DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

D••••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $229M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-10 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $229M
Advisors: 0
RAUM change, 1 year: +102%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-10 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 10 Mar 2026, RAUM $113M to $229M (+102.1%) on the Form ADV filed 10 Mar 2026.

Every filed figure, and the identifiersCRD 307862 · SEC 801-118328 · 9 filingsShow

CRD 307862SEC 801-118328First filing on the tape Feb 27, 2020, latest Mar 10, 2026SEC status approved since Mar 30, 2020IAPD

RAUM

$229M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM +72% a year over three years · the tape starts Feb 27, 2020

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$229M as of Mar 10, 2026

Jan 22, 2021$60.7M then

HNW client RAUM$0 as of Mar 10, 2026

Jan 22, 2021$0 then

State-registered IARs (5.B.3)0 as of Mar 10, 2026

Jan 22, 20210 then

Employees (5.A)4 as of Mar 10, 2026

Jan 22, 20214 then

Private funds3 as of Mar 10, 2026

Jan 22, 20212 then

RAUM +102% over the last fiscal year+72% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 10, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $57.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +102%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $229M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$229M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $229M for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
D••••••• M••••• F••• L•••• L•••	Hedge Fund	$229M	2	Mar 30, 2023
D••••••• P••••••• L•••• L•	Hedge Fund	$202M	23	Mar 20, 2024
D••••••• M••••• F•••• L•••	Hedge Fund	$30.2M	4	Jul 30, 2020
D••••••• O••••••• L•••• L•••	Hedge Fund	$26.2M	7	Mar 20, 2024
D••••••• I••••••••• F•••• L•••	Hedge Fund	$7.2M	1	Jul 30, 2020

Owners and control persons

Schedule A and B, latest filing

C•••••• A••••••• •••• · Chief Compliance Officer / Chief Financial Officercontrol
since 01/2020 · owns less than 5%
E••••••••• B••••• L•• · Managing Partnercontrol
since 07/2019 · owns 75% or more
E••••••••• B••••• L•• · Managing Membercontrol
since 07/2019 · owns 75% or more of D••••••• C•••••• M••••••••• G• L••

Entity owners

D••••••• C•••••• M••••••••• G• L•• · General Partner
direct · owns less than 5%

Who runs the funds

related persons named most often on the Form D filings of the firm's funds; 4 fund-person rows in all

Name	Where	Funds	Filings	Named
A•••••• C•••••director	New York, NY	1	3	Nov 4, 2020 to Nov 4, 2022
D••••••• C•••••• M••••••••• L•entitypromoter	New York, NY	1	3	Nov 4, 2020 to Nov 4, 2022
G••• B••••••director	Grand Cayman, E9	1	3	Nov 4, 2020 to Nov 4, 2022
J••• A••••••director	Grand Cayman, E9	1	3	Nov 4, 2020 to Nov 4, 2022

SEC Form D, item 3 (related persons: executive officers, directors and promoters of the issuer), every amendment on EDGAR. A name links to its IAPD record only when it matches exactly one Schedule A owner of the same adviser (1 of 4 here); every other name is as filed and is not joined to anyone.

13F holdings

quarter ended Jun 30, 2026, filed Jul 27, 2026

Reported value: $248M+24.4% on Mar 31, 2026 ($199M)reportedsec.gov
Positions: 20 in 20 issuers0.0% on the quarterreported
Concentration: top 10 issuers 69%, largest 11%derivedlargest: Boeing Co
Filed as: D••••••• C•••••• M••••••••• L•reportedmatched by the 13F filer reports this CRD

