DFX Intelligence

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S••••• C•••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.8B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.8B
Advisors: 0
RAUM change, 1 year: +0.1%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-06-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 318435 · SEC 801-123181 · 6 filingsShow

CRD 318435SEC 801-123181First filing on the tape Jan 6, 2022, latest Jun 12, 2026SEC status approved since Feb 8, 2022IAPD

RAUM

$1.8B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM +21% a year over three years · the tape starts Jan 6, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$1.8B as of Jun 12, 2026

Mar 24, 2023$993M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 12, 2026

Mar 24, 20230 then

Employees (5.A)9 as of Jun 12, 2026

Mar 24, 20239 then

Private funds1 as of Jun 12, 2026

Mar 24, 20231 then

RAUM +0.1% over the last fiscal year+21% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jun 12, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $252MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +0.1%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $790M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$1.8B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $790M for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• M••••• F••• L•no longer reported	Hedge Fund	$1.4B	35	Jan 6, 2022
S••••• E••••••• L•••	Hedge Fund	$790M	24	Jan 6, 2022

Owners and control persons

Schedule A and B, latest filing

V••••••••• S••• · Presidentcontrol
since 12/2021 · owns 75% or more
V••••••••• S••• · Managing Membercontrol
since 12/2021 · owns 75% or more of S••••• C•••••• G• L••
P••••••• M•••••• · Chief Financial Officer And Chief Compliance Officer
since 12/2021 · owns less than 5%

Entity owners

S••••• C•••••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

S••••• F••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 6 to 7
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle clients · 6 to 7
Mar 28, 2025 to Mar 30, 2026
Assets in custody · $1.2B to $790M
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $1.8B to $1.8B
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.8B to $1.8B
Mar 28, 2025 to Mar 30, 2026

Full history · 26 changes

RAUM · $1.8B to $1.8B
Mar 28, 2025 to Mar 30, 2026
Accounts · 5 to 6
Mar 27, 2024 to Mar 28, 2025
Pooled vehicle clients · 5 to 6
Mar 27, 2024 to Mar 28, 2025
Assets in custody · $1.3B to $1.2B
Mar 27, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 27, 2024 to Mar 28, 2025
Discretionary RAUM · $1.6B to $1.8B
Mar 27, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $1.6B to $1.8B
Mar 27, 2024 to Mar 28, 2025
RAUM · $1.6B to $1.8B
Mar 27, 2024 to Mar 28, 2025
Assets in custody · $824M to $1.3B
Mar 24, 2023 to Mar 27, 2024
Discretionary RAUM · $993M to $1.6B
Mar 24, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $993M to $1.6B
Mar 24, 2023 to Mar 27, 2024
RAUM · $993M to $1.6B
Mar 24, 2023 to Mar 27, 2024
Advisory employees · 5 to 6
Jan 6, 2022 to Mar 24, 2023
Advisory activities · 2 to 1
Jan 6, 2022 to Mar 24, 2023
Pooled vehicle clients · 4 to 5
Jan 6, 2022 to Mar 24, 2023
Assets in custody · $1.4B to $824M
Jan 6, 2022 to Mar 24, 2023
Employees · 8 to 9
Jan 6, 2022 to Mar 24, 2023
Private funds · 2 to 1
Jan 6, 2022 to Mar 24, 2023
Discretionary RAUM · $1.6B to $993M
Jan 6, 2022 to Mar 24, 2023
Pooled vehicle RAUM · $1.4B to $993M
Jan 6, 2022 to Mar 24, 2023
RAUM · $1.6B to $993M
Jan 6, 2022 to Mar 24, 2023

Signals

3 dated events

••• Locked
Mar 27, 2024 · RAUM change · derived
••• Locked
Mar 24, 2023 · RAUM change · derived
••• Locked
Jan 6, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 12, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.