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RIA Intelligence

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A••••• C•••••• M•••••••••

Other adviserSEC-registered· New York, New York

Other adviser, based in New York, New York, reporting $25.0M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$25.0M
Advisors
0
RAUM change, 1 year
+0.0%
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 319640 · SEC 801-125888 · 9 filingsShow
CRD 319640SEC 801-125888Legal name A••••• C•••••• M••••••••• L••First filing on the tape May 16, 2022, latest Feb 20, 2026SEC status approved since Jun 16, 2022IAPD
RAUM
$25.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape

RAUM +0.0% a year over three years · the tape starts May 16, 2022

Peer group: Other advisers, under $100M, 660 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$25.0M as of Feb 20, 2026
Mar 31, 2023$25.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 20, 2026
Mar 31, 20230 then
Employees (5.A)1 as of Feb 20, 2026
Mar 31, 20232 then
Private funds: no history
RAUM +0.0% over the last fiscal year+0.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$25.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% corporations and businesses

The breakdown by client type, and the client counts1 client typesShow
  • Corporations and businesses$25.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bank; 100% of advisors also broker-dealer representativesderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• M•••••• · Chief Executive Officercontrol
        since 01/2022 · owns less than 5%
      • K••••• M•••••• · Ownercontrol
        since 01/2022 · owns 75% or more of M• K•••• A••••••••• L••
      • C•••••• C•••• M•••• · Chief Compliance Officer
        since 04/2023 · owns less than 5%
      Entity owners
      • M• K•••• A••••••••• L•• · Owner
        direct · owns 75% or more
      Ownership changes
      4 Schedule A changes between consecutive filings, latest first
      • Added C••• C••••• M•••• · Chief Compliance Officer
        filing of May 8, 2023, against Mar 31, 2023 · owns under 5%
      • Removed D•••• D•••••• J•• · Chief Compliance Officer control
        filing of May 8, 2023, against Mar 31, 2023 · owns under 5%
      • Added M•••••• K•••• · Owner control
        filing of Mar 31, 2023, against Oct 14, 2022 · owns 75% or more
      • Removed M•••••• K•••• S••••• · Owner control
        filing of Mar 31, 2023, against Oct 14, 2022 · owns 75% or more
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      • M• K•••• A••••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • BD registered reps · 0 to 1
        Mar 19, 2025 to Sep 16, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 19, 2025
      • Employees · 2 to 1
        May 8, 2023 to Mar 28, 2024
      • Advisory activities · 1 to 2
        Oct 14, 2022 to Mar 31, 2023
      • Accounts · 0 to 1
        May 16, 2022 to Oct 14, 2022
      Full history · 8 changes
      • Corporate clients · unset to 1.0
        May 16, 2022 to Oct 14, 2022
      • Discretionary RAUM · $0 to $25.0M
        May 16, 2022 to Oct 14, 2022
      • RAUM · $0 to $25.0M
        May 16, 2022 to Oct 14, 2022
      Signals
      6 dated events
      • ••• Locked
        Feb 20, 2026 · ria principal change · fact
      • ••• Locked
        Feb 20, 2026 · ria principal change · derived
      • ••• Locked
        May 8, 2023 · Control person left · inference
      • ••• Locked
        Mar 31, 2023 · Control person left · inference
      • ••• Locked
        Mar 31, 2023 · Control person joined · fact
      Full timeline · 6 events
      • ••• Locked
        May 16, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 20, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.