $8.1M to $11.4M
        May 7, 2018 to Sep 27, 2018
      Signals
      2 dated events
      • ••• Locked
        Sep 4, 2019 · Control person left · inference
      • ••• Locked
        May 7, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026