DFX Intelligence
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L•••••• P•••• C•••••• M••••••••• L•
Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Austin, Texas
Asset manager (funds and pooled vehicles), based in Austin, Texas, reporting $208M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $208M
- Advisors
- 0
- RAUM change, 1 year
- +5.9%
- Private clients
- 0.0%
Form ADV
IAPD
Form ADV, consecutive annual filings
of RAUM
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Nothing material in the last 180 days. Last change: 27 Feb 2026, RAUM $196M to $208M (+5.9%) on the Form ADV filed 27 Feb 2026.
Every filed figure, and the identifiersCRD 323308 · SEC 801-131101 · 3 filingsShowHide
CRD 323308SEC 801-131101First filing on the tape Aug 14, 2024, latest Feb 27, 2026SEC status approved since Sep 13, 2024IAPD
RAUM
$208M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM +5.9% over the last fiscal year · the tape starts Aug 14, 2024
RAUM, HNW assets, advisors, employees and funds over time5 seriesShowHide
RAUM$208M as of Feb 27, 2026
Mar 26, 2025$196M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 27, 2026
Mar 26, 20250 then
Employees (5.A)3 as of Feb 27, 2026
Mar 26, 20252 then
Private funds1 as of Feb 27, 2026
Mar 26, 20251 then
RAUM +5.9% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShowHide
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $104MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
86% pooled investment vehicles, 14% investment companies
The breakdown by client type, and the client counts2 client typesShowHide
- Pooled investment vehicles$178M86%
- Investment companies$30.1M14%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Advisors registered through the firm
0 on IAPD today; the longest tenured first
No representative is registered through this CRD on IAPD.
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••• P•••• C•••••• P••••••• L• | Hedge Fund | $178M | 35 | Mar 20, 2024 |
Owners and control persons
Schedule A and B, latest filing
- P•••• ••••• J••••• L••••• · Chief Compliance Officer, Chief Investment Officercontrolsince 10/2022 · owns 75% or more
- P•••• ••••• J••••• L••••• · Managing Membercontrolsince 10/2022 · owns 75% or more of L•••••• P•••• G• L••
Entity owners
- L•••••• P•••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- L•••••• P•••• C•••••• G• L•investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Mar 26, 2025 to Feb 27, 2026
- Employees · 2 to 3Mar 26, 2025 to Feb 27, 2026
- Other offices · 0 to 1Mar 26, 2025 to Feb 27, 2026
- Discretionary RAUM · $196M to $208MMar 26, 2025 to Feb 27, 2026
- Pooled vehicle RAUM · $167M to $178MMar 26, 2025 to Feb 27, 2026
Full history · 11 changesShow fewer
- RAUM · $196M to $208MMar 26, 2025 to Feb 27, 2026
- Financial planning clients · 0 to 0Aug 14, 2024 to Mar 26, 2025
- Private funds · 2 to 1Aug 14, 2024 to Mar 26, 2025
- Discretionary RAUM · $36.0M to $196MAug 14, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $36.0M to $167MAug 14, 2024 to Mar 26, 2025
- RAUM · $36.0M to $196MAug 14, 2024 to Mar 26, 2025
Signals
3 dated events
- ••• LockedFeb 27, 2026 · ria office opened · fact
- ••• LockedMar 26, 2025 · ria registration change · fact
- ••• LockedAug 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Feb 27, 2026
Provenance
Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026ShowHide
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- Not computedderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Not yet on record: net advisor flow, 12 months.