DFX Intelligence

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A•••• G••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered· Delray Beach, Floridawebsite

Asset manager (funds and pooled vehicles), based in Delray Beach, Florida, reporting $19.6M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-05-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $19.6M
Advisors: 0
RAUM change, 1 year: +6.1%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-05-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+6.1%
RAUM, one year
RAUM $18.5M to $19.6M (+6.1%) on the Form ADV filed 26 May 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 316760 · SEC 801-126374 · 12 filingsShow

CRD 316760SEC 801-126374First filing on the tape Nov 30, 2021, latest May 26, 2026SEC status approved since Aug 15, 2022IAPD

RAUM

$19.6M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM +61% a year over three years · the tape starts Nov 30, 2021

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$19.6M as of May 26, 2026

Mar 28, 2023$4.7M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of May 26, 2026

Mar 28, 20232 then

Employees (5.A)4 as of May 26, 2026

Mar 28, 20234 then

Private funds: no history

RAUM +6.1% over the last fiscal year+61% a year over threeIARs 0 to 0offices 0 to 4

Practice profile

derived from the filing of May 26, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $19.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year: +6.1%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% investment companies

The breakdown by client type, and the client counts1 client typesShow

Investment companies$19.6M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

S•••••• G••••• · Chief Executive Officercontrol
since 12/2021 · owns less than 5%
S••••••••• J•••• · Chief Compliance Officercontrol
since 09/2023 · owns less than 5%
S•••••• G••••• · Directorcontrol
since 08/2015 · owns F of A•••• G••••• P••
S••••••••• J•••• · Directorcontrol
since 06/2019 · owns F of A•••• G••••• P••

Entity owners

A•••• G••••• P•• · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

A•••• G••••• M••••••••• •••••••• L•••
investment advisery
P••••••••• L••• A•••••••• ••••• C• L••• I•••••••• C••
real estatey

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 5 to 4
Mar 30, 2025 to Mar 31, 2026
Employees · 5 to 4
Mar 30, 2025 to Mar 31, 2026
Other offices · 0 to 4
Mar 30, 2025 to Mar 31, 2026
Discretionary RAUM · $18.5M to $19.6M
Mar 30, 2025 to Mar 31, 2026
RAUM · $18.5M to $19.6M
Mar 30, 2025 to Mar 31, 2026

Full history · 27 changes

Advisory employees · 4 to 5
Jul 12, 2024 to Mar 30, 2025
Employees · 4 to 5
Jul 12, 2024 to Mar 30, 2025
Financial planning clients · 0 to 0
Jul 12, 2024 to Mar 30, 2025
Discretionary RAUM · $3.1M to $18.5M
Jul 12, 2024 to Mar 30, 2025
RAUM · $3.1M to $18.5M
Jul 12, 2024 to Mar 30, 2025
Discretionary RAUM · $19.5M to $3.1M
Mar 29, 2024 to Jul 12, 2024
RAUM · $19.5M to $3.1M
Mar 29, 2024 to Jul 12, 2024
Discretionary RAUM · $4.7M to $19.5M
Nov 22, 2023 to Mar 29, 2024
RAUM · $4.7M to $19.5M
Nov 22, 2023 to Mar 29, 2024
BD registered reps · 1 to 0
Sep 1, 2023 to Nov 22, 2023
HQ city · NEWPORT BEACH to DELRAY BEACH
Sep 1, 2023 to Nov 22, 2023
HQ state · CA to FL
Sep 1, 2023 to Nov 22, 2023
State-registered IARs · 2 to 0
Sep 1, 2023 to Nov 22, 2023
Advisory employees · 5 to 4
Nov 14, 2022 to Mar 28, 2023
Employees · 5 to 4
Nov 14, 2022 to Mar 28, 2023
Discretionary RAUM · $4.8M to $4.7M
Nov 14, 2022 to Mar 28, 2023
RAUM · $4.8M to $4.7M
Nov 14, 2022 to Mar 28, 2023
Accounts · 0 to 1
Jul 12, 2022 to Nov 14, 2022
Discretionary RAUM · $0 to $4.8M
Jul 12, 2022 to Nov 14, 2022
RAUM · $0 to $4.8M
Jul 12, 2022 to Nov 14, 2022
Business name · A•••• G••••• M••••••••• I••• to A•••• G••••• M••••••••• L••
Nov 30, 2021 to Dec 2, 2021
Legal name · A•••• G••••• M••••••••• I••• to A•••• G••••• M••••••••• L••
Nov 30, 2021 to Dec 2, 2021

Signals

3 dated events

••• Locked
Nov 22, 2023 · Control person left · inference
••• Locked
Sep 1, 2023 · Control person left · inference
••• Locked
Jul 12, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, May 26, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, May 26, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.