DFX Intelligence

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G•• C••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered

Asset manager (funds and pooled vehicles), reporting $94.8M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-02 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $94.8M
Advisors: 0
RAUM change, 1 year: +29%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-04-02 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+29.3%
RAUM, one year
RAUM $73.3M to $94.8M (+29.3%) on the Form ADV filed 2 Apr 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 311571 · SEC 801-122000 · 7 filingsShow

CRD 311571SEC 801-122000First filing on the tape Jul 1, 2021, latest Apr 2, 2026SEC status approved since Aug 2, 2021IAPD

RAUM

$94.8M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM -11% a year over three years · the tape starts Jul 1, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$94.8M as of Apr 2, 2026

Mar 14, 2022$124M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 2, 2026

Mar 14, 20220 then

Employees (5.A)1 as of Apr 2, 2026

Mar 14, 20221 then

Private funds: no history

RAUM +29% over the last fiscal year-11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 2, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $47.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +29%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$94.8M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G•• J•••• E••••• L••• S•••• M••••• F•••no longer reported	Hedge Fund	$0	0	Jul 1, 2021

Owners and control persons

Schedule A and B, latest filing

B••••••• G•••••••• S•••• · Manager, Member, Chief Compliance Officercontrol
since 01/2020 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Apr 2, 2026
RAUM (Item 5.F) moved from $73,303,964 to $94,792,090 (+29.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was -12.0% (97 comparable advisers, 96.0th percentile of changes)
peers: asset managers, under $100M (97) · 96% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 1 to 2
Mar 31, 2025 to Apr 2, 2026
Pooled vehicle clients · 1 to 2
Mar 31, 2025 to Apr 2, 2026
Financial planning clients · to 0
Mar 31, 2025 to Apr 2, 2026
Discretionary RAUM · $73.3M to $94.8M
Mar 31, 2025 to Apr 2, 2026
Pooled vehicle RAUM · $73.3M to $94.8M
Mar 31, 2025 to Apr 2, 2026

Full history · 28 changes

RAUM · $73.3M to $94.8M
Mar 31, 2025 to Apr 2, 2026
Accounts · 2 to 1
Jun 25, 2024 to Mar 31, 2025
Pooled vehicle clients · 2 to 1
Jun 25, 2024 to Mar 31, 2025
Financial planning clients · unset to
Jun 25, 2024 to Mar 31, 2025
HQ city · unset to
Jun 25, 2024 to Mar 31, 2025
HQ state · unset to
Jun 25, 2024 to Mar 31, 2025
Discretionary RAUM · $140M to $73.3M
Jun 25, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $140M to $73.3M
Jun 25, 2024 to Mar 31, 2025
RAUM · $140M to $73.3M
Jun 25, 2024 to Mar 31, 2025
Discretionary RAUM · $134M to $140M
Mar 24, 2023 to Mar 19, 2024
Pooled vehicle RAUM · $134M to $140M
Mar 24, 2023 to Mar 19, 2024
RAUM · $134M to $140M
Mar 24, 2023 to Mar 19, 2024
Accounts · 3 to 2
Mar 14, 2022 to Mar 24, 2023
Pooled vehicle clients · 3 to 2
Mar 14, 2022 to Mar 24, 2023
Discretionary RAUM · $124M to $134M
Mar 14, 2022 to Mar 24, 2023
Pooled vehicle RAUM · $124M to $134M
Mar 14, 2022 to Mar 24, 2023
RAUM · $124M to $134M
Mar 14, 2022 to Mar 24, 2023
Accounts · 4 to 3
Jul 1, 2021 to Mar 14, 2022
Pooled vehicle clients · 4 to 3
Jul 1, 2021 to Mar 14, 2022
Private funds · 1 to unset
Jul 1, 2021 to Mar 14, 2022
Discretionary RAUM · $49.2M to $124M
Jul 1, 2021 to Mar 14, 2022
Pooled vehicle RAUM · $49.2M to $124M
Jul 1, 2021 to Mar 14, 2022
RAUM · $49.2M to $124M
Jul 1, 2021 to Mar 14, 2022

Signals

2 dated events

••• Locked
Mar 14, 2022 · ria registration change · fact
••• Locked
Jul 1, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 2, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.