DFX Intelligence

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B••••• V•• B•••••• • C•• S•

Former SEC-registered adviserFormer SEC adviser· Geneva

Former SEC-registered adviser, based in Geneva, reporting $1.2B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2019-05-15 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $1.2B
Private clients: 84%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2019-05-15 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 300277 · SEC 801-116786 · 1 filingShow

CRD 300277SEC 801-116786First filing on the tape May 15, 2019, latest May 15, 2019IAPD

RAUM

$1.2B

reported, Item 5.F

Discretionary

84%

of RAUM

Private clients

84%

$975M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

15 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

1 filing and snapshots on the tape

Filed figures over time · the tape starts May 15, 2019

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM: $1.2B

HNW client RAUM: $897M

State-registered IARs (5.B.3): 0

Employees (5.A): 26

Private funds: no history

Practice profile

derived from the filing of May 15, 2019; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $5.4MderivedHNW RAUM over HNW clients
Average account: $2.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 84%derivedof RAUM
Institutional: 8.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

77% high-net-worth individuals, 7.1% pooled investment vehicles, and 3 other client types

The breakdown by client type, and the client counts5 client typesShow

High-net-worth individuals$897M77%
Pooled investment vehicles$82.5M7.1%
Individuals$77.8M6.7%
Charitable organizations$51.7M4.5%
Pension and profit-sharing plans$50.0M4.3%

Individual clients: 212reported
HNW clients: 167reported
Pension plan clients: n/areported
Charitable clients: 15reported
Accounts: 397reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: absent from the latest SEC rosterderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••• M•••••••• H••••• · Chief Investment Officer / Partnercontrol
since 05/2002 · owns 25% to 50%
B••••••• V•• B••••••• G••••••••• F••••• O•••••• · Partnercontrol
since 03/1997 · owns 25% to 50%
F••• S••••• N••••••• · Chief Compliance Officercontrol
since 06/2019 · owns less than 5%
R•••••• J••• B••••• · Chief Executive Officer, Partnercontrol
since 01/2013 · owns 10% to 25%
S••••••••• M••••••• J•••• · Partnercontrol
since 05/2014 · owns 10% to 25%

Ownership changes

Schedule A, between consecutive filings

No owner or control person joined or left between filings on the tape.

Who runs the funds

related persons named most often on the Form D filings of the firm's funds

No Form D related person is on record for this firm's funds.

Related persons

Schedule D 7.A

B•• A••••••• L••••••
investment advisery

Advisers that list B••••• V•• B•••••• • C•• S• as a related person

288814 y

Offices

Schedule D 1.F, the 25 largest

Lausanne, Switzerland6 employees

What changed

consecutive filings, newest first

One filing, no change to show.

Signals

1 dated events

••• Locked
May 15, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Web presence

addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

1 earlier address on Form ADV filings, the earliest seen May 15, 2019

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026