DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

M•••••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $293M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $293M
Advisors: 0
RAUM change, 1 year: -11%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 26 Mar 2026, RAUM $331M to $293M (-11.3%) on the Form ADV filed 26 Mar 2026.

Every filed figure, and the identifiersCRD 308917 · SEC 801-118741 · 13 filingsShow

CRD 308917SEC 801-118741First filing on the tape Apr 15, 2020, latest Mar 26, 2026SEC status approved since May 15, 2020IAPD

RAUM

$293M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM -5.0% a year over three years · the tape starts Apr 15, 2020

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$293M as of Mar 26, 2026

Mar 29, 2021$251M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Mar 29, 20210 then

Employees (5.A)3 as of Mar 26, 2026

Mar 29, 20214 then

Private funds1 as of Mar 26, 2026

Mar 29, 20212 then

RAUM -11% over the last fiscal year-5.0% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $97.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: -11%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $293M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$293M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $293M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•••••••• C•••••• P••••••• M••••• F•••• L•	Hedge Fund	$293M	11	Sep 11, 2020
M•••••••• C•••••• P••••••• O••••••••• F•••• L•no longer reported	Hedge Fund	$20.3M	5	Mar 29, 2021

Owners and control persons

Schedule A and B, latest filing

A•••••••• D•••••• M••• · Chief Financial Officer, Chief Operating Officer, Chief Compliance Officercontrol
since 03/2020 · owns less than 5%
M••••••••• S••••••• M•••••• · Chief Executive Officer, Chief Investment Officercontrol
since 05/2019 · owns 75% or more
M••••••••• S••••••• M•••••• · Managing Membercontrol
since 05/2019 · owns 75% or more of M•••••••• C•••••• M••••••••• G•• L••

Entity owners

M•••••••• C•••••• M••••••••• G•• L•• · General Partner
direct · owns less than 5%

Who runs the funds

related persons named most often on the Form D filings of the firm's funds; 6 fund-person rows in all

Name	Where	Funds	Filings	Named
D••••• A•••••••executive officer	New York, NY	1	8	Jul 10, 2020 to Jul 14, 2026
J••• A•••••••director	Grand Cayman, E9	1	8	Jul 10, 2020 to Jul 14, 2026
M•••••••• C•••••• M••••••••• L•entityexecutive officerpromoter	New York, NY	1	8	Jul 10, 2020 to Jul 14, 2026
M•••••••• C•••••• P••••••• G•• L••entityexecutive officerpromoter	New York, NY	1	8	Jul 10, 2020 to Jul 14, 2026
M••• A•••••••director	Grand Cayman, E9	1	8	Jul 10, 2020 to Jul 14, 2026
S•••••• M•••••••••executive officer	New York, NY	1	8	Jul 10, 2020 to Jul 14, 2026

SEC Form D, item 3 (related persons: executive officers, directors and promoters of the issuer), every amendment on EDGAR. A name links to its IAPD record only when it matches exactly one Schedule A owner of the same adviser (2 of 6 here); every other name is as filed and is not joined to anyone.

13F holdings

quarter ended Jun 30, 2026, filed Aug 14, 2026

Reported value: $118M+7.5% on Mar 31, 2026 ($110M)reportedsec.gov
Positions: 24 in 24 issuers+26.3% on the quarterreported
Concentration: top 10 issuers 68%, largest 14%derivedlargest: Prologis Inc.
Filed as: M•••••••• C•••••• M••••••••• L•reportedmatched by the 13F filer reports this CRD

Related persons

Schedule D 7.A

M•••••••• C•••••• P••••••• G•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $331M to $293M
Mar 26, 2025 to Mar 26, 2026
Discretionary RAUM · $331M to $293M
Mar 26, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $331M to $293M
Mar 26, 2025 to Mar 26, 2026
RAUM · $331M to $293M
Mar 26, 2025 to Mar 26, 2026
Assets in custody · $349M to $331M
Jul 9, 2024 to Mar 26, 2025

Full history · 46 changes

Financial planning clients · unset to
Jul 9, 2024 to Mar 26, 2025
Discretionary RAUM · $349M to $331M
Jul 9, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $349M to $331M
Jul 9, 2024 to Mar 26, 2025
RAUM · $349M to $331M
Jul 9, 2024 to Mar 26, 2025
Advisory employees · 3 to 2
Mar 14, 2023 to Mar 25, 2024
Assets in custody · $342M to $349M
Mar 14, 2023 to Mar 25, 2024
Employees · 4 to 3
Mar 14, 2023 to Mar 25, 2024
Discretionary RAUM · $342M to $349M
Mar 14, 2023 to Mar 25, 2024
Pooled vehicle RAUM · $342M to $349M
Mar 14, 2023 to Mar 25, 2024
RAUM · $342M to $349M
Mar 14, 2023 to Mar 25, 2024
Advisory employees · 4 to 3
Jun 16, 2022 to Mar 14, 2023
Assets in custody · $316M to $342M
Jun 16, 2022 to Mar 14, 2023
Employees · 5 to 4
Jun 16, 2022 to Mar 14, 2023
Discretionary RAUM · $316M to $342M
Jun 16, 2022 to Mar 14, 2023
Pooled vehicle RAUM · $316M to $342M
Jun 16, 2022 to Mar 14, 2023
RAUM · $316M to $342M
Jun 16, 2022 to Mar 14, 2023
Accounts · 4 to 3
Sep 28, 2021 to Mar 28, 2022
Advisory employees · 3 to 4
Sep 28, 2021 to Mar 28, 2022
Pooled vehicle clients · 4 to 3
Sep 28, 2021 to Mar 28, 2022
Assets in custody · $251M to $316M
Sep 28, 2021 to Mar 28, 2022
Employees · 4 to 5
Sep 28, 2021 to Mar 28, 2022
Private funds · 2 to 1
Sep 28, 2021 to Mar 28, 2022
Discretionary RAUM · $251M to $316M
Sep 28, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $251M to $316M
Sep 28, 2021 to Mar 28, 2022
RAUM · $251M to $316M
Sep 28, 2021 to Mar 28, 2022
Accounts · 3 to 4
Feb 23, 2021 to Mar 29, 2021
Pooled vehicle clients · 3 to 4
Feb 23, 2021 to Mar 29, 2021
Assets in custody · $222M to $251M
Feb 23, 2021 to Mar 29, 2021
Private funds · 1 to 2
Feb 23, 2021 to Mar 29, 2021
Discretionary RAUM · $222M to $251M
Feb 23, 2021 to Mar 29, 2021
Pooled vehicle RAUM · $222M to $251M
Feb 23, 2021 to Mar 29, 2021
RAUM · $222M to $251M
Feb 23, 2021 to Mar 29, 2021
Accounts · unset to 3.0
May 27, 2020 to Sep 11, 2020
Pooled vehicle clients · unset to 3.0
May 27, 2020 to Sep 11, 2020
Assets in custody · unset to 222498331.0
May 27, 2020 to Sep 11, 2020
Custody of client assets · false to true
May 27, 2020 to Sep 11, 2020
Private funds · unset to 1
May 27, 2020 to Sep 11, 2020
Discretionary RAUM · unset to 222498331.0
May 27, 2020 to Sep 11, 2020
Non-discretionary RAUM · unset to 0.0
May 27, 2020 to Sep 11, 2020
Pooled vehicle RAUM · unset to 222498331.0
May 27, 2020 to Sep 11, 2020
RAUM · unset to 222498331.0
May 27, 2020 to Sep 11, 2020

Signals

1 dated events

••• Locked
Apr 15, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.