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H••••••••

Independent wealth managerSEC-registered· Londonwebsite

Independent wealth manager, based in London, reporting $1.5B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.5B
Advisors: 0
RAUM change, 1 year: +24%
Private clients: 68%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

3 changes
ownership and control
1 control person joined and 2 left Schedule A in the last 12 months.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
+23.6%
RAUM, one year
RAUM $1.19B to $1.47B (+23.6%) on the Form ADV filed 31 Mar 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 316515 · SEC 801-122761 · 14 filingsShow

CRD 316515SEC 801-122761Legal name H•••••••• • C• L••••••First filing on the tape Oct 26, 2021, latest Mar 31, 2026SEC status approved since Feb 10, 2022IAPD

RAUM

$1.5B

reported, Item 5.F

Discretionary

52%

of RAUM

Private clients

68%

$999M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM +14% a year over three years · the tape starts Oct 26, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$1.5B as of Mar 31, 2026

Mar 31, 2023$989M then

HNW client RAUM$973M as of Mar 31, 2026

Mar 31, 2023$347M then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 31, 20230 then

Employees (5.A)24 as of Mar 31, 2026

Mar 31, 202320 then

Private funds: no history

RAUM +24% over the last fiscal year+14% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $8.8MderivedHNW RAUM over HNW clients
Average account: $2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 52%derivedof RAUM
Institutional: 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +1.1%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
a related person acts as qualified custodian (9.D.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

68% high-net-worth individuals, 25% corporations and businesses, and 3 other client types

The breakdown by client type, and the client counts5 client typesShow

High-net-worth individuals$973M68%
Corporations and businesses$358M25%
Insurance companies$43.3M3.0%
Individuals$26.3M1.9%
Pension and profit-sharing plans$22.8M1.6%

Individual clients: 74reported
HNW clients: 110reported
Pension plan clients: 11reported
Charitable clients: 0reported
Accounts: 637reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 68% private clients, 0% pooled funds, 4% institutions; a related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••• C••••• J••••• · Coo, Cfocontrol
since 10/2018 · owns less than 5%
L•••••• P•••••••• A•• · Ceo, Directorcontrol
since 05/2025 · owns less than 5%
R••••••••• M•••• J•••• · Director, Mlrocontrol
since 10/2016 · owns less than 5%
S••••• T••••••• N••••••• · Director, Cco, Mlrocontrol
since 01/2010 · owns less than 5%
R••••••••• M•••• J•••• · Shareholdercontrol
since 06/2021 · owns 25% to 50% of H•••••••• G•••• L••••••

All 6 control persons

C•••••• R•••••• D•••• · Director
since 10/2025 · owns less than 5%

Entity owners

H•••••••• P•••••• O••••• L•••••• · Shareholder
direct · owns 75% or more
H•••••••• G•••• L•••••• · Shareholder
indirect · owns 75% or more of H•••••••• P•••••• O••••• L••••••
A•••• L•••••• · Shareholder
indirect · owns F of H•••••••• P•••••• O••••• L••••••
E••••• D• R••••••••• H•••••• S••• · Shareholder
indirect · owns 75% or more of E••••• D• R••••••••• S••••• S•••
E••••• D• R••••••••• S••••• S••• · Shareholder
indirect · owns 25% to 50% of H•••••••• G•••• L••••••

All 7 entity owners

E••••• O• B•••• B••••••• D• R••••••••• · Shareholder
indirect · owns 75% or more of E••••• D• R••••••••• H•••••• S•••
G• A•••• L•••••• · Shareholder
indirect · owns 50% to 75% of A•••• L••••••

Related persons

Schedule D 7.A

E••••• D• R••••••••• ••••••••• S•
n
E••••• D• R••••••••• ••••••• S•••
custodiann
E••••• D• R••••••••• ••••••• S•
y

