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RIA Intelligence

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S••• A•••••••• L••

No RAUM reportedSEC-registered· San Mateo, Californiawebsite

No RAUM reported, based in San Mateo, California.

Composed from this adviser's Form ADV classification, location and filed figures.

Advisors
0
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 322349 · SEC 801-126160 · 13 filingsShow
CRD 322349SEC 801-126160First filing on the tape Jun 23, 2022, latest Aug 7, 2026SEC status approved since Aug 26, 2022IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape

Filed figures over time · the tape starts Jun 23, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$0 as of Aug 7, 2026
Jan 7, 2025$0 then
HNW client RAUM$0 as of Aug 7, 2026
Jan 17, 2023$0 then
State-registered IARs (5.B.3)0 as of Aug 7, 2026
Jan 17, 20230 then
Employees (5.A)1 as of Aug 7, 2026
Jan 17, 20233 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+80%derived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
80,707reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• G•••••• L•••• · Chief Compliance Officercontrol
        since 10/2024 · owns less than 5%
      Entity owners
      • S•••• I••• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • client count surgeChange between filings · filing Mar 31, 2026
        individual and HNW clients (Item 5.D) moved from 44,724.0 to 80,707.0 (+80.0%) between the annual amendments of 2025-03-12 and 2026-03-31; the peer median change was +7.0% (11 comparable advisers, 100.0th percentile of changes)
        peers: other advisers, under $100M (11) · 100% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • HQ city · PALO ALTO to SAN MATEO
        Mar 31, 2026 to Aug 7, 2026
      • Advisory employees · 3 to 1
        Jun 23, 2025 to Mar 31, 2026
      • Individual clients · 44,724 to 80,707
        Jun 23, 2025 to Mar 31, 2026
      • Employees · 3 to 1
        Jun 23, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 12, 2025 to Jun 23, 2025
      Full history · 15 changes
      • Individual clients · 28,567 to 44,724
        Jan 7, 2025 to Mar 12, 2025
      • Accounts · unset to 0.0
        Dec 19, 2024 to Jan 7, 2025
      • Discretionary RAUM · unset to 0.0
        Dec 19, 2024 to Jan 7, 2025
      • Non-discretionary RAUM · unset to 0.0
        Dec 19, 2024 to Jan 7, 2025
      • RAUM · unset to 0.0
        Dec 19, 2024 to Jan 7, 2025
      • Individual clients · 0 to 28,567
        Jan 17, 2023 to Mar 29, 2024
      • Accounts · 0.0 to unset
        Jul 6, 2022 to Aug 1, 2022
      • Discretionary RAUM · 0.0 to unset
        Jul 6, 2022 to Aug 1, 2022
      • Non-discretionary RAUM · 0.0 to unset
        Jul 6, 2022 to Aug 1, 2022
      • RAUM · 0.0 to unset
        Jul 6, 2022 to Aug 1, 2022
      Signals
      8 dated events
      • ••• Locked
        Aug 7, 2026 · ria majority owner change · derived
      • ••• Locked
        Aug 7, 2026 · ria indirect owner change · fact
      • ••• Locked
        Aug 7, 2026 · ria indirect owner change · fact
      • ••• Locked
        Aug 7, 2026 · ria majority owner change · fact
      • ••• Locked
        Aug 7, 2026 · ria hq relocated · fact
      Full timeline · 8 events
      • ••• Locked
        Dec 19, 2024 · Control person joined · fact
      • ••• Locked
        Dec 19, 2024 · Control person left · inference
      • ••• Locked
        Jun 23, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Aug 7, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Aug 7, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: regulatory AUM, net advisor flow, 12 months, RAUM change, 1 year, private clients.