DFX Intelligence

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R••••• A••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered4 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.4B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-06 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.4B
Advisors: 0
RAUM change, 1 year: +59%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-04-06 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

4 changes
ownership and control
3 control persons joined and 1 left Schedule A in the last 12 months.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
+59.3%
RAUM, one year
RAUM $907M to $1.45B (+59.3%) on the Form ADV filed 6 Apr 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 326954 · SEC 801-128209 · 9 filingsShow

CRD 326954SEC 801-128209First filing on the tape May 23, 2023, latest Apr 6, 2026SEC status approved since Jun 21, 2023IAPD

RAUM

$1.4B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

41 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM +59% over the last fiscal year · the tape starts May 23, 2023

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$1.4B as of Apr 6, 2026

Mar 28, 2024$496M then

HNW client RAUM$0 as of Apr 6, 2026

Mar 28, 2024$0 then

State-registered IARs (5.B.3)0 as of Apr 6, 2026

Mar 28, 20240 then

Employees (5.A)41 as of Apr 6, 2026

Mar 28, 202435 then

Private funds4 as of Apr 6, 2026

Mar 31, 20254 then

RAUM +59% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Apr 6, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $181MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +59%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $1.4B, 8 clientsreportedItem 9.A
Ownership: controlled by a public reporting companyderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
controlled by a public reporting company (10.A)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$1.4B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $1.4B for 8 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R••••• F••••• I• L••	Other Private Fund	$85.2M	2	Apr 6, 2026
R••••• F••••• I• L•	Other Private Fund	$68.6M	14	Apr 6, 2026
R••••• F••••• I•••• L••	Other Private Fund	$64.7M	2	Apr 6, 2026
R••••• F••••• I•••• L•	Other Private Fund	$60.7M	5	Apr 6, 2026

Owners and control persons

Schedule A and B, latest filing

B••••••• M••••••• R•••••• · Chief Revenue Officercontrol
since 05/2023 · owns less than 5%
G••••••••• G•••• N•• · Chief Legal Officercontrol
since 05/2023 · owns less than 5%
R•••••••• N•••••••• J• · Portfolio Managercontrol
since 05/2023 · owns less than 5%
S••••• G••••••• N•• · Chief Financial Officercontrol
since 05/2023 · owns less than 5%
W•••••• A•••••• M•••••• · Presidentcontrol
since 05/2023 · owns less than 5%

All 9 control persons

A••••••••• E•••• Z••• · Ownercontrol
since 09/2015 · owns F of R•• C•••••• H••••••• L••
R••••••••• A•••••• N•• · Founder And Chief Executive Officercontrol
since 09/2015 · owns 75% or more of R•• C•••••• H••••••• L••
S••••••••• M•••••• N•• · Ownercontrol
since 09/2015 · owns F of R•• C•••••• H••••••• L••
M•••••••• G••••••• W•••• · Chief Compliance Officer
since 05/2023 · owns less than 5%

Entity owners

R•• C•••••• H••••••• L•• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

E•••••• L••
real estaten
R••••• L••
investment companyn
R••••• C•••••• H•••••• L••
pooled vehicle sponsory
W•••• T•••• A••••• L••
real estaten

Offices

Schedule D 1.F, the 25 largest

Madrid, Spain1 employee

What changed

consecutive filings, newest first

Accounts · 6 to 8
Oct 9, 2025 to Mar 27, 2026
Pooled vehicle clients · 6 to 8
Oct 9, 2025 to Mar 27, 2026
Assets in custody · $907M to $1.4B
Oct 9, 2025 to Mar 27, 2026
Discretionary RAUM · $907M to $1.4B
Oct 9, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $907M to $1.4B
Oct 9, 2025 to Mar 27, 2026

Full history · 31 changes

RAUM · $907M to $1.4B
Oct 9, 2025 to Mar 27, 2026
Accounts · 1 to 6
Sep 24, 2024 to Mar 31, 2025
Advisory employees · 35 to 41
Sep 24, 2024 to Mar 31, 2025
Pooled vehicle clients · 1 to 6
Sep 24, 2024 to Mar 31, 2025
Assets in custody · $496M to $907M
Sep 24, 2024 to Mar 31, 2025
Employees · 35 to 41
Sep 24, 2024 to Mar 31, 2025
Financial planning clients · unset to
Sep 24, 2024 to Mar 31, 2025
Private funds · unset to 4
Sep 24, 2024 to Mar 31, 2025
Discretionary RAUM · $496M to $907M
Sep 24, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $496M to $907M
Sep 24, 2024 to Mar 31, 2025
RAUM · $496M to $907M
Sep 24, 2024 to Mar 31, 2025
Advisory employees · 31 to 35
Sep 22, 2023 to Mar 28, 2024
Assets in custody · $275M to $496M
Sep 22, 2023 to Mar 28, 2024
Employees · 31 to 35
Sep 22, 2023 to Mar 28, 2024
Discretionary RAUM · $275M to $496M
Sep 22, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $275M to $496M
Sep 22, 2023 to Mar 28, 2024
RAUM · $275M to $496M
Sep 22, 2023 to Mar 28, 2024
Accounts · 0 to 1
May 24, 2023 to Sep 22, 2023
Advisory employees · 9 to 31
May 24, 2023 to Sep 22, 2023
Pooled vehicle clients · 0 to 1
May 24, 2023 to Sep 22, 2023
Assets in custody · $0 to $275M
May 24, 2023 to Sep 22, 2023
Employees · 9 to 31
May 24, 2023 to Sep 22, 2023
Other offices · 0 to 1
May 24, 2023 to Sep 22, 2023
Discretionary RAUM · $0 to $275M
May 24, 2023 to Sep 22, 2023
Pooled vehicle RAUM · $0 to $275M
May 24, 2023 to Sep 22, 2023
RAUM · $0 to $275M
May 24, 2023 to Sep 22, 2023

Signals

17 dated events

••• Locked
Apr 6, 2026 · Control person joined · fact
••• Locked
Apr 6, 2026 · ria principal change · fact
••• Locked
Apr 6, 2026 · ria principal change · derived
••• Locked
Apr 6, 2026 · ria principal change · derived
••• Locked
Apr 6, 2026 · Control person joined · fact

Full timeline · 17 events

••• Locked
Apr 6, 2026 · Control person joined · fact
••• Locked
Apr 6, 2026 · Control person left · inference
••• Locked
Apr 6, 2026 · private fund first reported · fact
••• Locked
Apr 6, 2026 · private fund first reported · fact
••• Locked
Apr 6, 2026 · private fund first reported · fact
••• Locked
Apr 6, 2026 · private fund first reported · fact
••• Locked
Mar 27, 2026 · RAUM change · derived
••• Locked
Mar 31, 2025 · RAUM change · derived
••• Locked
Mar 28, 2024 · RAUM change · derived
••• Locked
Sep 22, 2023 · Control person joined · fact
••• Locked
Sep 22, 2023 · Control person joined · fact
••• Locked
May 23, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

R••••• A••••••• L•• · Independent Sponsors
same CRD · capital provider

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 6, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

R••••• A••••••• L•• is the same institution as 1 record in Independent Sponsors.

Independent Sponsors1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: net advisor flow, 12 months.