DFX Intelligence

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R••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $956M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-23 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $956M
Advisors: 0
RAUM change, 1 year: +3.7%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-23 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 23 Mar 2026, RAUM $922M to $956M (+3.7%) on the Form ADV filed 23 Mar 2026.

Every filed figure, and the identifiersCRD 305465 · SEC 801-117406 · 10 filingsShow

CRD 305465SEC 801-117406First filing on the tape Aug 28, 2019, latest Mar 23, 2026SEC status approved since Oct 2, 2019IAPD

RAUM

$956M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM +0.9% a year over three years · the tape starts Aug 28, 2019

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$956M as of Mar 23, 2026

Jan 30, 2020$719M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 23, 2026

Jan 30, 20200 then

Employees (5.A)5 as of Mar 23, 2026

Jan 30, 20204 then

Private funds3 as of Mar 23, 2026

Jan 30, 20203 then

RAUM +3.7% over the last fiscal year+0.9% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 23, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $159MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +3.7%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $956M, 6 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$956M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $956M for 6 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R••••• M••••• F••• L••	Hedge Fund	$706M	16	Jan 30, 2020
I••••• V• V•••••• L•	Hedge Fund	$141M	1	Jan 30, 2020
R••••• X•• F•••••••• L•	Hedge Fund	$109M	6	Jan 30, 2020

Owners and control persons

Schedule A and B, latest filing

A••••••• U•••• N•• · Cco/Coo/L•••••• Partnercontrol
since 07/2019 · owns 5% to 10%
O•••••••• M••••• N•• · Cio/L•••••• Partnercontrol
since 03/2018 · owns 75% or more
O•••••••• M••••• N•• · Owner/Managing Member
since 08/2019 · owns 75% or more of R••••• M••••••••• G•• L••

Entity owners

R••••• M••••••••• G•• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

I••••• V• V•••••• G• L••
investment adviserbankpooled vehicle sponsorn
R••••• F••• G• L••
investment adviserbankpooled vehicle sponsorn
R••••• M••••••••• ••• L••••••
investment advisery

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 3 to 6
Jun 30, 2025 to Mar 23, 2026
Advisory employees · 5 to 4
Jun 30, 2025 to Mar 23, 2026
Assets in custody · $922M to $956M
Jun 30, 2025 to Mar 23, 2026
Employees · 6 to 5
Jun 30, 2025 to Mar 23, 2026
Discretionary RAUM · $922M to $956M
Jun 30, 2025 to Mar 23, 2026

Full history · 43 changes

Pooled vehicle RAUM · $922M to $956M
Jun 30, 2025 to Mar 23, 2026
RAUM · $922M to $956M
Jun 30, 2025 to Mar 23, 2026
Financial planning clients · unset to
Mar 24, 2025 to Jun 30, 2025
RAUM · $945M to $922M
Mar 26, 2024 to Mar 24, 2025
Accounts · 6 to 3
Mar 26, 2024 to Mar 24, 2025
Assets in custody · $945M to $922M
Mar 26, 2024 to Mar 24, 2025
Discretionary RAUM · $945M to $922M
Mar 26, 2024 to Mar 24, 2025
Pooled vehicle RAUM · $945M to $922M
Mar 26, 2024 to Mar 24, 2025
Advisory employees · 4 to 5
Mar 24, 2023 to Mar 26, 2024
Assets in custody · $931M to $945M
Mar 24, 2023 to Mar 26, 2024
Employees · 5 to 6
Mar 24, 2023 to Mar 26, 2024
Discretionary RAUM · $931M to $945M
Mar 24, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $931M to $945M
Mar 24, 2023 to Mar 26, 2024
RAUM · $931M to $945M
Mar 24, 2023 to Mar 26, 2024
Accounts · 3 to 6
Mar 28, 2022 to Mar 24, 2023
Assets in custody · unset to 930627015.0
Mar 28, 2022 to Mar 24, 2023
Custody of client assets · false to true
Mar 28, 2022 to Mar 24, 2023
Discretionary RAUM · $984M to $931M
Mar 28, 2022 to Mar 24, 2023
Pooled vehicle RAUM · $984M to $931M
Mar 28, 2022 to Mar 24, 2023
RAUM · $984M to $931M
Mar 28, 2022 to Mar 24, 2023
Accounts · 6 to 3
Nov 2, 2021 to Mar 28, 2022
Discretionary RAUM · $893M to $984M
Nov 2, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $893M to $984M
Nov 2, 2021 to Mar 28, 2022
RAUM · $893M to $984M
Nov 2, 2021 to Mar 28, 2022
Advisory employees · 3 to 4
Jan 30, 2020 to Mar 31, 2021
Employees · 4 to 5
Jan 30, 2020 to Mar 31, 2021
Discretionary RAUM · $719M to $893M
Jan 30, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $719M to $893M
Jan 30, 2020 to Mar 31, 2021
RAUM · $719M to $893M
Jan 30, 2020 to Mar 31, 2021
Accounts · unset to 6.0
Aug 28, 2019 to Jan 30, 2020
Business name · R••••• M••••••••• L• to R••••• M••••••••• L•••
Aug 28, 2019 to Jan 30, 2020
Pooled vehicle clients · 0 to 6
Aug 28, 2019 to Jan 30, 2020
Legal name · R••••• M••••••••• L• to R••••• M••••••••• L•••
Aug 28, 2019 to Jan 30, 2020
Private funds · unset to 3
Aug 28, 2019 to Jan 30, 2020
Discretionary RAUM · unset to 719040000.0
Aug 28, 2019 to Jan 30, 2020
Non-discretionary RAUM · unset to 0.0
Aug 28, 2019 to Jan 30, 2020
Pooled vehicle RAUM · $0 to $719M
Aug 28, 2019 to Jan 30, 2020
RAUM · unset to 719040000.0
Aug 28, 2019 to Jan 30, 2020

Signals

3 dated events

••• Locked
Mar 23, 2026 · ria ownership band change · fact
••• Locked
Mar 23, 2026 · ria ownership band change · fact
••• Locked
Aug 28, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 23, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.