Related persons

Schedule D 7.A

D••••••• P••••••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 10, 2026
RAUM (Item 5.F) moved from $113,238,767 to $228,831,821 (+102.0%) between the annual amendments of 2025-03-25 and 2026-03-10; the peer median change was +4.0% (1140 comparable advisers, 97.0th percentile of changes)
peers: asset managers, $100M to $500M (1,140) · 97% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Assets in custody · $113M to $229M
Mar 25, 2025 to Mar 10, 2026
Discretionary RAUM · $113M to $229M
Mar 25, 2025 to Mar 10, 2026
Pooled vehicle RAUM · $113M to $229M
Mar 25, 2025 to Mar 10, 2026
RAUM · $113M to $229M
Mar 25, 2025 to Mar 10, 2026
Accounts · 3 to 4
Mar 20, 2024 to Mar 25, 2025

Full history · 39 changes

Pooled vehicle clients · 7 to 4
Mar 20, 2024 to Mar 25, 2025
Assets in custody · $43.4M to $113M
Mar 20, 2024 to Mar 25, 2025
Financial planning clients · unset to
Mar 20, 2024 to Mar 25, 2025
Discretionary RAUM · $43.2M to $113M
Mar 20, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $43.2M to $113M
Mar 20, 2024 to Mar 25, 2025
RAUM · $43.2M to $113M
Mar 20, 2024 to Mar 25, 2025
Accounts · 7 to 3
Mar 30, 2023 to Mar 20, 2024
Assets in custody · $44.6M to $43.4M
Mar 30, 2023 to Mar 20, 2024
Discretionary RAUM · $44.6M to $43.2M
Mar 30, 2023 to Mar 20, 2024
Pooled vehicle RAUM · $44.6M to $43.2M
Mar 30, 2023 to Mar 20, 2024
RAUM · $44.6M to $43.2M
Mar 30, 2023 to Mar 20, 2024
Accounts · 4 to 7
Mar 9, 2022 to Mar 30, 2023
Pooled vehicle clients · 4 to 7
Mar 9, 2022 to Mar 30, 2023
Assets in custody · $63.9M to $44.6M
Mar 9, 2022 to Mar 30, 2023
Private funds · 2 to 3
Mar 9, 2022 to Mar 30, 2023
Discretionary RAUM · $63.9M to $44.6M
Mar 9, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $63.9M to $44.6M
Mar 9, 2022 to Mar 30, 2023
RAUM · $63.9M to $44.6M
Mar 9, 2022 to Mar 30, 2023
Assets in custody · $60.7M to $63.9M
Nov 3, 2021 to Mar 9, 2022
Discretionary RAUM · $60.7M to $63.9M
Nov 3, 2021 to Mar 9, 2022
Pooled vehicle RAUM · $60.7M to $63.9M
Nov 3, 2021 to Mar 9, 2022
RAUM · $60.7M to $63.9M
Nov 3, 2021 to Mar 9, 2022
Assets in custody · $0 to $60.7M
Jul 30, 2020 to Jan 22, 2021
Discretionary RAUM · $30.2M to $60.7M
Jul 30, 2020 to Jan 22, 2021
Pooled vehicle RAUM · $30.2M to $60.7M
Jul 30, 2020 to Jan 22, 2021
RAUM · $30.2M to $60.7M
Jul 30, 2020 to Jan 22, 2021
Accounts · 0 to 4
Feb 27, 2020 to Jul 30, 2020
Pooled vehicle clients · 0 to 4
Feb 27, 2020 to Jul 30, 2020
Assets in custody · unset to 0.0
Feb 27, 2020 to Jul 30, 2020
Custody of client assets · false to true
Feb 27, 2020 to Jul 30, 2020
Private funds · unset to 2
Feb 27, 2020 to Jul 30, 2020
Discretionary RAUM · $0 to $30.2M
Feb 27, 2020 to Jul 30, 2020
Pooled vehicle RAUM · $0 to $30.2M
Feb 27, 2020 to Jul 30, 2020
RAUM · $0 to $30.2M
Feb 27, 2020 to Jul 30, 2020

Signals

3 dated events

••• Locked
Mar 10, 2026 · RAUM change · derived
••• Locked
Mar 10, 2026 · ria private fund assets change · fact
••• Locked
Feb 27, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.