DFX Intelligence

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R•••••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $618M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-23 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $618M
Advisors: 0
RAUM change, 1 year: +49%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-23 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 23 Mar 2026, RAUM $413M to $618M (+49.5%) on the Form ADV filed 23 Mar 2026.

Every filed figure, and the identifiersCRD 311888 · SEC 801-120207 · 7 filingsShow

CRD 311888SEC 801-120207First filing on the tape Dec 21, 2020, latest Mar 23, 2026SEC status approved since Jan 21, 2021IAPD

RAUM

$618M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM +36% a year over three years · the tape starts Dec 21, 2020

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$618M as of Mar 23, 2026

Mar 29, 2022$172M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 23, 2026

Mar 29, 20220 then

Employees (5.A)5 as of Mar 23, 2026

Mar 29, 20225 then

Private funds1 as of Mar 23, 2026

Mar 29, 20221 then

RAUM +49% over the last fiscal year+36% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 23, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $154MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +49%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $46.2M, 1 clientreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$618M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $46.2M for 1 clientreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R•••••••• M••••• F••• L•	Hedge Fund	$549M	46	May 21, 2021

Owners and control persons

Schedule A and B, latest filing

G••••• F••••• R••••• · Managing Partner And Portfolio Managercontrol
since 05/2020 · owns less than 5%
S•••••••• J••••• R••• · Cco/Coo/Cfocontrol
since 01/2021 · owns less than 5%
G••••• F••••• R••••• · Managing Membercontrol
since 05/2020 · owns 75% or more of R•••••••• H••••••• L••

Entity owners

R•••••••• H••••••• L•• · General Partner
direct · owns 75% or more

Related persons

Schedule D 7.A

R•••••••• F••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $44.3M to $46.2M
Mar 28, 2025 to Mar 23, 2026
Discretionary RAUM · $413M to $618M
Mar 28, 2025 to Mar 23, 2026
Pooled vehicle RAUM · $413M to $618M
Mar 28, 2025 to Mar 23, 2026
RAUM · $413M to $618M
Mar 28, 2025 to Mar 23, 2026
Accounts · 3 to 4
Mar 26, 2024 to Mar 28, 2025

Full history · 33 changes

Pooled vehicle clients · 3 to 4
Mar 26, 2024 to Mar 28, 2025
Assets in custody · $27.1M to $44.3M
Mar 26, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 26, 2024 to Mar 28, 2025
Discretionary RAUM · $316M to $413M
Mar 26, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $316M to $413M
Mar 26, 2024 to Mar 28, 2025
RAUM · $316M to $413M
Mar 26, 2024 to Mar 28, 2025
Assets in custody · $15.0M to $27.1M
Mar 27, 2023 to Mar 26, 2024
Discretionary RAUM · $247M to $316M
Mar 27, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $247M to $316M
Mar 27, 2023 to Mar 26, 2024
RAUM · $247M to $316M
Mar 27, 2023 to Mar 26, 2024
Assets in custody · $0 to $15.0M
Mar 29, 2022 to Mar 27, 2023
Discretionary RAUM · $172M to $247M
Mar 29, 2022 to Mar 27, 2023
Pooled vehicle RAUM · $172M to $247M
Mar 29, 2022 to Mar 27, 2023
RAUM · $172M to $247M
Mar 29, 2022 to Mar 27, 2023
Advisory employees · 2 to 3
May 21, 2021 to Mar 29, 2022
Employees · 3 to 5
May 21, 2021 to Mar 29, 2022
Discretionary RAUM · $146M to $172M
May 21, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $146M to $172M
May 21, 2021 to Mar 29, 2022
RAUM · $146M to $172M
May 21, 2021 to Mar 29, 2022
Accounts · unset to 3.0
Dec 21, 2020 to May 21, 2021
Pooled vehicle clients · unset to 3.0
Dec 21, 2020 to May 21, 2021
Assets in custody · unset to 0.0
Dec 21, 2020 to May 21, 2021
Custody of client assets · false to true
Dec 21, 2020 to May 21, 2021
Private funds · unset to 1
Dec 21, 2020 to May 21, 2021
Discretionary RAUM · unset to 146249365.0
Dec 21, 2020 to May 21, 2021
Non-discretionary RAUM · unset to 0.0
Dec 21, 2020 to May 21, 2021
Pooled vehicle RAUM · unset to 146249365.0
Dec 21, 2020 to May 21, 2021
RAUM · unset to 146249365.0
Dec 21, 2020 to May 21, 2021

Signals

4 dated events

••• Locked
Mar 23, 2026 · RAUM change · derived
••• Locked
Mar 23, 2026 · private fund gav change · fact
••• Locked
Mar 23, 2026 · ria private fund assets change · fact
••• Locked
Dec 21, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 23, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 23, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.