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

4 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Mar 31, 2026
L•••••• P•••••••• A•• (CEO, DIRECTOR) appeared on Schedule A between the filings of 2022-06-17 and 2026-03-31
peers: independent wealth managers, $1B to $5B (1,363)
control person changedChange between filings · filing Mar 31, 2026
B••••• C••••• J••••• (COO, CFO) left Schedule A between the filings of 2022-06-17 and 2026-03-31
peers: independent wealth managers, $1B to $5B (1,363)
control person changedChange between filings · filing Mar 31, 2026
R••••••••• M•••• J•••• (SHAREHOLDER) left Schedule A between the filings of 2022-06-17 and 2026-03-31
peers: independent wealth managers, $1B to $5B (1,363)
affiliate changedChange between filings · filing Mar 31, 2026
broker-dealer affiliate (Item 7.A.1): no on the filing of 2025-08-04, yes on the filing of 2026-03-31
peers: independent wealth managers, $1B to $5B (1,363)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 530 to 637
Aug 4, 2025 to Mar 31, 2026
Charity clients · 1 to 0
Aug 4, 2025 to Mar 31, 2026
Corporate clients · 23 to 17
Aug 4, 2025 to Mar 31, 2026
HNW clients · 154 to 110
Aug 4, 2025 to Mar 31, 2026
Individual clients · 28 to 74
Aug 4, 2025 to Mar 31, 2026

Full history · 80 changes

Pension plan clients · 24 to 11
Aug 4, 2025 to Mar 31, 2026
Employees · 25 to 24
Aug 4, 2025 to Mar 31, 2026
Discretionary RAUM · $613M to $762M
Aug 4, 2025 to Mar 31, 2026
HNW RAUM · $742M to $973M
Aug 4, 2025 to Mar 31, 2026
Individual RAUM · $18.4M to $26.3M
Aug 4, 2025 to Mar 31, 2026
Non-discretionary RAUM · $579M to $710M
Aug 4, 2025 to Mar 31, 2026
Pension RAUM · $21.2M to $22.8M
Aug 4, 2025 to Mar 31, 2026
RAUM · $1.2B to $1.5B
Aug 4, 2025 to Mar 31, 2026
Related broker-dealer · false to true
Aug 4, 2025 to Mar 31, 2026
Employees · 23 to 25
Mar 31, 2025 to Jun 6, 2025
Financial planning clients · unset to
Mar 31, 2025 to Jun 6, 2025
Accounts · 572 to 530
Mar 28, 2024 to Mar 31, 2025
Advisory employees · 8 to 9
Mar 28, 2024 to Mar 31, 2025
Advisory activities · 2 to 3
Mar 28, 2024 to Mar 31, 2025
Corporate clients · 28 to 23
Mar 28, 2024 to Mar 31, 2025
HNW clients · 165 to 154
Mar 28, 2024 to Mar 31, 2025
Individual clients · 25 to 28
Mar 28, 2024 to Mar 31, 2025
Pension plan clients · 25 to 24
Mar 28, 2024 to Mar 31, 2025
Employees · 24 to 23
Mar 28, 2024 to Mar 31, 2025
HQ state · unset to
Mar 28, 2024 to Mar 31, 2025
Discretionary RAUM · $610M to $613M
Mar 28, 2024 to Mar 31, 2025
HNW RAUM · $699M to $742M
Mar 28, 2024 to Mar 31, 2025
Individual RAUM · $17.5M to $18.4M
Mar 28, 2024 to Mar 31, 2025
Non-discretionary RAUM · $617M to $579M
Mar 28, 2024 to Mar 31, 2025
Pension RAUM · $20.3M to $21.2M
Mar 28, 2024 to Mar 31, 2025
RAUM · $1.2B to $1.2B
Mar 28, 2024 to Mar 31, 2025
Accounts · 578 to 572
Oct 16, 2023 to Mar 28, 2024
Advisory employees · 7 to 8
Oct 16, 2023 to Mar 28, 2024
Corporate clients · 27 to 28
Oct 16, 2023 to Mar 28, 2024
HNW clients · 154 to 165
Oct 16, 2023 to Mar 28, 2024
Individual clients · 28 to 25
Oct 16, 2023 to Mar 28, 2024
Pension plan clients · 23 to 25
Oct 16, 2023 to Mar 28, 2024
Employees · 26 to 24
Oct 16, 2023 to Mar 28, 2024
Discretionary RAUM · $627M to $610M
