DFX Intelligence

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S••••••••• G••••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $493M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $493M
Advisors: 0
RAUM change, 1 year: +81%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+80.5%
RAUM, one year
RAUM $273M to $493M (+80.5%) on the Form ADV filed 30 Mar 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 325400 · SEC 801-127674 · 8 filingsShow

CRD 325400SEC 801-127674First filing on the tape Mar 16, 2023, latest Mar 30, 2026SEC status approved since Apr 14, 2023IAPD

RAUM

$493M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM +81% over the last fiscal year · the tape starts Mar 16, 2023

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$493M as of Mar 30, 2026

Mar 4, 2024$237M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 4, 20240 then

Employees (5.A)6 as of Mar 30, 2026

Mar 4, 20244 then

Private funds1 as of Mar 30, 2026

Mar 4, 20241 then

RAUM +81% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $164MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +81%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $493M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$493M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $493M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••••••• M••••• F••• L•	Hedge Fund	$493M	38	Aug 11, 2023

Owners and control persons

Schedule A and B, latest filing

S•••• M•••••••• L•• · Chief Compliance Officercontrol
since 03/2024 · owns less than 5%
T••••••••• G••• N•• · Managing Partner | Limited Partnercontrol
since 12/2021 · owns 75% or more
T••••••••• G••• N•• · Managing Membercontrol
since 12/2021 · owns 75% or more of S••••••••• G••••• M••••••••• G• L••

Entity owners

S••••••••• G••••• M••••••••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

S••••••••• F•••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 30, 2026
RAUM (Item 5.F) moved from $273,197,172 to $493,140,959 (+81.0%) between the annual amendments of 2025-03-26 and 2026-03-30; the peer median change was +4.0% (1140 comparable advisers, 95.0th percentile of changes)
peers: asset managers, $100M to $500M (1,140) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Assets in custody · $273M to $493M
Mar 26, 2025 to Mar 30, 2026
Employees · 4 to 6
Mar 26, 2025 to Mar 30, 2026
Discretionary RAUM · $273M to $493M
Mar 26, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $273M to $493M
Mar 26, 2025 to Mar 30, 2026
RAUM · $273M to $493M
Mar 26, 2025 to Mar 30, 2026

Full history · 27 changes

Assets in custody · unset to 273197172.0
Apr 30, 2024 to Mar 26, 2025
Custody of client assets · false to true
Apr 30, 2024 to Mar 26, 2025
Financial planning clients · unset to
Apr 30, 2024 to Mar 26, 2025
Discretionary RAUM · $219M to $273M
Apr 30, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $219M to $273M
Apr 30, 2024 to Mar 26, 2025
RAUM · $219M to $273M
Apr 30, 2024 to Mar 26, 2025
Discretionary RAUM · $237M to $219M
Mar 6, 2024 to Apr 30, 2024
Pooled vehicle RAUM · $237M to $219M
Mar 6, 2024 to Apr 30, 2024
RAUM · $237M to $219M
Mar 6, 2024 to Apr 30, 2024
Advisory employees · 4 to 3
Aug 11, 2023 to Mar 4, 2024
Employees · 6 to 4
Aug 11, 2023 to Mar 4, 2024
Discretionary RAUM · $169M to $237M
Aug 11, 2023 to Mar 4, 2024
Pooled vehicle RAUM · $169M to $237M
Aug 11, 2023 to Mar 4, 2024
RAUM · $169M to $237M
Aug 11, 2023 to Mar 4, 2024
Accounts · unset to 3.0
May 11, 2023 to Aug 11, 2023
Pooled vehicle clients · unset to 3.0
May 11, 2023 to Aug 11, 2023
Private funds · unset to 1
May 11, 2023 to Aug 11, 2023
Discretionary RAUM · unset to 169061913.0
May 11, 2023 to Aug 11, 2023
Non-discretionary RAUM · unset to 0.0
May 11, 2023 to Aug 11, 2023
Pooled vehicle RAUM · unset to 169061913.0
May 11, 2023 to Aug 11, 2023
RAUM · unset to 169061913.0
May 11, 2023 to Aug 11, 2023
Related adviser · true to false
May 11, 2023 to Aug 11, 2023

Signals

6 dated events

••• Locked
Mar 30, 2026 · RAUM change · derived
••• Locked
Mar 30, 2026 · private fund gav change · fact
••• Locked
Mar 30, 2026 · ria private fund assets change · fact
••• Locked
Mar 4, 2024 · Control person left · inference
••• Locked
Mar 4, 2024 · Control person joined · fact

Full timeline · 6 events

••• Locked
Mar 16, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.