DFX Intelligence

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E•••• I•••••

No RAUM reportedSEC-registered· Miami, Florida

No RAUM reported, based in Miami, Florida.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Advisors: 0

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 297589 · SEC 801-113554 · 13 filingsShow

CRD 297589SEC 801-113554Legal name E•••• I•••••• I•••First filing on the tape Jun 6, 2018, latest Mar 24, 2026SEC status approved since Jul 5, 2018IAPD

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

Filed figures over time · the tape starts Jun 6, 2018

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$0 as of Mar 24, 2026

Mar 28, 2025$0 then

HNW client RAUM$0 as of Mar 24, 2026

Mar 26, 2019$0 then

State-registered IARs (5.B.3)0 as of Mar 24, 2026

Mar 26, 20190 then

Employees (5.A)2 as of Mar 24, 2026

Mar 26, 20195 then

Private funds: 1

RAUM n/a over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 24, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: otherreportedItem 5.E
Advisory activities: otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: 400reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: n/areported
Class basis: RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B••• I•••••no longer reported	Securitized Asset Fund	$0	0	Mar 26, 2019

Owners and control persons

Schedule A and B, latest filing

A••••• A•••• · Chief Executive Officer & Chief Compliance Officercontrol
since 04/2018 · owns 10% to 25%
G•••• R••• · Chief Technology Officercontrol
since 04/2018 · owns 10% to 25%

Entity owners

K••• V•••••• P••••••• · Investor
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Individual clients · 35 to 400
Jul 25, 2025 to Mar 24, 2026
Financial planning clients · 0 to 0
Mar 28, 2025 to Jul 25, 2025
HQ city · NEW YORK to MIAMI
Mar 28, 2025 to Jul 25, 2025
HQ state · NY to FL
Mar 28, 2025 to Jul 25, 2025
Accounts · unset to 0.0
Mar 27, 2024 to Mar 28, 2025

Full history · 33 changes

Advisory employees · 4 to 2
Mar 27, 2024 to Mar 28, 2025
Individual clients · 21 to 35
Mar 27, 2024 to Mar 28, 2025
Employees · 4 to 2
Mar 27, 2024 to Mar 28, 2025
Discretionary RAUM · unset to 0.0
Mar 27, 2024 to Mar 28, 2025
Non-discretionary RAUM · unset to 0.0
Mar 27, 2024 to Mar 28, 2025
RAUM · unset to 0.0
Mar 27, 2024 to Mar 28, 2025
Individual clients · 15,821 to 21
May 26, 2023 to Mar 27, 2024
Advisory employees · 1 to 4
Mar 31, 2022 to Mar 31, 2023
Individual clients · 2,550 to 15,821
Mar 31, 2022 to Mar 31, 2023
Employees · 2 to 4
Mar 31, 2022 to Mar 31, 2023
HQ city · BROOKLYN to NEW YORK
Mar 31, 2022 to Mar 31, 2023
Related adviser · true to false
Mar 31, 2022 to Mar 31, 2023
Wrap assets (manager) · 0.0 to unset
Mar 31, 2022 to Mar 31, 2023
Wrap assets (sponsor) · 0.0 to unset
Mar 31, 2022 to Mar 31, 2023
Individual clients · 270 to 2,550
Mar 31, 2021 to Mar 31, 2022
Legal name · E•••• I••••• to E•••• I•••••• I•••
Mar 31, 2021 to Mar 31, 2022
Advisory activities · 3 to 1
Oct 6, 2020 to Mar 31, 2021
Individual clients · unset to 270.0
Oct 6, 2020 to Mar 31, 2021
Employees · 4 to 2
Oct 6, 2020 to Mar 31, 2021
Advisory employees · 2 to 1
Apr 25, 2019 to Feb 19, 2020
Employees · 5 to 4
Apr 25, 2019 to Feb 19, 2020
HQ city · NEW YORK to BROOKLYN
Apr 25, 2019 to Feb 19, 2020
Private funds · 1 to unset
Apr 25, 2019 to Feb 19, 2020
Wrap assets (manager) · unset to 0.0
Apr 25, 2019 to Feb 19, 2020
Wrap assets (sponsor) · unset to 0.0
Apr 25, 2019 to Feb 19, 2020
Employees · 2 to 5
Jun 6, 2018 to Mar 26, 2019
Private funds · unset to 1
Jun 6, 2018 to Mar 26, 2019
Related adviser · false to true
Jun 6, 2018 to Mar 26, 2019

Signals

4 dated events

••• Locked
Jul 25, 2025 · ria hq relocated · fact
••• Locked
Mar 31, 2023 · Control person left · inference
••• Locked
Mar 31, 2021 · Control person left · inference
••• Locked
Jun 6, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: regulatory AUM, net advisor flow, 12 months, RAUM change, 1 year, private clients.