DFX Intelligence

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T•• L•••••• P••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $5.8B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-07-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $5.8B
Advisors: 0
RAUM change, 1 year: +78%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-07-09 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

3 changes
ownership and control
2 control persons joined and 1 left Schedule A in the last 12 months.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
+77.9%
RAUM, one year
RAUM $3.28B to $5.84B (+77.9%) on the Form ADV filed 9 Jul 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 326550 · SEC 801-128378 · 9 filingsShow

CRD 326550SEC 801-128378First filing on the tape Jun 21, 2023, latest Jul 9, 2026SEC status approved since Jul 21, 2023IAPD

RAUM

$5.8B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM +78% over the last fiscal year · the tape starts Jun 21, 2023

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$5.8B as of Jul 9, 2026

Mar 15, 2024$1.0B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 9, 2026

Mar 15, 20240 then

Employees (5.A)8 as of Jul 9, 2026

Mar 15, 20247 then

Private funds2 as of Jul 9, 2026

Mar 15, 20241 then

RAUM +78% over the last fiscal yearIARs 0 to 0offices 0 to 1

Practice profile

derived from the filing of Jul 9, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $1.9BderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +78%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $2.2B, 1 clientreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$5.8B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $2.2B for 1 clientreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
L•••••• P••••••• F••• L•	Hedge Fund	$5.7B	75	Jun 16, 2023
L•••••• K•••••••• L•	Hedge Fund	$167M	18	Jul 9, 2026

Owners and control persons

Schedule A and B, latest filing

B•••••• B••••• S•••••• · Chief Compliance Officer, Chief Operating Officer, Chief Financial Officercontrol
since 07/2023 · owns less than 5%
U•••• P•••••• A••••• · Principal And Sole Limited Partnercontrol
since 01/2023 · owns 75% or more
U•••• P•••••• A••••• · Principalcontrol
since 01/2023 · owns 75% or more of T•• L•••••• P••••••••• G• L••

Entity owners

T•• L•••••• P••••••••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

L•••••• C•••••• P••••••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 6, 2026
RAUM (Item 5.F) moved from $3,280,501,100 to $5,836,406,791 (+78.0%) between the annual amendments of 2025-03-30 and 2026-03-06; the peer median change was +13.0% (632 comparable advisers, 93.0th percentile of changes)
peers: asset managers, $5B to $20B (632) · 93% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 7 to 8
Jun 16, 2025 to Mar 6, 2026
Assets in custody · $1.7B to $2.2B
Jun 16, 2025 to Mar 6, 2026
Employees · 7 to 8
Jun 16, 2025 to Mar 6, 2026
Other offices · 0 to 1
Jun 16, 2025 to Mar 6, 2026
Discretionary RAUM · $3.3B to $5.8B
Jun 16, 2025 to Mar 6, 2026

Full history · 26 changes

Pooled vehicle RAUM · $3.3B to $5.8B
Jun 16, 2025 to Mar 6, 2026
RAUM · $3.3B to $5.8B
Jun 16, 2025 to Mar 6, 2026
Related bank · false to true
Jun 16, 2025 to Mar 6, 2026
Financial planning clients · unset to
Mar 30, 2025 to Jun 16, 2025
Accounts · 2 to 3
Nov 5, 2024 to Mar 30, 2025
Advisory employees · 5 to 7
Nov 5, 2024 to Mar 30, 2025
Pooled vehicle clients · 2 to 3
Nov 5, 2024 to Mar 30, 2025
Assets in custody · $0 to $1.7B
Nov 5, 2024 to Mar 30, 2025
Custody of client assets · false to true
Nov 5, 2024 to Mar 30, 2025
Private funds · 1 to 2
Nov 5, 2024 to Mar 30, 2025
Discretionary RAUM · $1.0B to $3.3B
Nov 5, 2024 to Mar 30, 2025
Pooled vehicle RAUM · $1.0B to $3.3B
Nov 5, 2024 to Mar 30, 2025
RAUM · $1.0B to $3.3B
Nov 5, 2024 to Mar 30, 2025
Related adviser · false to true
Nov 5, 2024 to Mar 30, 2025
Advisory employees · 1 to 5
Jan 3, 2024 to Mar 15, 2024
Assets in custody · unset to 0.0
Jan 3, 2024 to Mar 15, 2024
Employees · 3 to 7
Jan 3, 2024 to Mar 15, 2024
Discretionary RAUM · $66.3M to $1.0B
Jan 3, 2024 to Mar 15, 2024
Pooled vehicle RAUM · $66.3M to $1.0B
Jan 3, 2024 to Mar 15, 2024
RAUM · $66.3M to $1.0B
Jan 3, 2024 to Mar 15, 2024
Private funds · 2 to 1
Jun 21, 2023 to Jun 29, 2023

Signals

15 dated events

••• Locked
Jul 9, 2026 · Control person joined · fact
••• Locked
Jul 9, 2026 · ria office opened · fact
••• Locked
Jul 9, 2026 · ria principal change · derived
••• Locked
Jul 9, 2026 · Control person left · inference
••• Locked
Jul 9, 2026 · private fund first reported · fact

Full timeline · 15 events

••• Locked
Jul 9, 2026 · private fund gav change · fact
••• Locked
Jul 9, 2026 · ria private fund assets change · fact
••• Locked
Jul 9, 2026 · Control person joined · fact
••• Locked
Jul 9, 2026 · ria principal change · fact
••• Locked
Jul 9, 2026 · ria principal change · fact
••• Locked
Mar 6, 2026 · RAUM change · derived
••• Locked
Mar 30, 2025 · RAUM change · derived
••• Locked
Mar 15, 2024 · RAUM change · derived
••• Locked
Jun 29, 2023 · ria registration change · fact
••• Locked
Jun 21, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jul 9, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jul 9, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.