Oct 16, 2023 to Mar 28, 2024
HNW RAUM · $470M to $699M
Oct 16, 2023 to Mar 28, 2024
Individual RAUM · $24.7M to $17.5M
Oct 16, 2023 to Mar 28, 2024
Non-discretionary RAUM · $640M to $617M
Oct 16, 2023 to Mar 28, 2024
Pension RAUM · $21.9M to $20.3M
Oct 16, 2023 to Mar 28, 2024
RAUM · $1.3B to $1.2B
Oct 16, 2023 to Mar 28, 2024
Accounts · 437 to 578
Apr 1, 2023 to Oct 16, 2023
Corporate clients · 23 to 27
Apr 1, 2023 to Oct 16, 2023
HNW clients · 120 to 154
Apr 1, 2023 to Oct 16, 2023
Individual clients · 23 to 28
Apr 1, 2023 to Oct 16, 2023
Pension plan clients · 26 to 23
Apr 1, 2023 to Oct 16, 2023
Employees · 20 to 26
Apr 1, 2023 to Oct 16, 2023
Discretionary RAUM · $558M to $627M
Apr 1, 2023 to Oct 16, 2023
HNW RAUM · $347M to $470M
Apr 1, 2023 to Oct 16, 2023
Individual RAUM · $12.3M to $24.7M
Apr 1, 2023 to Oct 16, 2023
Non-discretionary RAUM · $431M to $640M
Apr 1, 2023 to Oct 16, 2023
Pension RAUM · $22.4M to $21.9M
Apr 1, 2023 to Oct 16, 2023
RAUM · $989M to $1.3B
Apr 1, 2023 to Oct 16, 2023
Accounts · 356 to 437
Jun 17, 2022 to Mar 31, 2023
Advisory employees · 6 to 7
Jun 17, 2022 to Mar 31, 2023
Corporate clients · 19 to 23
Jun 17, 2022 to Mar 31, 2023
HNW clients · 121 to 120
Jun 17, 2022 to Mar 31, 2023
Individual clients · 25 to 23
Jun 17, 2022 to Mar 31, 2023
Pension plan clients · 9 to 26
Jun 17, 2022 to Mar 31, 2023
Employees · 14 to 20
Jun 17, 2022 to Mar 31, 2023
Discretionary RAUM · $419M to $558M
Jun 17, 2022 to Mar 31, 2023
HNW RAUM · $270M to $347M
Jun 17, 2022 to Mar 31, 2023
Individual RAUM · $9.8M to $12.3M
Jun 17, 2022 to Mar 31, 2023
Non-discretionary RAUM · $600M to $431M
Jun 17, 2022 to Mar 31, 2023
Pension RAUM · $24.2M to $22.4M
Jun 17, 2022 to Mar 31, 2023
RAUM · $1.0B to $989M
Jun 17, 2022 to Mar 31, 2023
Accounts · 347 to 356
Feb 25, 2022 to Jun 17, 2022
Charity clients · 0 to 1
Feb 25, 2022 to Jun 17, 2022
Corporate clients · 12 to 19
Feb 25, 2022 to Jun 17, 2022
HNW clients · 114 to 121
Feb 25, 2022 to Jun 17, 2022
Individual clients · 21 to 25
Feb 25, 2022 to Jun 17, 2022
Discretionary RAUM · $390M to $419M
Feb 25, 2022 to Jun 17, 2022
HNW RAUM · $264M to $270M
Feb 25, 2022 to Jun 17, 2022
Individual RAUM · $1.8M to $9.8M
Feb 25, 2022 to Jun 17, 2022
Non-discretionary RAUM · $215M to $600M
Feb 25, 2022 to Jun 17, 2022
Pension RAUM · $25.2M to $24.2M
Feb 25, 2022 to Jun 17, 2022
RAUM · $605M to $1.0B
Feb 25, 2022 to Jun 17, 2022

Signals

13 dated events

••• Locked
Mar 31, 2026 · Control person left · inference
••• Locked
Mar 31, 2026 · ria indirect owner change · derived
••• Locked
Mar 31, 2026 · Control person left · inference
••• Locked
Mar 31, 2026 · Control person joined · fact
••• Locked
Mar 31, 2026 · ria principal change · fact

Full timeline · 13 events

••• Locked
Mar 31, 2026 · ria principal change · derived
••• Locked
Mar 31, 2026 · ria indirect owner change · fact
••• Locked
Mar 31, 2026 · ria indirect owner change · derived
••• Locked
Mar 31, 2026 · ria indirect owner change · derived
••• Locked
Mar 31, 2026 · ria indirect owner change · derived
••• Locked
Oct 16, 2023 · RAUM change · derived
••• Locked
Jun 17, 2022 · RAUM change · derived
••• Locked
Oct 26, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.