DFX Intelligence

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P••••• F••• M••••••••• L••

No RAUM reportedSEC-registered· Miami, Floridawebsite

No RAUM reported, based in Miami, Florida.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2024-09-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Advisors: 0

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2024-09-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 322774 · SEC 801-126482 · 9 filingsShow

CRD 322774SEC 801-126482First filing on the tape Aug 1, 2022, latest Sep 12, 2024SEC status approved since Sep 1, 2022IAPD

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

Filed figures over time · the tape starts Aug 1, 2022

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$0 as of Apr 1, 2024

Mar 31, 2023$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 1, 2024

Mar 31, 20230 then

Employees (5.A)4 as of Apr 1, 2024

Mar 31, 202310 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Sep 12, 2024; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

R•••• D••••••• B••• · Cco & Ceocontrol
since 06/2022 · owns less than 5%
R•••• D••••••• B••• · Shareholdercontrol
since 11/2021 · owns 50% to 75% of P•••••• I•••

Entity owners

P•••••• I••• · Sole Member
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Employees · 10 to 4
Jan 30, 2024 to Apr 1, 2024
Employees · 8 to 10
Dec 22, 2022 to Mar 31, 2023
Advisory employees · 2 to 1
Nov 29, 2022 to Dec 22, 2022

Signals

9 dated events

••• Locked
Sep 12, 2024 · Control person left · inference
••• Locked
Apr 1, 2024 · Control person left · inference
••• Locked
Apr 1, 2024 · Control person left · inference
••• Locked
Nov 29, 2022 · Control person joined · fact
••• Locked
Nov 10, 2022 · Control person left · inference

Full timeline · 9 events

••• Locked
Nov 10, 2022 · Control person left · inference
••• Locked
Nov 10, 2022 · Control person left · inference
••• Locked
Aug 2, 2022 · Control person joined · fact
••• Locked
Aug 1, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Sep 12, 2024
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Sep 12, 2024

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: regulatory AUM, net advisor flow, 12 months, RAUM change, 1 year, private clients.